NUMV · Nuveen ESG Mid-Cap Value ETF ETF
$44.78
-0.22 (-0.48%)
At close · Sep 4
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Nuveen AA-BBB CLO ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-06-09 | 2026-03-31 | N-1A | 811-23161 | Original | — | — |
| 2026-03-13 | 2025-12-31 | N-1A | 811-23161 | Original | — | — |
| 2026-01-13 | 2025-10-31 | N-1A | 811-23161 | Original | — | — |
| 2025-10-10 | 2025-07-31 | N-1A | 811-23161 | Original | — | — |
| 2025-06-12 | 2025-03-31 | N-1A | 811-23161 | Original | — | — |
| 2025-03-14 | 2024-10-31 | N-1A | 811-23161 | Amendment | — | — |
| 2025-03-14 | 2024-12-31 | N-1A | 811-23161 | Original | — | — |
| 2025-01-31 | 2024-10-31 | N-1A | 811-23161 | Amendment | — | — |
| 2024-10-15 | 2024-07-31 | N-1A | 811-23161 | Original | — | — |
| 2024-03-15 | 2023-12-31 | N-1A | 811-23161 | Original | — | — |
| 2024-01-16 | 2023-10-31 | N-1A | 811-23161 | Original | — | — |
| 2023-10-11 | 2023-07-31 | N-1A | 811-23161 | Original | — | — |
| 2023-03-16 | 2022-12-31 | N-1A | 811-23161 | Original | — | — |
| 2023-01-17 | 2022-10-31 | N-1A | 811-23161 | Original | — | — |
| 2022-10-14 | 2022-07-31 | N-1A | 811-23161 | Original | — | — |
| 2022-03-16 | 2021-12-31 | N-1A | 811-23161 | Original | — | — |
| 2022-01-14 | 2021-10-31 | N-1A | 811-23161 | Original | — | — |
| 2021-10-13 | 2021-07-31 | N-1A | 811-23161 | Original | — | — |
| 2021-03-16 | 2020-12-31 | N-1A | 811-23161 | Original | — | — |
| 2021-01-14 | 2020-10-31 | N-1A | 811-23161 | Original | — | — |
| 2020-10-14 | 2020-07-31 | N-1A | 811-23161 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-23161 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-23161 | Original | — | — |
Showing 1–23 of 23 filings
Service providers (latest report, filed 2026-06-09)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Nuveen Fund Advisors, LLC | — | — |
| Sub-Adviser | Nuveen Asset Management, LLC | — | Yes |
| Custodian | Citibank, N.A. | — | — |
| Transfer Agent | Citibank, N.A. | US | — |
| Administrator | Citibank, N.A | US | — |
| Pricing Service | Bank of America | — | — |
| Pricing Service | Bloomberg | — | — |
| Pricing Service | Bloomberg BVAL | — | — |
| Pricing Service | Financial & Risk U.S. Holdings, Inc. (Refinitiv) | — | — |
| Pricing Service | ICE Data Pricing and Reference Data, LLC | — | — |
| Pricing Service | IHS Markit Ltd. | BM | — |
| Pricing Service | Pricing Direct | — | — |
| Principal Underwriter | Nuveen Securities, LLC | — | Yes |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |