PHYL · PGIM Active High Yield Bond ETF ETF

$34.52 -0.02 (-0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 9

Total Value: $8,905,696

Total Shares: 255,764

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 9 13F filers · Δ vs Dec 31, 2024

Top Holder

76.9%

+54.3 pts

Top 5

95.8%

+50.2 pts

Top 10

100.0%

+34.7 pts

HHI

6,019

Highly concentrated+5,239

Quarterly Activity

vs Dec 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -61

Institutional value: -95.3%

Shares held: -95.4%

Top Buyers

vs Dec 31, 2024

Institution	Added	Now Holds
Small Foguth Wealth Management, LLC.	+111,288	196,687
Mega ROYAL BANK OF CANADA	+6,306	8,719
Small Hilltop Holdings Inc.	+3,142	10,468
Mid Ashton Thomas Private Wealth, LLC	+2,757	10,956
Small Anchor Investment Management, LLC	+23	2,498

Top Sellers

vs Dec 31, 2024

No qualifying movers this quarter.

Top New Positions

vs Dec 31, 2024

Institution	Acquired	Value (USD)
Mid INTEGRITY ALLIANCE, LLC.	18,203	$633,828
Mega JANE STREET GROUP, LLC	6,207	$216,127
Mega MORGAN STANLEY	1,653	$57,556
Small Semmax Financial Advisors Inc.	373	$12,987

Top Sold-Out Positions

vs Dec 31, 2024

Institution	Previously Held	Last Value (USD)
Large PRUDENTIAL FINANCIAL INC	1,245,522	$43,269,433
Large State of New Jersey Common Pension Fund D	350,000	$12,159,000
Mega JPMORGAN CHASE & CO	333,942	$11,601,144
Mega ENVESTNET ASSET MANAGEMENT INC	328,758	$11,421,052
Mega LPL Financial LLC	251,810	$8,747,879

Filter: New 4 Increased 5 Reduced 0 Sold out 65 Unchanged 0

Showing 9 of 9

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Foguth Wealth Management, LLC. PHYL

$6,848,641

76.90%

196,687

INTEGRITY ALLIANCE, LLC. PHYL

$633,828

7.12%

18,203

Ashton Thomas Private Wealth, LLC PHYL

$381,487

4.28%

10,956

Hilltop Holdings Inc. PHYL

$364,495

4.09%

10,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	10,468	$364,495	100.0%	Defined

ROYAL BANK OF CANADA PHYL

$303,595

3.41%

8,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	8,719	$303,595	100.0%	Defined

JANE STREET GROUP, LLC PHYL

$216,127

2.43%

6,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,207	$216,127	100.0%	Defined

Anchor Investment Management, LLC PHYL

$86,980

0.98%

2,498

MORGAN STANLEY PHYL

$57,556

0.65%

1,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,653	$57,556	100.0%	Defined

Semmax Financial Advisors Inc. PHYL

$12,987

0.15%

373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM, Inc.	500,000	$17,370,000	40.1%	Defined
Manager 10	10,618	$368,869	0.9%	Defined
PGIM Quantitative Solutions LLC	734,904	$25,530,564	59.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	333,942	$11,601,144	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	760	$26,402	0.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	121,590	$4,224,036	99.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	100,863	$3,503,980	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RETIREWISE TAX AND WEALTH ADVISORS, INC.	370	$12,853	0.4%	Other
ASCENT RETIREMENT ADVISORS	882	$30,640	0.9%	Other
HA WEALTH ADVISORS INC.	3,929	$136,493	4.0%	Other
DFPG INVESTMENTS, LLC	3,663	$127,252	3.8%	Other
BLUE BARN WEALTH	359	$12,471	0.4%	Other
ALLIANCE WEALTH ADVISORS, LLC	448	$15,563	0.5%	Other
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLCA	385	$13,374	0.4%	Other
GIBBS WEALTH MANAGEMENT, LLC	48,278	$1,677,177	49.6%	Other
FINANCIAL NETWORK WEALTH ADVISORS LLC	3,436	$119,366	3.5%	Other
THE NORDEN GROUP LLC	2,100	$72,954	2.2%	Other
PORTSIDE WEALTH GROUP, LLC	12,299	$427,267	12.6%	Other
GK WEALTH MANAGEMENT LLC	2,340	$81,291	2.4%	Other
BROOKSTONE WEALTH ADVISORS, LLC	1,245	$43,251	1.3%	Other
DIVERSIFY WEALTH MANAGEMENT LLC	2,167	$75,281	2.2%	Other
PFG ADVISORS	8,679	$301,508	8.9%	Other
J. FREEMAN & ASSOCIATES	1,685	$58,536	1.7%	Other
KINGSWOOD WEALTH ADVISORS, LLC	135	$4,689	0.1%	Other
ELYSIUM WEALTH MANAGEMENT, LLC	1,029	$35,747	1.1%	Other
KINNECT ADVISOR GROUP, L.L.C.	456	$15,841	0.5%	Other
ARETE WEALTH ADVISORS, LLC	72	$2,501	0.1%	Other
Held directly	3,367	$116,968	3.5%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	94,549	$3,284,632	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	25,052	$870,306	66.4%	Defined
OSAIC FA, INC.	12,689	$440,815	33.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	31,602	$1,097,853	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	13,242	$460,027	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	7,696	$267,359	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	238	$8,268	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	6	$208	100.0%	Defined