SIHY · Harbor Ares Systematic High Yield ETF ETF

$45.20 +0.05 (+0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 7

Total Value: $10,353,274

Total Shares: 231,069

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 7 13F filers · Δ vs Dec 31, 2025

Top Holder

39.7%

+1.5 pts

Top 5

95.4%

+27.8 pts

Top 10

100.0%

+17.3 pts

HHI

2,662

Highly concentrated+914

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -35

Institutional value: -89.8%

Shares held: -89.6%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds	Open
Mega ROYAL BANK OF CANADA	+11,057	91,803

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds	Open
Large OSAIC HOLDINGS, INC.	−25,392	50,394
Mega MORGAN STANLEY	−28	140

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid Integrated Wealth Concepts LLC	53,024	$2,375,793
Mega CITADEL ADVISORS LLC	14,365	$643,638
Mid Equitable Holdings, Inc.	10,753	$481,798
Large Rockefeller Capital Management L.P.	10,590	$474,495

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Pictet North America Advisors SA	849,132	$38,788,349
Micro CROBAN	192,550	$8,795,684
Mega LPL Financial LLC	167,551	$7,653,729
Micro BlueStem Wealth Partners, LLC	158,985	$7,262,434
Small WT Wealth Management	133,866	$6,114,998

Filter: New 4 Increased 1 Reduced 2 Sold out 39 Unchanged 0

Showing 7 of 7

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ROYAL BANK OF CANADA SIHY

$4,113,325

39.73%

91,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	91,803	$4,113,325	100.0%	Defined

Integrated Wealth Concepts LLC SIHY

$2,375,793

22.95%

53,024

OSAIC HOLDINGS, INC. SIHY

$2,257,953

21.81%

50,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50,394	$2,257,953	100.0%	Defined

CITADEL ADVISORS LLC SIHY

$643,638

6.22%

14,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,365	$643,638	100.0%	Defined

Equitable Holdings, Inc. SIHY

$481,798

4.65%

10,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	10,753	$481,798	100.0%	Defined

Rockefeller Capital Management L.P. SIHY

$474,495

4.58%

10,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	10,590	$474,495	100.0%	Defined

MORGAN STANLEY SIHY

$6,272

0.06%

140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	140	$6,272	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	62,423	$2,851,482	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	30,504	$1,393,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	7,517	$343,376	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAR HARBOR BANKSHARES joint	4,876	$222,735	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	308	$14,069	6.8%	Defined
Raymond James Financial Services Advisors, Inc.	4,253	$194,277	93.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	98	$4,476	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$45	100.0%	Defined