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OCTT · AllianzIM U.S. Equity Buffer10 Oct ETF ETF

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$48.07 -0.03 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Holders: 19
Total Value: $20,510,835
Total Shares: 546,606

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 19 13F filers · Δ vs Jun 30, 2024
Top Holder
37.4%
Dec 2021 → Sep 2024 · range 21.9% – 63.7%
+9.7 pts
Top 5
78.0%
Dec 2021 → Sep 2024 · range 74.9% – 98.8%
+0.6 pts
Top 10
93.2%
Dec 2021 → Sep 2024 · range 86.9% – 100.0%
−0.0 pts
HHI
1,988
Dec 2021 → Sep 2024 · range 1,451 – 4,808
Moderately concentrated+429

Quarterly Activity

vs Jun 30, 2024
New
4
Increased
5
Decreased
5
Sold Out
9
Unchanged
5
Holder count: -5
Institutional value: -35.6%
Shares held: -36.8%

Top Buyers

vs Jun 30, 2024
Institution Added Now Holds Open
OSAIC HOLDINGS, INC. +11,517 106,210
HARBOUR INVESTMENTS, INC. +11,361 13,561
LPL Financial LLC +7,796 26,020
ENVESTNET ASSET MANAGEMENT INC +568 11,041
Cetera Investment Advisers +172 45,306

Top Sellers

vs Jun 30, 2024
Institution Sold Now Holds Open
Rothschild Wealth LLC −143,523 28,928
Allianz Investment Management U.S. LLC −35,000 204,250
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC −2,428 41,446
UBS Group AG −1,279 127
NATIONS FINANCIAL GROUP INC, /IA/ /ADV −20 8,130

Top New Positions

vs Jun 30, 2024
Institution Acquired Value (USD) Open
CENTAURUS FINANCIAL, INC. 15,193 $570,102
Csenge Advisory Group 15,002 $562,935
PANORAMIC INVESTMENT ADVISORS, LLC 13,250 $497,193
CITADEL ADVISORS LLC 7,991 $299,854

Top Sold-Out Positions

vs Jun 30, 2024
Institution Previously Held Last Value (USD) Open
COMMONWEALTH EQUITY SERVICES, LLC 117,625 $4,328,600
OLD MISSION CAPITAL LLC 33,189 $1,221,355
First Heartland Consultants, Inc. 24,171 $889,492
Spire Wealth Management 17,536 $645,324
Bleakley Financial Group, LLC 12,310 $453,008
Filter: New 4 Increased 5 Reduced 5 Sold out 9 Unchanged 5
Showing 19 of 19
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Allianz Investment Management U.S. LLC OCTT $7,664,277 37.37% 204,250
OSAIC HOLDINGS, INC. OCTT $3,985,422 19.43% 106,210
Cetera Investment Advisers OCTT $1,700,062 8.29% 45,306
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC OCTT $1,555,219 7.58% 41,446
Rothschild Wealth LLC OCTT $1,085,494 5.29% 28,928
LPL Financial LLC OCTT $976,374 4.76% 26,020
CENTAURUS FINANCIAL, INC. OCTT $570,102 2.78% 15,193
Csenge Advisory Group OCTT $562,935 2.74% 15,002
HARBOUR INVESTMENTS, INC. OCTT $508,862 2.48% 13,561
PANORAMIC INVESTMENT ADVISORS, LLC OCTT $497,193 2.42% 13,250
ENVESTNET ASSET MANAGEMENT INC OCTT $414,302 2.02% 11,041
NATIONS FINANCIAL GROUP INC, /IA/ /ADV OCTT $305,070 1.49% 8,130
CITADEL ADVISORS LLC OCTT $299,854 1.46% 7,991
Mayflower Financial Advisors, LLC OCTT $222,930 1.09% 5,941
Financial Network Wealth Advisors LLC OCTT $116,849 0.57% 3,114
CREATIVE FINANCIAL DESIGNS INC /ADV OCTT $33,771 0.16% 900
UBS Group AG OCTT $4,765 0.02% 127
PRINCIPAL SECURITIES, INC. OCTT $4,690 0.02% 125
JPMORGAN CHASE & CO OCTT $2,664 0.01% 71