ROUS · Hartford Multifactor US Equity ETF ETF

$67.85 -0.13 (-0.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 48

Total Value: $318,989,765

Total Shares: 6,632,356

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 48 13F filers · Δ vs Mar 31, 2024

Top Holder

39.1%

+2.4 pts

Top 5

81.2%

+1.6 pts

Top 10

89.6%

+0.4 pts

HHI

2,595

Highly concentrated+142

Quarterly Activity

vs Mar 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: -6.2%

Shares held: -6.0%

Top Buyers

vs Mar 31, 2024

Institution	Added	Now Holds
Large Raymond James Financial Services Advisors, Inc.	+63,152	164,081
Mega MORGAN STANLEY	+58,788	263,162
Mid Western Wealth Management, LLC	+8,549	88,257
Large COMMONWEALTH EQUITY SERVICES, LLC	+4,231	34,984
Mid Kingsview Wealth Management, LLC	+3,332	8,803

Top Sellers

vs Mar 31, 2024

Institution	Sold	Now Holds
Mega AMERIPRISE FINANCIAL INC	−166,539	2,108,065
Mid AVANTAX ADVISORY SERVICES, INC.	−158,314	115,363
Small Fermata Advisors, LLC	−107,694	68,645
Mega LPL Financial LLC	−46,931	226,723
Mega ROYAL BANK OF CANADA	−8,517	2,534

Top New Positions

vs Mar 31, 2024

Institution	Acquired	Value (USD)
Mid Stratos Wealth Partners, LTD.	20,413	$981,783
Large JONES FINANCIAL COMPANIES LLLP	4,200	$202,003
Mega Russell Investments Group, Ltd.	2,163	$104,031
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	1,572	$75,606

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)	Open
Small BRASS TAX WEALTH MANAGEMENT, INC	59,633	$2,873,296
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	19,006	$915,765

Filter: New 4 Increased 11 Reduced 21 Sold out 2 Unchanged 12

Showing 48 of 48

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Hartford Funds Management Co LLC ROUS

$124,645,305

39.08%

2,591,594

AMERIPRISE FINANCIAL INC ROUS

$101,389,493

31.78%

2,108,065

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	2,107,724	$101,373,093	100.0%	Defined
Ameriprise Bank, FSB	341	$16,400	0.0%	Defined

MORGAN STANLEY ROUS

$12,657,038

3.97%

263,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	263,162	$12,657,038	100.0%	Defined

LPL Financial LLC ROUS

$10,904,469

3.42%

226,723

BANK OF AMERICA CORP /DE/ ROUS

$9,299,023

2.92%

193,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	111,083	$5,342,647	57.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	82,260	$3,956,376	42.5%	Defined

Raymond James Financial Services Advisors, Inc. ROUS

$7,891,639

2.47%

164,081

AVANTAX ADVISORY SERVICES, INC. ROUS

$5,548,498

1.74%

115,363

Global Retirement Partners, LLC ROUS

$4,942,344

1.55%

102,760

ENVESTNET ASSET MANAGEMENT INC ROUS

$4,418,771

1.39%

91,874

Western Wealth Management, LLC ROUS

$4,244,808

1.33%

88,257

Mariner, LLC ROUS

$3,447,088

1.08%

71,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	71,671	$3,447,088	100.0%	Other

Fermata Advisors, LLC ROUS

$3,301,549

1.04%

68,645

UBS Group AG ROUS

$3,290,439

1.03%

68,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	68,367	$3,288,179	99.9%	Defined
UBS Securities LLC	47	$2,260	0.1%	Defined

COLDSTREAM CAPITAL MANAGEMENT INC ROUS

$3,180,492

1.00%

66,128

Cetera Investment Advisers ROUS

$2,139,550

0.67%

44,485

Janney Montgomery Scott LLC ROUS

$1,938,990

0.61%

40,315

COMMONWEALTH EQUITY SERVICES, LLC ROUS

$1,682,590

0.53%

34,984

WELLS FARGO & COMPANY/MN ROUS

$1,376,651

0.43%

28,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	15,033	$723,027	52.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	13,590	$653,624	47.5%	Defined

MERCER GLOBAL ADVISORS INC /ADV ROUS

$1,108,420

0.35%

23,046

Wagner Wealth Management, LLC ROUS

$1,089,182

0.34%

22,646

First PREMIER Bank ROUS

$1,036,949

0.33%

21,560

OSAIC HOLDINGS, INC. ROUS

$987,409

0.31%

20,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	18,310	$880,637	89.2%	Defined
American Portfolios Advisors	60	$2,885	0.3%	Sole
OSAIC FS, INC.	2,160	$103,887	10.5%	Defined

Stratos Wealth Partners, LTD. ROUS

$981,783

0.31%

20,413

NewEdge Advisors, LLC ROUS

$958,986

0.30%

19,939

RAYMOND JAMES & ASSOCIATES ROUS

$864,814

0.27%

17,981

Main Street Financial Solutions, LLC ROUS

$740,678

0.23%

15,400

WEST MICHIGAN ADVISORS, LLC ROUS

$480,960

0.15%

10,000

Baird Financial Group, Inc. ROUS

$470,811

0.15%

9,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	9,789	$470,811	100.0%	Defined

Private Advisor Group, LLC ROUS

$464,366

0.15%

9,655

IEQ CAPITAL, LLC ROUS

$454,362

0.14%

9,447

Kingsview Wealth Management, LLC ROUS

$423,389

0.13%

8,803

CITADEL ADVISORS LLC ROUS

$338,018

0.11%

7,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,028	$338,018	100.0%	Defined

Kathleen S. Wright Associates Inc. ROUS

$304,736

0.10%

6,336

HighTower Advisors, LLC ROUS

$295,357

0.09%

6,141

RAM Investment Partners, LLC ROUS

$276,552

0.09%

5,750

Atria Wealth Solutions, Inc. ROUS

$269,481

0.08%

5,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	5,603	$269,481	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ROUS

$269,049

0.08%

5,594

JONES FINANCIAL COMPANIES LLLP ROUS

$202,003

0.06%

4,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	4,200	$202,003	100.0%	Sole

Steward Partners Investment Advisory, LLC ROUS

$192,384

0.06%

4,000

ROYAL BANK OF CANADA ROUS

$121,874

0.04%

2,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	233	$11,206	9.2%	Defined
RBC Capital Markets, LLC	2,301	$110,668	90.8%	Defined

FMR LLC ROUS

$110,091

0.03%

2,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	2,289	$110,091	100.0%	Defined

Russell Investments Group, Ltd. ROUS

$104,031

0.03%

2,163

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC ROUS

$75,606

0.02%

1,572

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO ROUS

$20,440

0.01%

425

Allworth Financial LP ROUS

$18,901

0.01%

393

HARBOUR INVESTMENTS, INC. ROUS

$15,246

0.00%

317

CWM, LLC ROUS

$15,150

0.00%

315

PROEQUITIES, INC. ROUS

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,629	$223,039	24.4%	Defined
G1 EXECUTION SERVICES, LLC	14,377	$692,726	75.6%	Defined