SPD · Simplify US Equity PLUS Downside Convexity ETF ETF

$42.46 -0.25 (-0.58%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 25

Total Value: $40,257,270

Total Shares: 1,106,912

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 25 13F filers · Δ vs Dec 31, 2025

Top Holder

21.5%

+0.7 pts

Top 5

79.7%

+17.1 pts

Top 10

95.0%

+13.0 pts

HHI

1,399

Broadly held+398

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: -44.5%

Shares held: -40.1%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small Ironsides Asset Advisors, LLC	+10,994	115,605
Micro Authentikos Wealth Advisory, LLC	+7,588	198,213
Micro Independent Wealth Advisors LLC	+5,613	148,884

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega LPL Financial LLC	−146,501	238,299
Micro Lloyd Advisory Services, LLC.	−45,760	1,885
Large CWM, LLC	−42,246	1,340
Micro McCartney Wealth Management LLC	−1,850	10,858
Large AE Wealth Management LLC	−897	181,383

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid OLD MISSION CAPITAL LLC	48,047	$1,747,421
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	27,537	$1,001,493
Mega JANE STREET GROUP, LLC	17,867	$649,804
Micro ENTREWEALTH, LLC	14,606	$531,205
Mega UBS Group AG	82	$2,982

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Large COMMONWEALTH EQUITY SERVICES, LLC	255,478	$10,030,066
Micro EVOLUTION WEALTH MANAGEMENT INC.	114,806	$4,507,283
Micro Austin Wealth Management, LLC	47,934	$1,881,888
Small Park Edge Advisors, LLC	29,031	$1,139,757
Mid GTS SECURITIES LLC	24,985	$980,911

Filter: New 5 Increased 3 Reduced 9 Sold out 23 Unchanged 8

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC SPD

$8,666,696

21.53%

238,299

Authentikos Wealth Advisory, LLC SPD

$7,208,808

17.91%

198,213

AE Wealth Management LLC SPD

$6,596,716

16.39%

181,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tounjian Advisory Group, LLC	22	$800	0.0%	Other
B.O.S.S. Retirement Advisors, LLC	477	$17,348	0.3%	Other
Montgomery Financial Services	154	$5,600	0.1%	Other
SMART Wealth LLC	0	$0	0.0%	Other
The Lifewealth Group	66	$2,400	0.0%	Other
Lloyd Advisory Services, LLC.	1,363	$49,570	0.8%	Other
Held directly	179,301	$6,520,998	98.9%	Sole

Independent Wealth Advisors LLC SPD

$5,414,762

13.45%

148,884

Ironsides Asset Advisors, LLC SPD

$4,204,438

10.44%

115,605

OLD MISSION CAPITAL LLC SPD

$1,747,421

4.34%

48,047

Steward Partners Investment Advisory, LLC SPD

$1,509,058

3.75%

41,493

Compound Planning, Inc. SPD

$1,256,876

3.12%

34,559

SUSQUEHANNA INTERNATIONAL GROUP, LLP SPD

$1,001,493

2.49%

27,537

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	27,537	$1,001,493	100.0%	Other

JANE STREET GROUP, LLC SPD

$649,804

1.61%

17,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,867	$649,804	100.0%	Defined

INSIGNEO ADVISORY SERVICES, LLC SPD

$589,905

1.47%

16,220

ENTREWEALTH, LLC SPD

$531,205

1.32%

14,606

McCartney Wealth Management LLC SPD

$394,894

0.98%

10,858

OSAIC HOLDINGS, INC. SPD

$212,649

0.53%

5,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,847	$212,649	100.0%	Defined

Kingdom Financial Group LLC. SPD

$68,555

0.17%

1,885

Lloyd Advisory Services, LLC. SPD

$68,555

0.17%

1,885

CWM, LLC SPD

$48,734

0.12%

1,340

MORGAN STANLEY SPD

$26,803

0.07%

737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	737	$26,803	100.0%	Defined

ROYAL BANK OF CANADA SPD

$25,458

0.06%

700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	700	$25,458	100.0%	Defined

Quest 10 Wealth Builders, Inc. SPD

$21,094

0.05%

580

ROTHSCHILD INVESTMENT LLC SPD

$8,401

0.02%

231

UBS Group AG SPD

$2,982

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	82	$2,982	100.0%	Defined

Geneos Wealth Management Inc. SPD

$1,600

0.00%

ASSETMARK, INC SPD

$327

0.00%

Allworth Financial LP SPD

$36

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	650	$25,519	100.0%	Sole