REIT · ALPS Active REIT ETF ETF

$29.99 -0.15 (-0.50%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 16

Total Value: $6,590,589

Total Shares: 241,768

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 16 13F filers · Δ vs Sep 30, 2024

Top Holder

48.4%

+15.2 pts

Top 5

85.3%

+3.5 pts

Top 10

98.1%

−0.6 pts

HHI

2,742

Highly concentrated+665

Quarterly Activity

vs Sep 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: -35.3%

Shares held: -30.8%

Top Buyers

vs Sep 30, 2024

Institution	Added	Now Holds
Mid Robertson Stephens Wealth Management, LLC	+92,709	116,917
Micro ARBOR CAPITAL MANAGEMENT INC /ADV	+3,853	24,835
Mid HARBOUR INVESTMENTS, INC.	+2,305	2,471
Small Arete Wealth Advisors, LLC	+1,822	24,559
Mega NATIONAL BANK OF CANADA /FI/	+1,007	3,822

Top Sellers

vs Sep 30, 2024

Institution	Sold	Now Holds
Small Advisor OS, LLC	−84,962	9,526
Mid GTS SECURITIES LLC	−13,412	11,645
Mega MORGAN STANLEY	−116	1

Top New Positions

vs Sep 30, 2024

Institution	Acquired	Value (USD)
Small Park Edge Advisors, LLC	13,990	$381,367
Mega ROYAL BANK OF CANADA	3,155	$86,005
Mega BANK OF MONTREAL /CAN/	790	$21,535

Top Sold-Out Positions

vs Sep 30, 2024

Institution	Previously Held	Last Value (USD)
Small Ellsworth Advisors, LLC	115,948	$3,383,362
Small Fermata Advisors, LLC	9,347	$272,745
Mid Parallel Advisors, LLC	3,372	$98,394

Filter: New 3 Increased 6 Reduced 3 Sold out 3 Unchanged 4

Showing 16 of 16

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Robertson Stephens Wealth Management, LLC REIT

$3,187,157

48.36%

116,917

KESTRA PRIVATE WEALTH SERVICES, LLC REIT

$708,323

10.75%

25,984

ARBOR CAPITAL MANAGEMENT INC /ADV REIT

$677,002

10.27%

24,835

Arete Wealth Advisors, LLC REIT

$669,478

10.16%

24,559

Park Edge Advisors, LLC REIT

$381,367

5.79%

13,990

GTS SECURITIES LLC REIT

$317,442

4.82%

11,645

Advisor OS, LLC REIT

$259,678

3.94%

9,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ivanoff Wealth Management	9,144	$249,265	96.0%	Sole
Roman Retirement Planning	43	$1,172	0.5%	Sole
Taiko Private Wealth, LLC	339	$9,241	3.6%	Sole

NATIONAL BANK OF CANADA /FI/ REIT

$104,187

1.58%

3,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	3,822	$104,187	100.0%	Defined

ROYAL BANK OF CANADA REIT

$86,005

1.30%

3,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	3,155	$86,005	100.0%	Defined

ZynergyRetirementPlanningLLC REIT

$76,709

1.16%

2,814

HARBOUR INVESTMENTS, INC. REIT

$67,359

1.02%

2,471

BANK OF MONTREAL /CAN/ REIT

$21,535

0.33%

790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS SECURITIES LTD.	790	$21,535	100.0%	Defined

PRINCIPAL SECURITIES, INC. REIT

$20,690

0.31%

759

OSAIC HOLDINGS, INC. REIT

$13,630

0.21%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	500	$13,630	100.0%	Defined

MORGAN STANLEY REIT

$27

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$27	100.0%	Defined

PROEQUITIES, INC. REIT

0.00%