TDTF · FlexShares iBoxx 5-Year Target Duration TIPS Index Fund ETF

Alerts for TDTF

$23.27 -0.02 (-0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $741,766

Total Shares: 31,206

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

98.9%

+19.2 pts

Top 5

100.0%

+9.5 pts

Top 10

100.0%

+5.6 pts

HHI

9,780

Highly concentrated+3,385

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

1

Sold Out

46

Unchanged

0

Holder count: -45

Institutional value: -99.8%

Shares held: -99.8%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−42,000	30,859

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small BROWN, LISLE/CUMMINGS, INC.	347	$8,248

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega NORTHERN TRUST CORP	14,206,310	$347,912,531
Mega AMERIPRISE FINANCIAL INC	762,605	$18,676,195
Mega BANK OF AMERICA CORP /DE/	652,873	$15,988,857
Mega UBS Group AG	288,747	$7,071,413
Mega MORGAN STANLEY	220,100	$5,390,248

Filter: New 1 Increased 0 Reduced 1 Sold out 46 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC TDTF

$733,518

98.89%

30,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	30,859	$733,518	100.0%	Defined

BROWN, LISLE/CUMMINGS, INC. TDTF

$8,248

1.11%

347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	14,206,310	$347,912,531	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	762,605	$18,676,195	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	7,251	$177,576	1.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	589,965	$14,448,242	90.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	55,657	$1,363,039	8.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	281,195	$6,886,465	97.4%	Defined
UBS Securities LLC	7,552	$184,948	2.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	98	$2,400	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	220,002	$5,387,848	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,379	$33,771	0.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	133,510	$3,269,659	91.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	11,021	$269,904	7.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	133,379	$3,266,451	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	66,602	$1,631,082	92.3%	Defined
RBC Capital Markets, LLC	757	$18,538	1.0%	Defined
RBC Private Counsel (USA) Inc.	4,150	$101,633	5.8%	Defined
RBC Trust Co (Delaware) Ltd	657	$16,089	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	69,630	$1,705,238	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	49,016	$1,200,401	80.9%	Defined
G1 EXECUTION SERVICES, LLC	11,601	$284,108	19.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Investment Management Inc	44,817	$1,097,568	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	942	$23,069	2.3%	Defined
SAGEPOINT FINANCIAL, INC.	600	$14,694	1.4%	Defined
WOODBURY FINANCIAL SERVICES, INC.	7,778	$190,483	18.7%	Defined
SECURITIES AMERICA ADVISORS INC	16,087	$393,970	38.7%	Defined
ARBOR POINT ADVISORS, LLC	43	$1,053	0.1%	Defined
American Portfolios Advisors	10,111	$247,618	24.3%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	6,059	$148,384	14.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,306	$521,783	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	10,419	$255,161	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	100	$2	100.0%	Other