KRBN · KraneShares Global Carbon Strategy ETF ETF

$34.88 +0.14 (+0.39%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 92

Total Value: $69,922,746

Total Shares: 1,916,218

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 92 13F filers · Δ vs Sep 30, 2023

Top Holder

13.2%

−1.6 pts

Top 5

39.0%

−1.5 pts

Top 10

56.9%

+0.2 pts

HHI

494

Broadly held−24

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -13

Institutional value: -35.1%

Shares held: -35.7%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds
Mid Summit Trail Advisors, LLC	+35,521	82,739
Large CIBC WORLD MARKET INC.	+30,341	67,325
Mega MORGAN STANLEY	+26,905	92,067
Mega BANK OF MONTREAL /CAN/	+17,891	20,523
Large Cambridge Investment Research Advisors, Inc.	+8,972	113,330

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds
Large Belvedere Trading LLC	−434,882	8,541
Mega JANE STREET GROUP, LLC	−77,181	205,933
Small PALO ALTO WEALTH ADVISORS, LLC	−53,578	61,235
Large KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	−44,508	60,645
Small Rosenblum Silverman Sutton S F Inc /ca	−38,595	80,140

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Mid Virtu Financial LLC	24,860	$907,141
Large Baird Financial Group, Inc.	16,044	$585,445
Micro Kepos Capital LP	13,273	$484,331
Large Pathstone Holdings, LLC	13,037	$475,720
Mid FOSTER DYKEMA CABOT & PARTNERS, LLC	10,695	$390,260

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Micro ROBERT WOOD JOHNSON FOUNDATION	110,000	$3,974,300
Micro PALLADIEM, LLC	67,835	$2,450,878
Small Riverwater Partners LLC	62,464	$2,256,824
Small ALTFEST L J & CO INC	42,004	$1,517,604
Mega SG Americas Securities, LLC	40,000	$1,445,200

Filter: New 10 Increased 21 Reduced 34 Sold out 23 Unchanged 27

Showing 100 of 100

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SPINNAKER TRUST KRBN

$9,253,243

13.23%

253,583

JANE STREET GROUP, LLC KRBN

$7,514,495

10.75%

205,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	205,933	$7,514,495	100.0%	Defined

Cambridge Investment Research Advisors, Inc. KRBN

$4,135,411

5.91%

113,330

MORGAN STANLEY KRBN

$3,359,522

4.80%

92,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	1,511	$55,136	1.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	5,045	$184,092	5.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	9,194	$335,488	10.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	76,317	$2,784,806	82.9%	Defined

Summit Trail Advisors, LLC KRBN

$3,019,146

4.32%

82,739

Rosenblum Silverman Sutton S F Inc /ca KRBN

$2,924,308

4.18%

80,140

THORNBURG INVESTMENT MANAGEMENT INC KRBN

$2,689,203

3.85%

73,697

CIBC WORLD MARKET INC. KRBN

$2,456,689

3.51%

67,325

PALO ALTO WEALTH ADVISORS, LLC KRBN

$2,234,465

3.20%

61,235

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC KRBN

$2,212,936

3.16%

60,645

FLOW TRADERS U.S. LLC KRBN

$1,953,455

2.79%

53,534

AGF MANAGEMENT LTD KRBN

$1,886,277

2.70%

51,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	51,693	$1,886,277	100.0%	Sole

Rockefeller Capital Management L.P. KRBN

$1,741,448

2.49%

47,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	47,724	$1,741,448	100.0%	Defined

Brevan Howard Capital Management LP KRBN

$1,555,824

2.23%

42,637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard Investment Products Ltd	42,637	$1,555,824	100.0%	Defined

Ethos Financial Group, LLC KRBN

$1,423,037

2.04%

38,998

SUSQUEHANNA INTERNATIONAL GROUP, LLP KRBN

$1,326,995

1.90%

36,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	36,366	$1,326,995	100.0%	Defined

HORIZON KINETICS ASSET MANAGEMENT LLC KRBN

$1,245,403

1.78%

34,130

UBS Group AG KRBN

$1,020,806

1.46%

27,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	128	$4,670	0.5%	Defined
UBS AG	23,159	$845,071	82.8%	Defined
UBS Securities LLC	4,688	$171,065	16.8%	Defined

Virtu Financial LLC KRBN

$907,141

1.30%

24,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	24,860	$907,141	100.0%	Defined

Geneos Wealth Management Inc. KRBN

$850,180

1.22%

23,299

Asset Management Resources, LLC KRBN

$828,286

1.18%

22,699

JPMORGAN CHASE & CO KRBN

$804,312

1.15%

22,042

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	22,042	$804,312	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC KRBN

$797,890

1.14%

21,866

BANK OF MONTREAL /CAN/ KRBN

$748,883

1.07%

20,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	18,307	$668,022	89.2%	Defined
Held directly	2,216	$80,861	10.8%	Defined

M. Kulyk & Associates, LLC KRBN

$692,835

0.99%

18,987

Baird Financial Group, Inc. KRBN

$585,445

0.84%

16,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	16,044	$585,445	100.0%	Defined

TORONTO DOMINION BANK KRBN

$583,840

0.83%

16,000

Global Endowment Management, LP KRBN

$547,350

0.78%

15,000

Perigon Wealth Management, LLC KRBN

$514,654

0.74%

14,104

NATIONAL BANK OF CANADA /FI/ KRBN

$513,706

0.73%

14,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	14,078	$513,706	100.0%	Defined

Kepos Capital LP KRBN

$484,331

0.69%

13,273

Pathstone Holdings, LLC KRBN

$475,720

0.68%

13,037

Wealthfront Advisers LLC KRBN

$439,011

0.63%

12,031

LAFFER TENGLER INVESTMENTS, INC. KRBN

$421,714

0.60%

11,557

Crescent Grove Advisors, LLC KRBN

$411,972

0.59%

11,290

FOSTER DYKEMA CABOT & PARTNERS, LLC KRBN

$390,260

0.56%

10,695

AdvisorNet Financial, Inc KRBN

$381,174

0.55%

10,446

Cresset Asset Management, LLC KRBN

$379,751

0.54%

10,407

Private Advisor Group, LLC KRBN

$378,656

0.54%

10,377

RWA WEALTH PARTNERS, LLC KRBN

$337,860

0.48%

9,259

SUSQUEHANNA INTERNATIONAL GROUP, LLP KRBN

$335,708

0.48%

9,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	9,200	$335,708	100.0%	Defined

Cetera Investment Advisers KRBN

$330,818

0.47%

9,066

CITIGROUP INC KRBN

$289,511

0.41%

7,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	7,934	$289,511	100.0%	Defined

PICTON MAHONEY ASSET MANAGEMENT KRBN

$280,973

0.40%

7,700

CITADEL ADVISORS LLC KRBN

$273,675

0.39%

7,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,500	$273,675	100.0%	Defined

CITADEL ADVISORS LLC KRBN

$270,026

0.39%

7,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,400	$270,026	100.0%	Defined

TWO SIGMA SECURITIES, LLC KRBN

$256,488

0.37%

7,029

PARTNERS CAPITAL INVESTMENT GROUP, LLP KRBN

$250,503

0.36%

6,865

CENTAURUS FINANCIAL, INC. KRBN

$248,277

0.36%

6,804

OPPENHEIMER & CO INC KRBN

$246,854

0.35%

6,765

OSAIC HOLDINGS, INC. KRBN

$243,715

0.35%

6,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	676	$24,667	10.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	125	$4,561	1.9%	Defined
SECURITIES AMERICA ADVISORS INC	5,860	$213,831	87.7%	Defined
American Portfolios Advisors	18	$656	0.3%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP KRBN

$222,589

0.32%

6,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,100	$222,589	100.0%	Defined

Arete Wealth Advisors, LLC KRBN

$221,019

0.32%

6,057

CREDIT SUISSE AG/ KRBN

$206,898

0.30%

5,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.	5,670	$206,898	100.0%	Defined

Banque Cantonale Vaudoise KRBN

$184,420

0.26%

5,054

CITADEL ADVISORS LLC KRBN

$170,116

0.24%

4,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,662	$170,116	100.0%	Defined

Belvedere Trading LLC KRBN

$167,854

0.24%

4,600

ROYAL BANK OF CANADA KRBN

$159,680

0.23%

4,376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,127	$77,614	48.6%	Defined
RBC Dominion Securities Inc.	2,249	$82,066	51.4%	Defined

Belvedere Trading LLC KRBN

$118,264

0.17%

3,241

NKCFO LLC KRBN

$91,225

0.13%

2,500

NOMURA ASSET MANAGEMENT CO LTD KRBN

$87,867

0.13%

2,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Taiwan Ltd.	2,408	$87,867	100.0%	Sole

Solstein Capital, LLC KRBN

$78,672

0.11%

2,156

Glassman Wealth Services KRBN

$74,074

0.11%

2,030

Sunbelt Securities, Inc. KRBN

$71,264

0.10%

1,953

Allworth Financial LP KRBN

$68,637

0.10%

1,881

Mascoma Wealth Management LLC KRBN

$55,793

0.08%

1,529

Lindbrook Capital, LLC KRBN

$45,065

0.06%

1,235

CHILTON CAPITAL MANAGEMENT LLC KRBN

$39,701

0.06%

1,088

Baystate Wealth Management LLC KRBN

$38,350

0.05%

1,051

BANK OF AMERICA CORP /DE/ KRBN

$36,490

0.05%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,000	$36,490	100.0%	Defined

Resurgent Financial Advisors LLC KRBN

$36,490

0.05%

1,000

Clearstead Advisors, LLC KRBN

$36,161

0.05%

991

Colonial Trust Advisors KRBN

$25,543

0.04%

700

Belvedere Trading LLC KRBN

$25,543

0.04%

700

PNC FINANCIAL SERVICES GROUP, INC. KRBN

$25,360

0.04%

695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	695	$25,360	100.0%	Defined

Cutler Group LP KRBN

$21,894

0.03%

600

Hood River Capital Management LLC KRBN

$20,069

0.03%

550

U S GLOBAL INVESTORS INC KRBN

$18,245

0.03%

500

Parkside Financial Bank & Trust KRBN

$17,223

0.02%

472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Parkside Financial Bank & Trust	472	$17,223	100.0%	Sole

TD Waterhouse Canada Inc. KRBN

$16,055

0.02%

440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	440	$16,055	100.0%	Defined

SIMPLEX TRADING, LLC KRBN

$14,668

0.02%

402

Cutler Group LP KRBN

$10,947

0.02%

300

Ancora Advisors LLC KRBN

$9,852

0.01%

270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	270	$9,852	100.0%	Sole

HARBOUR INVESTMENTS, INC. KRBN

$9,669

0.01%

265

BARCLAYS PLC KRBN

$9,231

0.01%

253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	253	$9,231	100.0%	Defined

Balefire, LLC KRBN

$8,465

0.01%

232

Larson Financial Group LLC KRBN

$5,254

0.01%

144

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO KRBN

$4,670

0.01%

128

ORG Partners LLC KRBN

$4,524

0.01%

124

Cutler Group LP KRBN

$3,649

0.01%

100

HHM Wealth Advisors, LLC KRBN

$2,371

0.00%

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC KRBN

$1,751

0.00%

Qube Research & Technologies Ltd KRBN

$1,204

0.00%

JJJ Advisors Inc. KRBN

$729

0.00%

Retirement Group, LLC KRBN

$474

0.00%

Parallel Advisors, LLC KRBN

$255

0.00%

FMR LLC KRBN

$145

0.00%

Tower Research Capital LLC (TRC) KRBN

$109

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	3	$109	100.0%	Other

TOTH FINANCIAL ADVISORY CORP KRBN

$36

0.00%

PROEQUITIES, INC. KRBN

0.00%