NXTG · First Trust Indxx NextG ETF ETF

Alerts for NXTG

$154.67 +1.63 (+1.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $506,022

Total Shares: 3,300

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+78.8 pts

Top 5

100.0%

+41.1 pts

Top 10

100.0%

+22.7 pts

HHI

10,000

Highly concentrated+8,949

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

0

Decreased

1

Sold Out

49

Unchanged

0

Holder count: -49

Institutional value: -99.4%

Shares held: -99.8%

Top Buyers

vs Sep 30, 2023

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−3,173	3,300

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	281,360	$19,093,089
Mega LPL Financial LLC	261,642	$17,755,026
Mega ROYAL BANK OF CANADA	93,517	$6,346,061
Mega BANK OF AMERICA CORP /DE/	73,812	$5,008,881
Mega WELLS FARGO & COMPANY/MN	69,565	$4,720,680

Filter: New 0 Increased 0 Reduced 1 Sold out 49 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC NXTG

$506,022

100.00%

3,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,300	$506,022	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	281,360	$19,093,089	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	82,738	$5,614,600	88.5%	Defined
RBC Dominion Securities Inc.	10,226	$693,936	10.9%	Defined
RBC Private Counsel (USA) Inc.	130	$8,821	0.1%	Defined
RBC Trust Co (Delaware) Ltd	334	$22,665	0.4%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	89	$6,039	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	11,978	$812,827	16.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	43,915	$2,980,071	59.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	17,919	$1,215,983	24.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	26,201	$1,777,999	37.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	43,364	$2,942,681	62.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	51,276	$3,479,589	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	50,660	$3,437,787	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	22,731	$1,542,525	45.2%	Defined
FSC SECURITES, INC.	4,883	$331,360	9.7%	Defined
WOODBURY FINANCIAL SERVICES, INC.	8,887	$603,071	17.7%	Defined
SECURITIES AMERICA ADVISORS INC	11,729	$795,929	23.3%	Defined
ARBOR POINT ADVISORS, LLC	813	$55,170	1.6%	Defined
TRIAD HYBRID SOLUTIONS, LLC	60	$4,071	0.1%	Defined
TRIAD ADVISORS, LLC	526	$68	0.0%	Defined
American Portfolios Advisors	263	$17,847	0.5%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	868	$58,902	1.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	37,651	$2,554,996	77.4%	Defined
G1 EXECUTION SERVICES, LLC	10,999	$746,392	22.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	43,822	$2,973,760	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	26,078	$1,769,653	62.9%	Sole
Held directly	15,376	$1,043,415	37.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	8,999	$610,672	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	7,631	$517,839	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	5,975	$405,463	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	4,971	$337,332	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2,988	$202,765	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	2,315	$157,095	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,090	$141,827	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	629	$42,683	37.9%	Defined
55I, LLC	1,032	$70,031	62.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	1,545	$104,843	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EDMOND DE ROTHSCHILD (SUISSE) S.A.	1,350	$91,611	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,123	$76,206	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	125	$8,482	100.0%	Defined