SPFF · Global X SuperIncome Preferred ETF ETF

$9.38 -0.04 (-0.42%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 27

Total Value: $28,645,143

Total Shares: 3,053,855

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 27 13F filers · Δ vs Dec 31, 2022

Top Holder

24.9%

−2.6 pts

Top 5

65.4%

−5.1 pts

Top 10

89.9%

+0.1 pts

HHI

1,199

Broadly held−136

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -5

Institutional value: +11.7%

Shares held: +12.0%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega MORGAN STANLEY	+124,273	273,549
Mega ROYAL BANK OF CANADA	+77,037	250,682
Large HighTower Advisors, LLC	+56,495	70,620
Mega ENVESTNET ASSET MANAGEMENT INC	+42,977	137,164
Mega BANK OF AMERICA CORP /DE/	+14,865	368,104

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds	Open
Mega UBS Group AG	−7,816	326,463
Mega WELLS FARGO & COMPANY/MN	−3,530	268,293

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	64,600	$605,948
Small Ellis Investment Partners, LLC	29,362	$275,415
Small National Wealth Management Group, LLC	10,205	$95,722
Mid Private Advisor Group, LLC	10,167	$95,366
Small WealthBridge Capital Management, LLC	10,000	$93,800

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Mid D.A. DAVIDSON & CO.	40,359	$379,778
Large MERCER GLOBAL ADVISORS INC /ADV	37,885	$356,497
Small 1900 WEALTH MANAGEMENT LLC	26,323	$247,699
Mega JANE STREET GROUP, LLC	12,305	$115,790
Mega RAYMOND JAMES & ASSOCIATES	12,243	$115,206

Filter: New 7 Increased 14 Reduced 2 Sold out 12 Unchanged 4

Showing 27 of 27

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC SPFF

$7,127,083

24.88%

759,817

BANK OF AMERICA CORP /DE/ SPFF

$3,452,814

12.05%

368,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	94,902	$890,180	25.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	273,202	$2,562,634	74.2%	Defined

UBS Group AG SPFF

$3,062,222

10.69%

326,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	323,274	$3,032,310	99.0%	Defined
UBS Securities LLC	3,189	$29,912	1.0%	Defined

MORGAN STANLEY SPFF

$2,565,888

8.96%

273,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	20,194	$189,419	7.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	253,355	$2,376,469	92.6%	Defined

WELLS FARGO & COMPANY/MN SPFF

$2,516,587

8.79%

268,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	101,676	$953,720	37.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	166,617	$1,562,867	62.1%	Defined

ROYAL BANK OF CANADA SPFF

$2,351,396

8.21%

250,682

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	250,202	$2,346,894	99.8%	Defined
RBC Trust Co (Delaware) Ltd	480	$4,502	0.2%	Defined

MML INVESTORS SERVICES, LLC SPFF

$2,095,182

7.31%

223,367

ENVESTNET ASSET MANAGEMENT INC SPFF

$1,286,598

4.49%

137,164

HighTower Advisors, LLC SPFF

$662,415

2.31%

70,620

Cetera Investment Advisers SPFF

$621,406

2.17%

66,248

SUSQUEHANNA INTERNATIONAL GROUP, LLP SPFF

$605,948

2.12%

64,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	64,600	$605,948	100.0%	Defined

Kingsview Wealth Management, LLC SPFF

$418,254

1.46%

44,590

NewEdge Advisors, LLC SPFF

$387,712

1.35%

41,334

Cambridge Investment Research Advisors, Inc. SPFF

$340,728

1.19%

36,325

Ellis Investment Partners, LLC SPFF

$275,415

0.96%

29,362

Cetera Advisor Networks LLC SPFF

$224,191

0.78%

23,901

COMMONWEALTH EQUITY SERVICES, LLC SPFF

$148,250

0.52%

15,805

OSAIC HOLDINGS, INC. SPFF

$146,129

0.51%

15,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,500	$14,070	9.6%	Defined
SAGEPOINT FINANCIAL, INC.	4,761	$44,658	30.6%	Defined
FSC SECURITES, INC.	400	$3,752	2.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,119	$19,876	13.6%	Defined
SECURITIES AMERICA ADVISORS INC	1,453	$13,629	9.3%	Defined
ARBOR POINT ADVISORS, LLC	2,477	$23,234	15.9%	Defined
American Portfolios Advisors	2,775	$26,029	17.8%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	94	$881	0.6%	Defined

National Wealth Management Group, LLC SPFF

$95,722

0.33%

10,205

Private Advisor Group, LLC SPFF

$95,366

0.33%

10,167

WealthBridge Capital Management, LLC SPFF

$93,800

0.33%

10,000

Belpointe Asset Management LLC SPFF

$47,350

0.17%

5,048

Founders Financial Alliance, LLC SPFF

$9,755

0.03%

1,040

HARBOUR INVESTMENTS, INC. SPFF

$7,335

0.03%

782

Advisory Services Network, LLC SPFF

$5,215

0.02%

556

PROEQUITIES, INC. SPFF

$2,298

0.01%

245

Financial Gravity Asset Management, Inc. SPFF

$84

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,305	$115,790	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	8,450	$79,514	100.0%	Defined