QLTA · iShares Aaa - A Rated Corporate Bond ETF ETF

Alerts for QLTA

$46.23 +0.04 (+0.09%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $10,644,622

Total Shares: 224,003

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

96.8%

+84.5 pts

Top 5

100.0%

+55.8 pts

Top 10

100.0%

+26.8 pts

HHI

9,377

Highly concentrated+8,759

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

1

Decreased

0

Sold Out

61

Unchanged

0

Holder count: -60

Institutional value: -93.2%

Shares held: -93.1%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+191,454	216,791

Top Sellers

vs Mar 31, 2023

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	7,212	$342,714

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Large HighTower Advisors, LLC	398,550	$19,066,632
Mega ROYAL BANK OF CANADA	345,495	$16,528,479
Mega BANK OF AMERICA CORP /DE/	241,997	$11,577,136
Mega UBS Group AG	231,044	$11,053,144
Large Creative Planning	217,343	$10,397,689

Filter: New 1 Increased 1 Reduced 0 Sold out 61 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC QLTA

$10,301,908

96.78%

216,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	216,791	$10,301,908	100.0%	Defined

Corient Private Wealth LLC QLTA

$342,714

3.22%

7,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	321,140	$15,363,337	93.0%	Defined
RBC Dominion Securities Inc.	635	$30,378	0.2%	Defined
RBC Private Counsel (USA) Inc.	200	$9,568	0.1%	Defined
RBC Trust Co (Delaware) Ltd	19,549	$935,224	5.7%	Defined
ENVESTNET ASSET MANAGEMENT INC joint	3,971	$189,972	1.1%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	202,360	$9,680,902	83.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	39,637	$1,896,234	16.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	208,304	$9,965,263	90.2%	Defined
UBS AG	21,811	$1,043,438	9.4%	Defined
UBS Securities LLC	929	$44,443	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	208,109	$9,955,934	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Taiwan Ltd.	206,500	$9,878,960	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	2	$95	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	202,466	$9,685,973	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	128,717	$6,157,821	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,797	$85,968	2.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	75,734	$3,623,114	97.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	58,288	$2,788,497	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CreativeOne Securities, LLC	1,184	$56,642	2.3%	Other
Held directly	50,490	$2,415,441	97.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	40,928	$1,957,995	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Eastspring Asset Management Korea Co. Ltd.	34,295	$1,640,672	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MEITAV PORTFOLIO MANAGEMENT LTD	26,987	$1,291,058	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TS Bank	25,174	$1,204,324	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	22,798	$1,090,656	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	7,612	$364,158	40.5%	Defined
SAGEPOINT FINANCIAL, INC.	1,041	$49,801	5.5%	Defined
FSC SECURITES, INC.	6,003	$287,183	32.0%	Defined
SECURITIES AMERICA ADVISORS INC	1,295	$61,952	6.9%	Defined
ARBOR POINT ADVISORS, LLC	200	$9,568	1.1%	Defined
American Portfolios Advisors	1,439	$68,841	7.7%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	1,198	$57,312	6.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	17,995	$860,880	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Western International Securities, Inc.	5,463	$261,349	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC SECURITIES USA INC	5,137	$245,754	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,300	$62,192	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	648	$31,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Financial Management, Inc.	449	$21,480	90.5%	Sole
BlackRock Investment Management, LLC	47	$2,248	9.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DZ PRIVATBANK S.A.	202	$9,663	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	63	$3,013	37.7%	Defined
J.P. Morgan Private Investments Inc.	104	$4,975	62.3%	Defined