TSME · Thrivent Small-Mid Cap Equity ETF ETF

$47.89 +0.31 (+0.65%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 34

Total Value: $404,485,025

Total Shares: 9,727,875

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 34 13F filers · Δ vs Dec 31, 2025

Top Holder

85.7%

+29.5 pts

Top 5

95.1%

−2.4 pts

Top 10

98.9%

−0.7 pts

HHI

7,366

Highly concentrated+2,772

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +8

Institutional value: -34.1%

Shares held: -34.0%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small Aspire Capital Advisors LLC	+168,505	283,426
Mega LPL Financial LLC	+82,113	131,786
Mega ENVESTNET ASSET MANAGEMENT INC	+54,575	8,332,768
Large Cambridge Investment Research Advisors, Inc.	+24,924	143,655
Large STIFEL FINANCIAL CORP	+19,973	96,876

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large Thrivent Financial for Lutherans	−5,265,442	320,634
Micro Clarity Asset Management, Inc.	−165,646	70,687
Mega ROYAL BANK OF CANADA	−7,417	1,684
Small Legacy Wealth Management, LLC / MS	−615	14,494
Mid BAILARD, INC.	−355	37,668

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega JANE STREET GROUP, LLC	11,688	$485,987
Large BROWN ADVISORY INC	10,478	$435,675
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	9,917	$412,348
Small BNB Wealth Management, LLC	5,890	$244,906
Mid PRINCIPAL SECURITIES, INC.	4,819	$200,374

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	6,394	$266,233
Mega MORGAN STANLEY	633	$26,356
Large CWM, LLC	546	$22,734

Filter: New 11 Increased 12 Reduced 6 Sold out 3 Unchanged 5

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ENVESTNET ASSET MANAGEMENT INC TSME

$346,476,493

85.66%

8,332,768

Thrivent Financial for Lutherans TSME

$13,331,960

3.30%

320,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Trust Company	66,617	$2,769,934	20.8%	Defined
Thrivent Advisor Network, LLC	254,017	$10,562,026	79.2%	Sole

Aspire Capital Advisors LLC TSME

$11,784,853

2.91%

283,426

COMMONWEALTH EQUITY SERVICES, LLC TSME

$6,933,506

1.71%

166,751

Cambridge Investment Research Advisors, Inc. TSME

$5,973,174

1.48%

143,655

LPL Financial LLC TSME

$5,479,661

1.35%

131,786

STIFEL FINANCIAL CORP TSME

$4,028,104

1.00%

96,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	96,876	$4,028,104	100.0%	Defined

Clarity Asset Management, Inc. TSME

$2,939,165

0.73%

70,687

BAILARD, INC. TSME

$1,566,235

0.39%

37,668

Sunbelt Securities, Inc. TSME

$1,340,372

0.33%

32,236

TRUIST FINANCIAL CORP TSME

$693,595

0.17%

16,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	16,681	$693,595	100.0%	Defined

Legacy Wealth Management, LLC / MS TSME

$602,660

0.15%

14,494

JANE STREET GROUP, LLC TSME

$485,987

0.12%

11,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,688	$485,987	100.0%	Defined

Capital Analysts, LLC TSME

$440,082

0.11%

10,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	4,640	$192,931	43.8%	Defined
Held directly	5,944	$247,151	56.2%	Defined

BROWN ADVISORY INC TSME

$435,675

0.11%

10,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	10,478	$435,675	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP TSME

$412,348

0.10%

9,917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	9,917	$412,348	100.0%	Other

OSAIC HOLDINGS, INC. TSME

$309,188

0.08%

7,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	7,386	$307,109	99.3%	Defined
Osaic Advisory Services, LLC	50	$2,079	0.7%	Defined

BNB Wealth Management, LLC TSME

$244,906

0.06%

5,890

RAYMOND JAMES FINANCIAL INC TSME

$213,430

0.05%

5,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	5,133	$213,430	100.0%	Defined

Apella Capital, LLC TSME

$212,349

0.05%

5,107

PRINCIPAL SECURITIES, INC. TSME

$200,374

0.05%

4,819

RMG Wealth Management LLC TSME

$95,342

0.02%

2,293

Geneos Wealth Management Inc. TSME

$79,209

0.02%

1,905

ROYAL BANK OF CANADA TSME

$70,020

0.02%

1,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,684	$70,020	100.0%	Defined

BESSEMER GROUP INC TSME

$31,185

0.01%

750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	750	$31,185	100.0%	Defined

TD Capital Management LLC TSME

$28,607

0.01%

688

LGT Financial Advisors LLC TSME

$18,253

0.00%

439

Blue Trust, Inc. TSME

$15,093

0.00%

363

Winch Advisory Services, LLC TSME

$13,596

0.00%

327

ASSETMARK, INC TSME

$12,681

0.00%

305

Triumph Capital Management TSME

$11,725

0.00%

282

JONES FINANCIAL COMPANIES LLLP TSME

$4,241

0.00%

102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	102	$4,241	100.0%	Sole

UBS Group AG TSME

$873

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	21	$873	100.0%	Defined

EverSource Wealth Advisors, LLC TSME

$83

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,394	$266,233	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	633	$26,356	100.0%	Defined