SMMU · PIMCO Short Term Municipal Bond Active Exchange-Traded Fund ETF

Alerts for SMMU

$50.11 +0.04 (+0.08%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $1,494,850

Total Shares: 29,601

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 2 13F filers · Δ vs Sep 30, 2023

Top Holder

99.1%

+65.8 pts

Top 5

100.0%

+40.4 pts

Top 10

100.0%

+17.6 pts

HHI

9,821

Highly concentrated+8,393

Quarterly Activity

vs Sep 30, 2023

New

1

Increased

1

Decreased

0

Sold Out

45

Unchanged

0

Holder count: -44

Institutional value: -99.4%

Shares held: -99.4%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+17,918	29,333

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Mega Allianz Asset Management GmbH	268	$13,534

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BANK OF AMERICA CORP /DE/	1,590,556	$77,857,714
Mega MORGAN STANLEY	466,013	$22,811,336
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	266,163	$13,028,678
Mid Cetera Advisors LLC	261,029	$12,777,369
Large Cerity Partners LLC	260,814	$12,766,845

Filter: New 1 Increased 1 Reduced 0 Sold out 45 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC SMMU

$1,481,316

99.09%

29,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	29,333	$1,481,316	100.0%	Defined

Allianz Asset Management GmbH SMMU

$13,534

0.91%

268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	268	$13,534	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	49,986	$2,446,814	3.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	130,627	$6,394,191	8.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	1,409,943	$69,016,709	88.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	466,013	$22,811,336	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	29,002	$1,419,647	12.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	203,865	$9,979,191	87.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	60,989	$2,985,411	43.8%	Defined
OSAIC INSTITUTIONS, INC.	2	$97	0.0%	Defined
FSC SECURITES, INC.	2,300	$112,585	1.7%	Defined
WOODBURY FINANCIAL SERVICES, INC.	3,558	$174,164	2.6%	Defined
SECURITIES AMERICA ADVISORS INC	15,774	$772,137	11.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	29,426	$1,440,402	21.1%	Defined
American Portfolios Advisors	201	$9,838	0.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	26,980	$1,320,671	19.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	87,801	$4,297,858	98.8%	Defined
EquityCompass Investment Management	773	$37,838	0.9%	Defined
Stifel Independent Advisors, LLC	327	$16,006	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	88,283	$4,321,452	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	64,197	$3,142,443	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	12,963	$634,538	34.4%	Defined
G1 EXECUTION SERVICES, LLC	24,725	$1,210,288	65.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	18,210	$891,379	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	15,847	$775,710	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	15,612	$764,207	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	13,349	$653,433	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	9,150	$447,892	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,545	$75,627	20.2%	Defined
55I, LLC	6,116	$299,378	79.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	6,866	$336,090	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	815	$39,894	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	466	$22,810	100.0%	Defined