PCEF · Invesco CEF Income Composite ETF ETF

$20.25 -0.01 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 43

Total Value: $219,747,001

Total Shares: 9,175,241

Institutional Ownership Trend

7 quarters

Holder Concentration

Across 43 13F filers · Δ vs Jun 30, 2021

Top Holder

20.7%

+7.9 pts

Top 5

66.3%

+21.9 pts

Top 10

92.0%

+23.6 pts

HHI

1,137

Broadly held+560

Quarterly Activity

vs Jun 30, 2021

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -77

Institutional value: -35.6%

Shares held: -34.1%

Top Buyers

vs Jun 30, 2021

Institution	Added	Now Holds
Mega MORGAN STANLEY	+119,120	1,902,528
Mega ROYAL BANK OF CANADA	+105,838	944,826
Mega LPL Financial LLC	+73,668	883,604
Large MML INVESTORS SERVICES, LLC	+36,496	220,408
Mega UBS Group AG	+30,189	516,066

Top Sellers

vs Jun 30, 2021

Institution	Sold	Now Holds
Mega BANK OF AMERICA CORP /DE/	−237,278	816,351
Micro Ascendant Capital Management, LLC	−64,000	56,000
Mega AMERIPRISE FINANCIAL INC	−43,297	1,258,253
Mega WELLS FARGO & COMPANY/MN	−25,079	670,824
Small Johnson Financial Group, Inc.	−21,779	65,091

Top New Positions

vs Jun 30, 2021

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	43,936	$1,052,267
Mega JANE STREET GROUP, LLC	16,194	$387,846
Mid Gladstone Institutional Advisory LLC	13,686	$327,779
Small Hexagon Capital Partners LLC	12,299	$294,561
Mid MassMutual Private Wealth & Trust, FSB	3,000	$71,850

Top Sold-Out Positions

vs Jun 30, 2021

Institution	Previously Held	Last Value (USD)
Mega ENVESTNET ASSET MANAGEMENT INC	951,302	$23,306,899
Large COMMONWEALTH EQUITY SERVICES, LLC	501,860	$12,295,570
Large OSAIC HOLDINGS, INC.	462,941	$11,342,052
Mid J.W. COLE ADVISORS, INC.	297,429	$7,287,010
Micro Harborview Advisors, LLC	296,406	$7,261,947

Filter: New 6 Increased 17 Reduced 13 Sold out 83 Unchanged 7

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY PCEF

$45,565,545

20.74%

1,902,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,902,528	$45,565,545	100.0%	Defined

AMERIPRISE FINANCIAL INC PCEF

$30,135,159

13.71%

1,258,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	1,258,253	$30,135,159	100.0%	Defined

Bramshill Investments, LLC PCEF

$26,276,119

11.96%

1,097,124

ROYAL BANK OF CANADA PCEF

$22,628,582

10.30%

944,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	939,997	$22,512,928	99.5%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	300	$7,185	0.0%	Defined
RBC Trust Co (Delaware) Ltd	4,529	$108,469	0.5%	Defined

LPL Financial LLC PCEF

$21,162,315

9.63%

883,604

BANK OF AMERICA CORP /DE/ PCEF

$19,551,605

8.90%

816,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,030	$48,618	0.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	477,460	$11,435,167	58.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	336,861	$8,067,820	41.3%	Defined

WELLS FARGO & COMPANY/MN PCEF

$16,066,234

7.31%

670,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	518,554	$12,419,368	77.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	152,270	$3,646,866	22.7%	Defined

UBS Group AG PCEF

$12,359,780

5.62%

516,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	516,066	$12,359,780	100.0%	Defined

MML INVESTORS SERVICES, LLC PCEF

$5,278,771

2.40%

220,408

Tidal Investments LLC PCEF

$3,076,377

1.40%

128,450

Cetera Advisor Networks LLC PCEF

$2,534,724

1.15%

105,834

Mariner, LLC PCEF

$2,491,255

1.13%

104,019

Johnson Financial Group, Inc. PCEF

$1,558,929

0.71%

65,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Johnson Bank	5,572	$133,449	8.6%	Defined
Johnson Wealth Inc.	59,519	$1,425,480	91.4%	Defined

Ascendant Capital Management, LLC PCEF

$1,341,200

0.61%

56,000

Baird Financial Group, Inc. PCEF

$1,321,920

0.60%

55,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	55,195	$1,321,920	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP PCEF

$1,052,267

0.48%

43,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	43,936	$1,052,267	100.0%	Defined

WealthPLAN Partners, LLC PCEF

$969,040

0.44%

40,461

Mutual Advisors, LLC PCEF

$841,267

0.38%

35,126

MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV PCEF

$773,345

0.35%

32,290

Belpointe Asset Management LLC PCEF

$534,755

0.24%

22,328

BTS Asset Management, Inc. PCEF

$421,687

0.19%

17,607

HARBOUR INVESTMENTS, INC. PCEF

$404,060

0.18%

16,871

JANE STREET GROUP, LLC PCEF

$387,846

0.18%

16,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	16,194	$387,846	100.0%	Defined

CreativeOne Wealth, LLC PCEF

$367,225

0.17%

15,333

STIFEL FINANCIAL CORP PCEF

$364,327

0.17%

15,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	15,212	$364,327	100.0%	Defined

Thrivent Financial for Lutherans PCEF

$356,711

0.16%

14,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	14,894	$356,711	100.0%	Sole

Gladstone Institutional Advisory LLC PCEF

$327,779

0.15%

13,686

Hexagon Capital Partners LLC PCEF

$294,561

0.13%

12,299

Retirement Group, LLC PCEF

$251,834

0.11%

10,515

Beacon Financial Advisory LLC PCEF

$233,560

0.11%

9,752

Rockefeller Capital Management L.P. PCEF

$152,537

0.07%

6,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	6,369	$152,537	100.0%	Defined

Ancora Advisors LLC PCEF

$133,497

0.06%

5,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	5,574	$133,497	100.0%	Sole

Wagner Wealth Management, LLC PCEF

$122,911

0.06%

5,132

CENTAURUS FINANCIAL, INC. PCEF

$104,158

0.05%

4,349

MassMutual Private Wealth & Trust, FSB PCEF

$71,850

0.03%

3,000

Covington Capital Management PCEF

$47,900

0.02%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,000	$47,900	100.0%	Sole

Patriot Financial Group Insurance Agency, LLC PCEF

$45,960

0.02%

1,919

Ranch Capital Advisors Inc. PCEF

$41,122

0.02%

1,717

EPG Wealth Management LLC PCEF

$40,116

0.02%

1,675

LIBERTY WEALTH MANAGEMENT LLC PCEF

$39,301

0.02%

1,641

FMR LLC PCEF

$10,776

0.00%

450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	449	$10,753	99.8%	Defined
Held directly	1	$23	0.2%	Defined

Cordasco Financial Network PCEF

$7,065

0.00%

295

1834 INVESTMENT ADVISORS CO PCEF

$1,029

0.00%