USMC · Principal U.S. Mega-Cap ETF ETF
$76.75
-0.36 (-0.46%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 46
Total Value: $2,619,044,665
Total Shares: 45,956,215
Institutional Ownership Trend
19 quarters
Holder Concentration
Across 46 13F filers · Δ vs Jun 30, 2024Top Holder
73.3%
−1.4 pts
Top 5
95.0%
+0.5 pts
Top 10
98.0%
+0.2 pts
HHI
5,560
Highly concentrated−188
Quarterly Activity
vs Jun 30, 2024
New
11
Increased
17
Decreased
13
Sold Out
5
Unchanged
5
Holder count:
+6
Institutional value:
+2.4%
Shares held:
-2.5%
Top Buyers
vs Jun 30, 2024| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Micro O'Brien Wealth Partners LLC | +474,173 | 830,932 | |
| Mid PRINCIPAL SECURITIES, INC. | +86,008 | 4,411,268 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | +73,043 | 4,284,744 | |
| Mega LPL Financial LLC | +53,062 | 441,908 | |
| Mega MORGAN STANLEY | +44,112 | 418,490 |
Top Sellers
vs Jun 30, 2024| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega PRINCIPAL FINANCIAL GROUP INC | −1,530,431 | 33,692,392 | |
| Large NewEdge Advisors, LLC | −43,963 | 232,117 | |
| Mega JPMORGAN CHASE & CO | −22,682 | 632 | |
| Mega WELLS FARGO & COMPANY/MN | −22,282 | 196,836 | |
| Mid GTS SECURITIES LLC | −15,704 | 6,745 |
Top New Positions
vs Jun 30, 2024| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large EP Wealth Advisors, LLC | 131,410 | $7,489,055 | |
| Micro WIN ADVISORS, INC | 123,071 | $7,013,816 | |
| Large Kestra Advisory Services, LLC | 46,448 | $2,647,071 | |
| Mid Ameritas Advisory Services, LLC | 16,762 | $955,266 | |
| Small SILVER OAK SECURITIES, INCORPORATED | 13,810 | $787,031 |
Top Sold-Out Positions
vs Jun 30, 2024| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large Raymond James Financial Services Advisors, Inc. | 430,776 | $23,369,598 | |
| Mega RAYMOND JAMES & ASSOCIATES | 244,868 | $13,284,089 | |
| Large COMMONWEALTH EQUITY SERVICES, LLC | 69,521 | $3,771,514 | |
| — PROEQUITIES, INC. | 1,582 | $85,823 | |
| Small Pinnacle Bancorp, Inc. | 168 | $9,114 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega PRINCIPAL FINANCIAL GROUP INC USMC | $1,920,129,419 | 73.31% | 33,692,392 | Shares | 2024-10-31 | |
| Mid PRINCIPAL SECURITIES, INC. Broker-Dealer USMC | $251,398,163 | 9.60% | 4,411,268 | Shares | 2024-10-28 | |
| Mega ENVESTNET ASSET MANAGEMENT INC USMC | $244,187,560 | 9.32% | 4,284,744 | Shares | 2024-11-07 | |
| Micro O'Brien Wealth Partners LLC USMC | $47,354,814 | 1.81% | 830,932 | Shares | 2024-10-23 | |
| Mega LPL Financial LLC USMC | $25,184,336 | 0.96% | 441,908 | Shares | 2024-11-08 | |
| Mega MORGAN STANLEY USMC | $23,849,743 | 0.91% | 418,490 | Shares | 2024-11-14 | |
| Small Legacy CG, LLC USMC | $15,493,700 | 0.59% | 271,867 | Shares | 2024-10-30 | |
| Mid Segment Wealth Management, LLC USMC | $14,320,732 | 0.55% | 251,285 | Shares | 2024-10-22 | |
| Large NewEdge Advisors, LLC USMC | $13,228,347 | 0.51% | 232,117 | Shares | 2024-11-14 | |
| Mega WELLS FARGO & COMPANY/MN USMC | $11,217,682 | 0.43% | 196,836 | Shares | 2024-11-13 | |
| Micro Symphony Financial Services, Inc. USMC | $8,338,263 | 0.32% | 146,311 | Shares | 2024-11-12 | |
| Large EP Wealth Advisors, LLC USMC | $7,489,055 | 0.29% | 131,410 | Shares | 2024-11-15 | |
| Micro WIN ADVISORS, INC USMC | $7,013,816 | 0.27% | 123,071 | Shares | 2024-10-31 | |
| Micro Jackson Wealth Management, LLC USMC | $4,486,309 | 0.17% | 78,721 | Shares | 2024-10-22 | |
| Mega ROYAL BANK OF CANADA Bank USMC | $2,664,282 | 0.10% | 46,750 | Shares | 2024-11-14 | |
| Large Kestra Advisory Services, LLC USMC | $2,647,071 | 0.10% | 46,448 | Shares | 2024-11-13 | |
| Mid CreativeOne Wealth, LLC USMC | $1,634,530 | 0.06% | 28,681 | Shares | 2024-11-13 | |
| Large Cambridge Investment Research Advisors, Inc. USMC | $1,478,605 | 0.06% | 25,945 | Shares | 2024-10-28 | |
| Micro Wealth Advisors of Iowa, LLC USMC | $1,258,567 | 0.05% | 22,084 | Shares | 2024-11-12 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC USMC | $1,257,199 | 0.05% | 22,060 | Shares | 2024-10-24 | |
| Large Janney Montgomery Scott LLC USMC | $1,190,749 | 0.05% | 20,894 | Shares | 2024-10-29 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP USMC | $1,142,933 | 0.04% | 20,055 | Shares | 2024-11-14 | |
| Mid Ameritas Advisory Services, LLC USMC | $955,266 | 0.04% | 16,762 | Shares | 2024-10-30 | |
| Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO USMC | $913,435 | 0.03% | 16,028 | Shares | 2024-11-12 | |
| Mid One Capital Management, LLC USMC | $907,109 | 0.03% | 15,917 | Shares | 2024-11-12 | |
| Mega UBS Group AG USMC | $883,686 | 0.03% | 15,506 | Shares | 2024-11-14 | |
| Large OSAIC HOLDINGS, INC. USMC | $851,316 | 0.03% | 14,938 | Shares | 2024-11-13 | |
| Small SILVER OAK SECURITIES, INCORPORATED Broker-Dealer USMC | $787,031 | 0.03% | 13,810 | Shares | 2024-10-23 | |
| Small CARY STREET PARTNERS INVESTMENT ADVISORY LLC USMC | $746,569 | 0.03% | 13,100 | Shares | 2024-10-30 | |
| Large MML INVESTORS SERVICES, LLC USMC | $705,080 | 0.03% | 12,372 | Shares | 2024-11-15 | |
| Mid Smartleaf Asset Management LLC USMC | $635,609 | 0.02% | 11,153 | Shares | 2024-11-13 | |
| Micro Cannon Wealth Management Services, LLC USMC | $594,348 | 0.02% | 10,429 | Shares | 2024-11-12 | |
| Micro Laidlaw Wealth Management LLC USMC | $575,257 | 0.02% | 10,094 | Shares | 2024-11-12 | |
| Micro Kraft, Davis & Associates, LLC USMC | $526,644 | 0.02% | 9,241 | Shares | 2024-11-08 | |
| Mega GOLDMAN SACHS GROUP INC USMC | $508,806 | 0.02% | 8,928 | Shares | 2024-11-14 | |
| Micro Retireful, LLC USMC | $467,944 | 0.02% | 8,211 | Shares | 2024-11-08 | |
| Mid GTS SECURITIES LLC Broker-Dealer USMC | $384,397 | 0.01% | 6,745 | Shares | 2024-11-13 | |
| Large Baird Financial Group, Inc. USMC | $335,785 | 0.01% | 5,892 | Shares | 2024-11-14 | |
| Mega CITADEL ADVISORS LLC USMC | $294,296 | 0.01% | 5,164 | Shares | 2024-11-14 | |
| Large STIFEL FINANCIAL CORP USMC | $236,508 | 0.01% | 4,150 | Shares | 2024-11-14 | |
| Large BLAIR WILLIAM & CO/IL USMC | $210,692 | 0.01% | 3,697 | Shares | 2024-11-12 | |
| Mega BANK OF AMERICA CORP /DE/ Bank USMC | $205,505 | 0.01% | 3,606 | Shares | 2024-11-14 | |
| Small Capital Investment Advisory Services, LLC USMC | $196,672 | 0.01% | 3,451 | Shares | 2024-10-30 | |
| Large COMERICA BANK Bank USMC | $109,933 | 0.00% | 1,929 | Shares | 2024-11-14 | |
| Mega JPMORGAN CHASE & CO USMC | $36,017 | 0.00% | 632 | Shares | 2024-11-08 | |
| Micro Iron Horse Wealth Management, LLC USMC | $10,885 | 0.00% | 191 | Shares | 2024-10-22 |