NYM · AB New York Intermediate Municipal ETF ETF

$24.60 +0.06 (+0.24%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 30

Total Value: $1,154,312,306

Total Shares: 46,265,023

Institutional Ownership Trend

2 quarters

Holder Concentration

Across 30 13F filers · Δ vs Dec 31, 2025

Top Holder

96.3%

−0.1 pts

Top 5

98.2%

+0.1 pts

Top 10

99.2%

+0.0 pts

HHI

9,275

Highly concentrated−11

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: +0.1%

Shares held: +0.3%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega ALLIANCEBERNSTEIN L.P.	+105,782	44,552,589
Small Relyea Zuckerberg Hanson LLC	+33,270	162,010
Mega ENVESTNET ASSET MANAGEMENT INC	+15,877	35,622
Mega LPL Financial LLC	+11,516	102,786
Small FLYNN ZITO CAPITAL MANAGEMENT, LLC	+10,262	41,930

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−149,333	101,572
Large Steward Partners Investment Advisory, LLC	−55,273	90,336
Mega UBS Group AG	−30,858	566
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	−10,377	60,887
Mid Beacon Pointe Advisors, LLC	−9,412	25,778

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega JPMORGAN CHASE & CO	319,248	$7,965,237
Small WNY Asset Management, LLC	22,348	$557,582
Mid Procyon Advisors, LLC	18,822	$469,608
Mid TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC	17,777	$443,536
Large HighTower Advisors, LLC	13,942	$347,852

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Large STIFEL FINANCIAL CORP	117,283	$2,932,661
Large COMMONWEALTH EQUITY SERVICES, LLC	22,435	$560,987
Large KEYBANK NATIONAL ASSOCIATION/OH	18,880	$472,094
Micro AIFG Consultants Ltd.	8,346	$208,691
Large JONES FINANCIAL COMPANIES LLLP	8,263	$206,616

Filter: New 7 Increased 10 Reduced 10 Sold out 7 Unchanged 3

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ALLIANCEBERNSTEIN L.P. NYM

$1,111,587,095

96.30%

44,552,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	44,552,589	$1,111,587,095	100.0%	Defined

JPMORGAN CHASE & CO NYM

$7,965,237

0.69%

319,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	319,248	$7,965,237	100.0%	Defined

Arrow Financial Corp NYM

$6,405,513

0.55%

256,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARROW BANK NATIONAL ASSOCIATION	256,734	$6,405,513	100.0%	Defined

Relyea Zuckerberg Hanson LLC NYM

$4,042,149

0.35%

162,010

EP Wealth Advisors, LLC NYM

$3,327,456

0.29%

133,365

Cerity Partners LLC NYM

$2,951,559

0.26%

118,299

LPL Financial LLC NYM

$2,564,510

0.22%

102,786

JANE STREET GROUP, LLC NYM

$2,534,221

0.22%

101,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	101,572	$2,534,221	100.0%	Defined

Steward Partners Investment Advisory, LLC NYM

$2,253,883

0.20%

90,336

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO NYM

$1,519,130

0.13%

60,887

BANK OF AMERICA CORP /DE/ NYM

$1,272,100

0.11%

50,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	50,986	$1,272,100	100.0%	Defined

FLYNN ZITO CAPITAL MANAGEMENT, LLC NYM

$1,046,153

0.09%

41,930

ROYAL BANK OF CANADA NYM

$967,136

0.08%

38,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,152	$128,542	13.3%	Defined
RBC Trust Co (Delaware) Ltd	11,997	$299,325	30.9%	Defined
CITY NATIONAL BANK	21,614	$539,269	55.8%	Defined

ENVESTNET ASSET MANAGEMENT INC NYM

$888,768

0.08%

35,622

Beacon Pointe Advisors, LLC NYM

$643,161

0.06%

25,778

WELLS FARGO & COMPANY/MN NYM

$581,933

0.05%

23,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	12,688	$316,565	54.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	10,636	$265,368	45.6%	Defined

WNY Asset Management, LLC NYM

$557,582

0.05%

22,348

Procyon Advisors, LLC NYM

$469,608

0.04%

18,822

OSAIC HOLDINGS, INC. NYM

$447,403

0.04%

17,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	17,414	$434,479	97.1%	Defined
OSAIC INSTITUTIONS, INC.	518	$12,924	2.9%	Defined

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC NYM

$443,536

0.04%

17,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA	17,777	$443,536	100.0%	Defined

HighTower Advisors, LLC NYM

$347,852

0.03%

13,942

CARDIFF PARK ADVISORS, LLC NYM

$289,095

0.03%

11,587

RAYMOND JAMES FINANCIAL INC NYM

$255,038

0.02%

10,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	826	$20,608	8.1%	Defined
Raymond James Financial Services Advisors, Inc.	9,396	$234,430	91.9%	Defined

CITADEL ADVISORS LLC NYM

$251,945

0.02%

10,098

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,098	$251,945	100.0%	Defined

Rialto Wealth Management, LLC NYM

$248,227

0.02%

9,949

Envestnet Portfolio Solutions, Inc. NYM

$232,109

0.02%

9,303

Rockefeller Capital Management L.P. NYM

$101,222

0.01%

4,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	4,057	$101,222	100.0%	Defined

MORGAN STANLEY NYM

$98,527

0.01%

3,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,949	$98,527	100.0%	Defined

UBS Group AG NYM

$14,121

0.00%

566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	566	$14,121	100.0%	Defined

FMR LLC NYM

$6,037

0.00%

242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	242	$6,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	117,283	$2,932,661	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	18,880	$472,094	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	8,263	$206,616	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TOWER PRINCIPAL MARKETS LLC	7,048	$176,235	100.0%	Defined