PCI · PGIM Corporate Bond 5-10 Year ETF ETF

$48.81 -0.01 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 176

Total Value: $0

Total Shares: 27,158,191

Showing 1–100 of 176 holdings by value · page 1 of 2

Institutional Ownership Trend

7 quarters

Quarterly Activity

vs Jun 30, 2021

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: —

Shares held: +7.0%

Top Buyers

vs Jun 30, 2021

Institution	Added	Now Holds
Large COHEN & STEERS, INC.	+489,336	1,057,794
Mega UBS Group AG	+432,087	1,925,475
Mega MORGAN STANLEY	+369,727	7,893,474
Mega BANK OF AMERICA CORP /DE/	+148,988	2,755,274
Mega LPL Financial LLC	+111,897	837,669

Top Sellers

vs Jun 30, 2021

Institution	Sold	Now Holds
Mid HOWLAND CAPITAL MANAGEMENT LLC	−196,103	732,093
Small Wagner Wealth Management, LLC	−124,677	230,206
Small Golden State Wealth Management, LLC	−48,858	41,128
Mega CITIGROUP INC	−43,095	5,838
Mega WELLS FARGO & COMPANY/MN	−24,470	384,389

Top New Positions

vs Jun 30, 2021

Institution	Acquired	Value (USD)
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	481,071	$0
Small Total Clarity Wealth Management, Inc.	4,337	$0
Micro Flagship Private Wealth, LLC	73,231	$0
Large DAVENPORT & Co LLC	10,424	$0
Mid TRANSCEND CAPITAL ADVISORS, LLC	20,344	$0

Top Sold-Out Positions

vs Jun 30, 2021

Institution	Previously Held	Last Value (USD)
Small NFSG Corp	2,507	$0
Mid USCA RIA LLC	28,065	$0
Large Creative Planning	10,189	$0
Small Riverstone Advisors, LLC	53,263	$0
Micro HORIZON FINANCIAL SERVICES, LLC	40	$0

Filter: New 19 Increased 77 Reduced 41 Sold out 27 Unchanged 39

Showing 100 of 176

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

UNITED CAPITAL FINANCIAL ADVISORS, LLC PCI

—

16,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS GROUP, INC. joint	16,100	$0	—	Defined

Sugarloaf Wealth Management, LLC PCI

—

22,632

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO PCI

—

93,260

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	93,260	$0	—	Defined

Sheaff Brock Investment Advisors, LLC PCI

—

11,292

Janney Montgomery Scott LLC PCI

—

123,359

MML INVESTORS SERVICES, LLC PCI

—

54,718

Arkadios Wealth Advisors PCI

—

10,072

TRUIST FINANCIAL CORP PCI

—

92,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	100	$0	—	Defined
SunTrust Advisory Services, Inc.	92,347	$0	—	Defined

CIBC Private Wealth Group LLC PCI

—

22,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	22,670	$0	—	Defined

Flagship Private Wealth, LLC PCI

—

73,231

Wagner Wealth Management, LLC PCI

—

230,206

NEXT Financial Group, Inc PCI

—

22,847

Key Financial Inc PCI

—

Federation des caisses Desjardins du Quebec PCI

—

2,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,100	$0	—	Defined

STIFEL FINANCIAL CORP PCI

—

77,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	77,259	$0	—	Defined
1919 Investment Counsel, LLC	466	$0	—	Defined

Syverson Strege & Co PCI

—

5,025

American Portfolios Advisors PCI

—

21,047

Halpern Financial, Inc. PCI

—

ACT Advisors, LLC. PCI

—

52,876

PINNACLE FINANCIAL PARTNERS INC PCI

—

1,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pinnacle Wealth Advisors	1,400	$0	—	Defined

PNC FINANCIAL SERVICES GROUP, INC. PCI

—

75,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	75,755	$0	—	Defined

COUNTRY TRUST BANK PCI

—

15,000

Focused Wealth Management, Inc PCI

—

233

Retirement Group, LLC PCI

—

41,571

Chicago Partners Investment Group LLC PCI

—

20,741

FIRST MANHATTAN CO. LLC. PCI

—

1,000

U.S. Capital Wealth Advisors, LLC PCI

—

28,065

HARBOUR INVESTMENTS, INC. PCI

—

22,069

Aviance Capital Partners, LLC PCI

—

88,285

Venture Visionary Partners LLC PCI

—

80,931

MERCER GLOBAL ADVISORS INC /ADV PCI

—

29,854

BANK OF AMERICA CORP /DE/ PCI

—

2,755,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	113,846	$0	—	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,641,428	$0	—	Defined

TOMPKINS FINANCIAL CORP PCI

—

1,320

BANK OF MONTREAL /CAN/ PCI

—

14,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Harris Bank NA	250	$0	—	Defined
Held directly	14,660	$0	—	Defined

Insight Advisors, LLC/ PA PCI

—

15,800

Carroll Financial Associates, Inc. PCI

—

1,040

MUFG Americas Holdings Corp PCI

—

5,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MUFG Union Bank, N.A. joint	5,212	$0	—	Other

Spectrum Management Group, LLC PCI

—

200

Kaizen Financial Strategies PCI

—

50,839

UBS Group AG PCI

—

1,925,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,922,740	$0	—	Defined
UBS AG	2,735	$0	—	Defined

SCOTIA CAPITAL INC. PCI

—

39,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	39,049	$0	—	Defined

LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA PCI

—

6,900

FNY Investment Advisers, LLC PCI

—

1,750

Seascape Capital Management PCI

—

163,857

SECURITY NATIONAL TRUST CO PCI

—

7,500

Tradition Wealth Management, LLC PCI

—

2,563

BENJAMIN F. EDWARDS & COMPANY, INC. PCI

—

1,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	1,449	$0	—	Defined

Cetera Advisor Networks LLC PCI

—

40,026

Mirador Capital Partners LP PCI

—

53,245

Cetera Advisors LLC PCI

—

31,384

Summit X, LLC PCI

—

65,531

Herold Advisors, Inc. PCI

—

1,800

EVERGREEN CAPITAL MANAGEMENT LLC PCI

—

298,304

Westside Investment Management, Inc. PCI

—

8,819

OPPENHEIMER & CO INC PCI

—

19,100

FIRST TRUST ADVISORS LP PCI

—

165,331

ROYAL BANK OF CANADA PCI

—

1,189,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	747,585	$0	—	Defined
RBC Dominion Securities Inc.	339,322	$0	—	Defined
RBC Private Counsel (USA) Inc.	92,739	$0	—	Defined
RBC Trust Co (Delaware) Ltd	3,908	$0	—	Defined
CITY NATIONAL ROCHDALE, LLC	5,291	$0	—	Defined
Held directly	250	$0	—	Defined

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC PCI

—

25,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	25,199	$0	—	Defined

Laurel Wealth Advisors, Inc. PCI

—

11,292

Cullen/Frost Bankers, Inc. PCI

—

8,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Bank - FWA	8,185	$0	—	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC PCI

—

36,830

AE Wealth Management LLC PCI

—

13,281

Bank of New York Mellon Corp PCI

—

12,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	12,700	$0	—	Defined

DAVENPORT & Co LLC PCI

—

10,424

MORGAN STANLEY PCI

—

7,893,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Morgan Stanley Capital Services LLC	788	$0	—	Defined
MORGAN STANLEY SMITH BARNEY LLC	7,892,686	$0	—	Defined

Raymond James Financial Services Advisors, Inc. PCI

—

319,840

Sound Income Strategies, LLC PCI

—

1,669

Sage Capital Advisors,llc PCI

—

33,480

COMERICA SECURITIES,INC. PCI

—

11,086

DCM Advisors, LLC PCI

—

14,300

IHT Wealth Management, LLC PCI

—

19,732

Private Advisor Group, LLC PCI

—

162,105

LPL Financial LLC PCI

—

837,669

HOLLENCREST CAPITAL MANAGEMENT PCI

—

15,947

OSAIC HOLDINGS, INC. PCI

—

466,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	99,307	$0	—	Defined
SAGEPOINT FINANCIAL, INC.	128,231	$0	—	Defined
FSC SECURITES, INC.	3,220	$0	—	Defined
WOODBURY FINANCIAL SERVICES, INC.	40,761	$0	—	Defined
SECURITIES AMERICA ADVISORS INC	178,140	$0	—	Defined
ARBOR POINT ADVISORS, LLC	11,431	$0	—	Defined
TRIAD HYBRID SOLUTIONS, LLC	5,238	$0	—	Defined

Composition Wealth, LLC PCI

—

25,040

Cerity Partners LLC PCI

—

11,724

SONORA INVESTMENT MANAGEMENT, LLC PCI

—

400

State of Tennessee, Department of Treasury PCI

—

313,200

ENVESTNET ASSET MANAGEMENT INC PCI

—

62,532

Bogart Wealth, LLC PCI

—

1,107

Tennessee Valley Asset Management Partners PCI

—

19,546

ALLIANCEBERNSTEIN L.P. PCI

—

161,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc. joint	161,947	$0	—	Defined

EMFO, LLC PCI

—

3,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	3,499	$0	—	Sole

CITIGROUP INC PCI

—

5,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,838	$0	—	Defined

Csenge Advisory Group PCI

—

10,585

D'Orazio & Associates, Inc. PCI

—

2,007

PROEQUITIES, INC. PCI

—

14,980

Stockman Wealth Management, Inc. PCI

—

14,900

Golden State Wealth Management, LLC PCI

—

41,128

AllSquare Wealth Management LLC PCI

—

23,804

HUNTINGTON NATIONAL BANK PCI

—

1,417

Cetera Investment Advisers PCI

—

32,671

B. Riley Wealth Management, Inc. PCI

—

71,278

Sigma Planning Corp PCI

—

15,932

HOWLAND CAPITAL MANAGEMENT LLC PCI

—

732,093

Kestra Advisory Services, LLC PCI

—

64,116

HighTower Advisors, LLC PCI

—

87,636

ALBION FINANCIAL GROUP /UT PCI

—

1,000

Cornerstone Advisory, LLC PCI

—

38,320