ULST · State Street(R) Ultra Short Term Bond ETF ETF

$40.29 +0.01 (+0.02%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $2,698,459

Total Shares: 66,744

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 3 13F filers · Δ vs Sep 30, 2023

Top Holder

60.2%

+45.5 pts

Top 5

100.0%

+45.1 pts

Top 10

100.0%

+19.6 pts

HHI

4,606

Highly concentrated+3,786

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -52

Institutional value: -99.1%

Shares held: -99.1%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	40,166	$1,623,911
Small Kirkwood Financial Services	19,824	$801,484
Small January Capital Advisors LLC	6,754	$273,064

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Mega LPL Financial LLC	1,058,882	$42,641,178
Mega MORGAN STANLEY	967,805	$38,973,507
Mega ROYAL BANK OF CANADA	848,825	$34,182,181
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	559,132	$22,516,245
Micro David Kennon Inc	535,461	$21,563,014

Filter: New 3 Increased 0 Reduced 0 Sold out 55 Unchanged 0

Showing 3 of 3

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITADEL ADVISORS LLC ULST

$1,623,911

60.18%

40,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	40,166	$1,623,911	100.0%	Defined

Kirkwood Financial Services ULST

$801,484

29.70%

19,824

January Capital Advisors LLC ULST

$273,064

10.12%

6,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	967,805	$38,973,507	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	819,129	$32,986,324	96.5%	Defined
RBC Dominion Securities Inc.	29,397	$1,183,817	3.5%	Defined
RBC Trust Co (Delaware) Ltd	299	$12,040	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	58,798	$2,367,795	14.9%	Defined
FSC SECURITES, INC.	4,497	$181,094	1.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	6,669	$268,560	1.7%	Defined
SECURITIES AMERICA ADVISORS INC	272,716	$10,982,273	69.1%	Defined
ARBOR POINT ADVISORS, LLC	22,724	$915,095	5.8%	Defined
American Portfolios Advisors	12,024	$484,206	3.0%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	17,496	$704,563	4.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	245,308	$9,878,553	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	112,804	$4,542,617	56.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	86,913	$3,499,986	43.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	98,828	$3,979,803	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co of New England	28,840	$1,161,386	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	11,763	$473,695	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	4,715	$189,873	90.4%	Other
PNC Delaware Trust Company	500	$20,134	9.6%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2	$80	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined