NUMG · Nuveen ESG Mid-Cap Growth ETF ETF

Alerts for NUMG

$46.55 -0.06 (-0.13%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $1,625,661

Total Shares: 34,618

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 2 13F filers · Δ vs Sep 30, 2023

Top Holder

74.4%

+41.6 pts

Top 5

100.0%

+19.5 pts

Top 10

100.0%

+9.5 pts

HHI

6,195

Highly concentrated+4,383

Quarterly Activity

vs Sep 30, 2023

New

1

Increased

1

Decreased

0

Sold Out

28

Unchanged

0

Holder count: -27

Institutional value: -98.1%

Shares held: -98.6%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+876	25,770

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	8,848	$415,502

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	787,589	$28,873,012
Mega ROYAL BANK OF CANADA	513,604	$18,828,721
Small TIEDEMANN ADVISORS, LLC	274,006	$10,045,059
Mega AMERIPRISE FINANCIAL INC	179,014	$6,562,653
Mega BANK OF AMERICA CORP /DE/	172,493	$6,323,591

Filter: New 1 Increased 1 Reduced 0 Sold out 28 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC NUMG

$1,210,159

74.44%

25,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,770	$1,210,159	100.0%	Defined

Corient Private Wealth LLC NUMG

$415,502

25.56%

8,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	787,589	$28,873,012	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	481,941	$17,667,957	93.8%	Defined
RBC Dominion Securities Inc.	783	$28,704	0.2%	Defined
RBC Trust Co (Delaware) Ltd	30,880	$1,132,060	6.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	178,500	$6,543,810	99.7%	Defined
Ameriprise Bank, FSB	514	$18,843	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	113,533	$4,162,119	65.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	21,968	$805,346	12.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	36,992	$1,356,126	21.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sargent Bickham Lagudis LLC	165	$6,048	0.4%	Defined
Held directly	36,843	$1,350,664	99.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	33,484	$1,227,523	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	26,008	$953,453	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	25,391	$930,834	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	20,550	$753,363	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	13,268	$486,404	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	9,385	$344,054	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	2,270	$83,218	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	150	$5,499	100.0%	Defined