LEGR · First Trust Indxx Innovative Transaction & Process ETF ETF

Alerts for LEGR

$67.79 +0.29 (+0.43%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $335,642

Total Shares: 5,224

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2024

Top Holder

100.0%

+84.8 pts

Top 5

100.0%

+43.2 pts

Top 10

100.0%

+20.7 pts

HHI

10,000

Highly concentrated+9,146

Quarterly Activity

vs Sep 30, 2024

New

0

Increased

0

Decreased

1

Sold Out

43

Unchanged

0

Holder count: -43

Institutional value: -99.0%

Shares held: -99.2%

Top Buyers

vs Sep 30, 2024

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds	Open
Large Corient Private Wealth LLC	−136	5,224

Top New Positions

vs Sep 30, 2024

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	103,734	$4,881,722
Small Financial Engines Advisors L.L.C.	96,052	$4,520,207
Micro Alpha Omega Group, Inc.	92,580	$4,356,814
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	52,856	$2,487,402
Mega BANK OF AMERICA CORP /DE/	42,148	$1,983,484

Filter: New 0 Increased 0 Reduced 1 Sold out 43 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC LEGR

$335,642

100.00%

5,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	16,261	$765,242	30.8%	Defined
G1 EXECUTION SERVICES, LLC	36,595	$1,722,160	69.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	21,422	$1,008,119	50.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	20,726	$975,365	49.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	39,011	$1,835,857	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	33,703	$1,586,063	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	25,219	$1,186,806	93.0%	Defined
ARBOR POINT ADVISORS, LLC	1,898	$89,319	7.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	15,950	$750,607	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	4,271	$200,993	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,729	$128,426	85.1%	Defined
RBC Dominion Securities Inc.	478	$22,494	14.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,209	$103,955	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	250	$11,765	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	200	$9,412	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	163	$7,670	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	100	$4,706	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	45	$2,117	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$47	100.0%	Defined