RFFC · ALPS Active Equity Opportunity ETF ETF
$77.27
-0.30 (-0.39%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 5
Total Value: $2,228,329
Total Shares: 33,586
Institutional Ownership Trend
25 quarters
Holder Concentration
Across 5 13F filers · Δ vs Dec 31, 2025Top Holder
55.9%
−9.5 pts
Top 5
100.0%
+13.3 pts
Top 10
100.0%
+3.6 pts
HHI
4,775
Highly concentrated+361
Quarterly Activity
vs Dec 31, 2025
New
1
Increased
0
Decreased
3
Sold Out
14
Unchanged
1
Holder count:
-13
Institutional value:
-86.9%
Shares held:
-86.8%
Top Buyers
vs Dec 31, 2025No qualifying movers this quarter.
Top Sellers
vs Dec 31, 2025| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large OSAIC HOLDINGS, INC. | −798 | 13,614 | |
| Mega CITADEL ADVISORS LLC | −36 | 18,762 | |
| Small Triumph Capital Management | −20 | 104 |
Top New Positions
vs Dec 31, 2025| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid Smartleaf Asset Management LLC | 3 | $199 |
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large ALPS ADVISORS INC | 165,685 | $11,112,161 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | 10,966 | $735,467 | |
| Small Fermata Advisors, LLC | 9,933 | $666,186 | |
| Micro Arsenal Capital Advisors LLC | 6,712 | $450,160 | |
| Small Koshinski Asset Management, Inc. | 5,316 | $356,533 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega CITADEL ADVISORS LLC RFFC | $1,244,802 | 55.86% | 18,762 | Shares | 2026-05-15 | |
| Large OSAIC HOLDINGS, INC. RFFC | $903,248 | 40.53% | 13,614 | Shares | 2026-05-15 | |
| Mega JPMORGAN CHASE & CO RFFC | $73,180 | 3.28% | 1,103 | Shares | 2026-05-13 | |
| Small Triumph Capital Management RFFC | $6,900 | 0.31% | 104 | Shares | 2026-05-13 | |
| Mid Smartleaf Asset Management LLC RFFC | $199 | 0.01% | 3 | Shares | 2026-05-15 |