QDEF · FlexShares Quality Dividend Defensive Index Fund ETF

$91.48 -0.42 (-0.46%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 11

Total Value: $13,174,781

Total Shares: 164,726

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 11 13F filers · Δ vs Jun 30, 2025

Top Holder

33.2%

−39.5 pts

Top 5

82.8%

+1.6 pts

Top 10

99.8%

+13.4 pts

HHI

1,847

Moderately concentrated−3,475

Quarterly Activity

vs Jun 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -75

Institutional value: -96.2%

Shares held: -96.5%

Top Buyers

vs Jun 30, 2025

Institution	Added	Now Holds
Mid Virtu Financial LLC	+11,636	20,780
Mega JPMORGAN CHASE & CO	+1,177	16,992
Mega RAYMOND JAMES FINANCIAL INC	+39	54,742
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	+1	5,745

Top Sellers

vs Jun 30, 2025

No qualifying movers this quarter.

Top New Positions

vs Jun 30, 2025

Institution	Acquired	Value (USD)	Open
Mid Equitable Holdings, Inc.	8,975	$717,820

Top Sold-Out Positions

vs Jun 30, 2025

Institution	Previously Held	Last Value (USD)
Mega NORTHERN TRUST CORP	3,378,805	$250,200,510
Mega LPL Financial LLC	164,500	$12,181,225
Small RVW Wealth, LLC	88,323	$6,540,318
Mega BANK OF AMERICA CORP /DE/	71,338	$5,282,578
Small Sloy Dahl & Holst, LLC	67,630	$5,008,001

Filter: New 1 Increased 4 Reduced 0 Sold out 76 Unchanged 6

Showing 11 of 11

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC QDEF

$4,378,265

33.23%

54,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	54,595	$4,366,508	99.7%	Defined
Raymond James Financial Services Advisors, Inc.	147	$11,757	0.3%	Defined

Creative Planning QDEF

$2,399,400

18.21%

30,000

Virtu Financial LLC QDEF

$1,661,984

12.61%

20,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	20,780	$1,661,984	100.0%	Defined

JPMORGAN CHASE & CO QDEF

$1,359,019

10.32%

16,992

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	16,992	$1,359,019	100.0%	Defined

GOLDMAN SACHS GROUP INC QDEF

$1,107,323

8.40%

13,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	13,845	$1,107,323	100.0%	Defined

Equitable Holdings, Inc. QDEF

$717,820

5.45%

8,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	8,975	$717,820	100.0%	Defined

NewEdge Advisors, LLC QDEF

$701,664

5.33%

8,773

KESTRA PRIVATE WEALTH SERVICES, LLC QDEF

$459,485

3.49%

5,745

CENTAURUS FINANCIAL, INC. QDEF

$274,251

2.08%

3,429

Cherry Tree Wealth Management, LLC QDEF

$89,257

0.68%

1,116

Wilmington Savings Fund Society, FSB QDEF

$26,313

0.20%

329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	3,378,805	$250,200,510	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,150	$85,157	1.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	63,886	$4,730,758	90.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	5,602	$414,828	7.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	30,952	$2,291,995	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	19,673	$1,456,785	77.0%	Defined
RBC Trust Co (Delaware) Ltd	5,882	$435,562	23.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	10,655	$789,002	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	6,507	$481,843	78.6%	Defined
Stifel Independent Advisors, LLC	1,771	$131,142	21.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	8,189	$606,395	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,673	$420,085	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	4,593	$340,111	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	3,397	$251,547	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2,913	$215,707	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,800	$133,290	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURED RETIREMENT ADVISORS, LLC	50	$3,702	6.1%	Other
Held directly	776	$57,462	93.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	735	$54,426	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH INTERNATIONAL	700	$51,835	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	695	$51,464	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	561	$41,542	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined