UMI · USCF Midstream Energy Income Fund ETF

$61.34 -0.23 (-0.37%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 17

Total Value: $146,334,067

Total Shares: 4,421,637

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 17 13F filers · Δ vs Dec 31, 2022

Top Holder

96.7%

+3.9 pts

Top 5

99.0%

+1.1 pts

Top 10

99.9%

+0.5 pts

HHI

9,351

Highly concentrated+727

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: +5.0%

Shares held: +6.3%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Large HighTower Advisors, LLC	+413,245	4,275,372
Mega LPL Financial LLC	+6,216	14,378
Large Steward Partners Investment Advisory, LLC	+500	818
Mega ENVESTNET ASSET MANAGEMENT INC	+476	15,919
Mid HARBOUR INVESTMENTS, INC.	+120	2,740

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−95,178	27,820
Large OSAIC HOLDINGS, INC.	−4,187	10,581
Large COMMONWEALTH EQUITY SERVICES, LLC	−2,014	12,425
Large NewEdge Advisors, LLC	−557	1,210

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Small FLOW TRADERS U.S. LLC	43,325	$1,433,840
Mid Cetera Advisor Networks LLC	6,500	$215,117
Large US BANCORP \DE\	800	$26,476

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Mega BANK OF MONTREAL /CAN/	34,656	$1,160,282
Mid WHITTIER TRUST CO	29,115	$974,770
Large STIFEL FINANCIAL CORP	25,779	$863,080
Small SageView Advisory Group, LLC	9,347	$312,937
Small Delta Investment Management, LLC	6,430	$215,276

Filter: New 3 Increased 7 Reduced 4 Sold out 11 Unchanged 3

Showing 17 of 17

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

HighTower Advisors, LLC UMI

$141,493,436

96.69%

4,275,372

FLOW TRADERS U.S. LLC UMI

$1,433,840

0.98%

43,325

JANE STREET GROUP, LLC UMI

$920,702

0.63%

27,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	27,820	$920,702	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC UMI

$526,839

0.36%

15,919

LPL Financial LLC UMI

$475,839

0.33%

14,378

COMMONWEALTH EQUITY SERVICES, LLC UMI

$411,205

0.28%

12,425

OSAIC HOLDINGS, INC. UMI

$350,175

0.24%

10,581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	62	$2,051	0.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	4,240	$140,322	40.1%	Defined
SECURITIES AMERICA ADVISORS INC	210	$6,949	2.0%	Defined
ARBOR POINT ADVISORS, LLC	200	$6,619	1.9%	Defined
TRIAD ADVISORS, LLC	5,869	$194,234	55.5%	Defined

MORGAN STANLEY UMI

$302,422

0.21%

9,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	9,138	$302,422	100.0%	Defined

Cetera Advisor Networks LLC UMI

$215,117

0.15%

6,500

HARBOUR INVESTMENTS, INC. UMI

$90,680

0.06%

2,740

NewEdge Advisors, LLC UMI

$40,044

0.03%

1,210

Steward Partners Investment Advisory, LLC UMI

$27,071

0.02%

818

US BANCORP \DE\ UMI

$26,476

0.02%

800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	800	$26,476	100.0%	Defined

ROYAL BANK OF CANADA UMI

$11,153

0.01%

337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CITY NATIONAL ROCHDALE, LLC	337	$11,153	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC. UMI

$6,619

0.00%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	200	$6,619	100.0%	Defined

Avior Wealth Management, LLC UMI

$2,449

0.00%

PROEQUITIES, INC. UMI

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	34,656	$1,160,282	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	25,779	$863,080	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,194	$73,455	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	586	$19,619	59.4%	Sole
Held directly	400	$13,392	40.6%	Sole