LGLV · State Street(R) SPDR(R) US Large Cap Low Volatility Index ETF ETF

$185.48 -1.28 (-0.69%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 4

Total Value: $2,229,960

Total Shares: 12,289

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 4 13F filers · Δ vs Mar 31, 2023

Top Holder

56.2%

+29.6 pts

Top 5

100.0%

+36.7 pts

Top 10

100.0%

+17.3 pts

HHI

3,847

Highly concentrated+2,701

Quarterly Activity

vs Mar 31, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -68

Institutional value: -99.1%

Shares held: -99.4%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)
Small Financial Insights, Inc.	6,905	$1,252,981
Mega CITADEL ADVISORS LLC	2,367	$429,515
Small Second Line Capital, LLC	1,873	$339,874
Small Kirkwood Financial Services	1,144	$207,590

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)
Small Syntegra Private Wealth Group, LLC	506,970	$69,353,496
Mega LPL Financial LLC	226,644	$31,004,899
Mid Gerber Kawasaki Wealth & Investment Management	187,199	$25,608,823
Mega MORGAN STANLEY	143,731	$19,662,400
Mid Baltimore-Washington Financial Advisors, Inc.	142,478	$19,490,990

Filter: New 4 Increased 0 Reduced 0 Sold out 72 Unchanged 0

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Financial Insights, Inc. LGLV

$1,252,981

56.19%

6,905

CITADEL ADVISORS LLC LGLV

$429,515

19.26%

2,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,367	$429,515	100.0%	Defined

Second Line Capital, LLC LGLV

$339,874

15.24%

1,873

Kirkwood Financial Services LGLV

$207,590

9.31%

1,144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	143,731	$19,662,400	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Investment Management Inc	87,561	$11,978,344	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,868	$255,542	2.2%	Defined
SAGEPOINT FINANCIAL, INC.	285	$38,988	0.3%	Defined
FSC SECURITES, INC.	685	$93,708	0.8%	Defined
WOODBURY FINANCIAL SERVICES, INC.	1,621	$221,752	1.9%	Defined
SECURITIES AMERICA ADVISORS INC	5,313	$726,818	6.3%	Defined
ARBOR POINT ADVISORS, LLC	69,189	$9,465,055	82.0%	Defined
TRIAD HYBRID SOLUTIONS, LLC	63	$8,618	0.1%	Defined
TRIAD ADVISORS, LLC	4,530	$619,704	5.4%	Defined
American Portfolios Advisors	210	$28,728	0.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	592	$80,985	0.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	50,452	$6,901,833	73.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	18,062	$2,470,881	26.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	24,216	$3,312,748	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	15,885	$2,173,068	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	14,656	$2,004,940	100.0%	Defined
UBS AG	1	$136	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	9,876	$1,351,036	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	7,375	$1,008,900	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	5,251	$718,336	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,930	$264,024	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	1,621	$221,752	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1	$136	0.1%	Defined
55I, LLC	1,438	$196,718	99.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,383	$189,194	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	103	$14,090	9.0%	Defined
RBC Capital Markets, LLC	1,017	$139,125	88.7%	Defined
CITY NATIONAL ROCHDALE, LLC	26	$3,556	2.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	322	$44,049	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	200	$27,360	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined