PRNT · The 3D Printing ETF ETF

$25.05 -0.08 (-0.32%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 15

Total Value: $6,753,470

Total Shares: 332,520

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 15 13F filers · Δ vs Jun 30, 2023

Top Holder

31.2%

−21.2 pts

Top 5

90.2%

+17.0 pts

Top 10

99.8%

+14.7 pts

HHI

2,162

Moderately concentrated−747

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -43

Institutional value: -77.5%

Shares held: -74.0%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+84,211	94,581
Mega JANE STREET GROUP, LLC	+48,278	103,647
Mega ROYAL BANK OF CANADA	+9,395	27,744
Mega BANK OF AMERICA CORP /DE/	+520	1,640

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−8,385	48,215
Mid Cetera Advisors LLC	−3,358	25,761
Large TRUIST FINANCIAL CORP	−191	18,246
Mid HARBOUR INVESTMENTS, INC.	−100	290

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)	Open
Large BANQUE PICTET & CIE SA	11,318	$229,868

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Large ARK Investment Management LLC	670,384	$15,727,208
Mid TOCQUEVILLE ASSET MANAGEMENT L.P.	94,185	$2,209,580
Mega LPL Financial LLC	60,030	$1,408,303
Mid Mutual Advisors, LLC	48,640	$1,141,094
Mega UBS Group AG	26,090	$612,071

Filter: New 1 Increased 4 Reduced 4 Sold out 44 Unchanged 6

Showing 15 of 15

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JANE STREET GROUP, LLC PRNT

$2,105,070

31.17%

103,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	103,647	$2,105,070	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP PRNT

$1,920,939

28.44%

94,581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	70,027	$1,422,248	74.0%	Defined
G1 EXECUTION SERVICES, LLC	24,554	$498,691	26.0%	Defined

MORGAN STANLEY PRNT

$979,245

14.50%

48,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	1,164	$23,640	2.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	47,051	$955,605	97.6%	Defined

ROYAL BANK OF CANADA PRNT

$563,478

8.34%

27,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	225	$4,569	0.8%	Defined
RBC Capital Markets, LLC	16,833	$341,878	60.7%	Defined
RBC Dominion Securities Inc.	10,118	$205,496	36.5%	Defined
CITY NATIONAL BANK	30	$609	0.1%	Defined
CITY NATIONAL ROCHDALE, LLC	538	$10,926	1.9%	Defined

Cetera Advisors LLC PRNT

$523,205

7.75%

25,761

TRUIST FINANCIAL CORP PRNT

$370,576

5.49%

18,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	18,246	$370,576	100.0%	Defined

BANQUE PICTET & CIE SA PRNT

$229,868

3.40%

11,318

BANK OF AMERICA CORP /DE/ PRNT

$33,308

0.49%

1,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	694	$14,095	42.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	946	$19,213	57.7%	Defined

NewEdge Advisors, LLC PRNT

$7,230

0.11%

356

Family Manage LLC PRNT

$6,966

0.10%

343

HARBOUR INVESTMENTS, INC. PRNT

$5,889

0.09%

290

Sunbelt Securities, Inc. PRNT

$3,737

0.06%

184

FIRST MANHATTAN CO. LLC. PRNT

$2,538

0.04%

125

Stone House Investment Management, LLC PRNT

$1,218

0.02%

Ancora Advisors LLC PRNT

$203

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	10	$203	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	24,574	$576,506	94.2%	Defined
UBS Securities LLC	1,516	$35,565	5.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	307	$7,202	1.6%	Defined
SAGEPOINT FINANCIAL, INC.	1,000	$23,460	5.3%	Defined
FSC SECURITES, INC.	170	$3,988	0.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,305	$54,075	12.2%	Defined
SECURITIES AMERICA ADVISORS INC	7,836	$183,832	41.5%	Defined
ARBOR POINT ADVISORS, LLC	2,702	$63,388	14.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	80	$1,876	0.4%	Defined
American Portfolios Advisors	4,262	$99,986	22.6%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	225	$5,278	1.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,100	$96,186	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	3,561	$83,541	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	900	$21,114	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	500	$11,730	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	122	$2,862	37.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	200	$4,692	62.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	250	$5,865	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	115	$2,697	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	1	$23	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co OF FLORIDA	27	$1	100.0%	Other