NUHY · Nuveen ESG High Yield Corporate Bond ETF ETF

$21.12 -0.02 (-0.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 41

Total Value: $84,274,108

Total Shares: 4,060,817

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 41 13F filers · Δ vs Dec 31, 2022

Top Holder

32.0%

−0.1 pts

Top 5

67.1%

+0.6 pts

Top 10

85.3%

+0.0 pts

HHI

1,428

Broadly held−8

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +2.8%

Shares held: +0.3%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega LPL Financial LLC	+28,199	325,805
Mega ENVESTNET ASSET MANAGEMENT INC	+22,631	405,509
Mega JANE STREET GROUP, LLC	+22,269	101,457
Mega MORGAN STANLEY	+17,231	59,336
Mega Bank of New York Mellon Corp	+12,883	282,251

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega HSBC HOLDINGS PLC	−67,317	215,065
Mega UBS Group AG	−47,911	35,625
Large Cambridge Investment Research Advisors, Inc.	−16,859	411,321
Large US BANCORP \DE\	−2,174	12,048
Mid CANTOR FITZGERALD, L. P.	−1,122	16,944

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Large Lido Advisors, LLC	14,880	$308,804
Mega CITADEL ADVISORS LLC	13,521	$280,601
Large New York Life Investment Management LLC	12,243	$254,078
Small TIEDEMANN ADVISORS, LLC	12,000	$249,036
Small WealthShield Partners, LLC	9,567	$198,543

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Micro Klaas Financial Asset Advisors, LLC	15,670	$317,474
Small Sargent Bickham Lagudis LLC	14,878	$301,427
Micro Roberts Financial Services LLC	12,703	$257,362
Small Berger Financial Group, Inc	10,082	$204,261
Micro 4Thought Financial Group Inc.	1,479	$29,964

Filter: New 8 Increased 22 Reduced 9 Sold out 9 Unchanged 2

Showing 41 of 41

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Nuveen Asset Management, LLC NUHY

$26,984,005

32.02%

1,300,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Teachers Advisors, LLC	1,300,246	$26,984,005	100.0%	Defined

Cambridge Investment Research Advisors, Inc. NUHY

$8,536,144

10.13%

411,321

ENVESTNET ASSET MANAGEMENT INC NUHY

$8,415,528

9.99%

405,509

LPL Financial LLC NUHY

$6,761,431

8.02%

325,805

Bank of New York Mellon Corp NUHY

$5,857,553

6.95%

282,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	575	$11,932	0.2%	Defined
BNY Mellon, NA	281,675	$5,845,601	99.8%	Defined
Held directly	1	$20	0.0%	Defined

HSBC HOLDINGS PLC NUHY

$4,463,242

5.30%

215,065

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC SECURITIES USA INC	72,065	$1,495,563	33.5%	Other
Held directly	143,000	$2,967,679	66.5%	Sole

Fisher Asset Management, LLC NUHY

$4,183,119

4.96%

201,567

BANK OF AMERICA CORP /DE/ NUHY

$2,691,476

3.19%

129,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	23,186	$481,179	17.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	9,338	$193,791	7.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	97,167	$2,016,506	74.9%	Defined

JANE STREET GROUP, LLC NUHY

$2,105,537

2.50%

101,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	101,457	$2,105,537	100.0%	Defined

WCG Wealth Advisors LLC NUHY

$1,897,260

2.25%

91,421

PFS INVESTMENTS INC. NUHY

$1,336,098

1.59%

64,381

Vestmark Advisory Solutions, Inc. NUHY

$1,247,317

1.48%

60,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	60,103	$1,247,317	100.0%	Sole

MORGAN STANLEY NUHY

$1,231,399

1.46%

59,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	5	$103	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	59,331	$1,231,296	100.0%	Defined

Cetera Advisor Networks LLC NUHY

$1,113,522

1.32%

53,656

MATHER GROUP, LLC. NUHY

$842,509

1.00%

40,597

UBS Group AG NUHY

$739,325

0.88%

35,625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	34,937	$725,047	98.1%	Defined
UBS Securities LLC	688	$14,278	1.9%	Defined

Olde Wealth Management, LLC NUHY

$702,364

0.83%

33,844

HighTower Advisors, LLC NUHY

$583,802

0.69%

28,131

LOCKERMAN FINANCIAL GROUP, INC. NUHY

$478,439

0.57%

23,054

ASSETMARK, INC NUHY

$411,988

0.49%

19,852

AdvisorNet Financial, Inc NUHY

$398,623

0.47%

19,208

Blue Barn Wealth, LLC NUHY

$391,795

0.46%

18,879

CANTOR FITZGERALD, L. P. NUHY

$351,638

0.42%

16,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cantor Fitzgerald Investment Advisors L.P.	16,944	$351,638	100.0%	Sole

Lido Advisors, LLC NUHY

$308,804

0.37%

14,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sargent Bickham Lagudis LLC	14,880	$308,804	100.0%	Defined

CITADEL ADVISORS LLC NUHY

$280,601

0.33%

13,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,521	$280,601	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC NUHY

$278,090

0.33%

13,400

New York Life Investment Management LLC NUHY

$254,078

0.30%

12,243

US BANCORP \DE\ NUHY

$250,032

0.30%

12,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	12,048	$250,032	100.0%	Defined

TIEDEMANN ADVISORS, LLC NUHY

$249,036

0.30%

12,000

FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC NUHY

$217,387

0.26%

10,475

OSAIC HOLDINGS, INC. NUHY

$203,979

0.24%

9,829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	55	$1,141	0.6%	Defined
SAGEPOINT FINANCIAL, INC.	1,300	$26,978	13.2%	Defined
SECURITIES AMERICA ADVISORS INC	1,679	$34,844	17.1%	Defined
ARBOR POINT ADVISORS, LLC	186	$3,860	1.9%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	6,609	$137,156	67.2%	Defined

WealthShield Partners, LLC NUHY

$198,543

0.24%

9,567

Advisory Services Network, LLC NUHY

$169,323

0.20%

8,159

WELLS FARGO & COMPANY/MN NUHY

$56,406

0.07%

2,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,700	$56,033	99.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	18	$373	0.7%	Defined

Ameritas Investment Partners, Inc. NUHY

$55,452

0.07%

2,672

EverSource Wealth Advisors, LLC NUHY

$13,468

0.02%

649

Ameritas Advisory Services, LLC NUHY

$10,791

0.01%

520

Global Retirement Partners, LLC NUHY

$3,216

0.00%

155

HARBOUR INVESTMENTS, INC. NUHY

$622

0.00%

Ellevest, Inc. NUHY

$166

0.00%

PROEQUITIES, INC. NUHY

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
City National Rochdale, LLC	790	$16,005	100.0%	Defined