LDUR · PIMCO Enhanced Low Duration Active Exchange-Traded Fund ETF

$95.06 -0.09 (-0.09%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 4

Total Value: $2,234,404

Total Shares: 23,370

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 4 13F filers · Δ vs Sep 30, 2023

Top Holder

51.3%

+29.9 pts

Top 5

100.0%

+42.5 pts

Top 10

100.0%

+23.3 pts

HHI

3,971

Highly concentrated+3,041

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -51

Institutional value: -99.1%

Shares held: -99.2%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega Allianz Asset Management GmbH	+3	68

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−1,830	11,999

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	7,776	$743,463
Small Financial Insights, Inc.	3,527	$337,216

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Mega BANK OF AMERICA CORP /DE/	589,061	$55,218,577
Mega JANE STREET GROUP, LLC	344,984	$32,338,800
Mega MORGAN STANLEY	315,134	$29,540,661
Mega ROYAL BANK OF CANADA	168,709	$15,814,780
Mega LPL Financial LLC	163,906	$15,364,548

Filter: New 2 Increased 1 Reduced 1 Sold out 53 Unchanged 0

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITADEL ADVISORS LLC LDUR

$1,147,224

51.34%

11,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,999	$1,147,224	100.0%	Defined

Corient Private Wealth LLC LDUR

$743,463

33.27%

7,776

Financial Insights, Inc. LDUR

$337,216

15.09%

3,527

Allianz Asset Management GmbH LDUR

$6,501

0.29%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	68	$6,501	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	40,530	$3,799,282	6.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	436,559	$40,923,040	74.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	111,972	$10,496,255	19.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	344,984	$32,338,800	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	315,134	$29,540,661	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	44,507	$4,172,086	26.4%	Defined
RBC Dominion Securities Inc.	99,867	$9,361,532	59.2%	Defined
RBC Private Counsel (USA) Inc.	24,335	$2,281,162	14.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50,949	$4,775,959	48.4%	Defined
FSC SECURITES, INC.	78	$7,311	0.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,106	$197,416	2.0%	Defined
SECURITIES AMERICA ADVISORS INC	31,020	$2,907,814	29.4%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	813	$76,210	0.8%	Defined
ARBOR POINT ADVISORS, LLC	665	$62,337	0.6%	Defined
TRIAD HYBRID SOLUTIONS, LLC	232	$21,747	0.2%	Defined
TRIAD ADVISORS, LLC	40	$94	0.0%	Defined
American Portfolios Advisors	221	$20,716	0.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	19,254	$1,804,869	18.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	10,074	$944,336	11.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	75,581	$7,084,962	88.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	45,450	$4,260,483	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	12,981	$1,216,838	34.8%	Defined
55I, LLC	24,315	$2,279,288	65.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	31,611	$2,963,215	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	8,218	$770,355	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	5,047	$473,104	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	2,955	$277,001	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	253	$23,716	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	105	$9,842	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	25	$2,343	100.0%	Other