USMC · Principal U.S. Mega-Cap ETF ETF

$76.75 -0.36 (-0.46%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 46

Total Value: $2,619,044,665

Total Shares: 45,956,215

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 46 13F filers · Δ vs Jun 30, 2024

Top Holder

73.3%

−1.4 pts

Top 5

95.0%

+0.5 pts

Top 10

98.0%

+0.2 pts

HHI

5,560

Highly concentrated−188

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +6

Institutional value: +2.4%

Shares held: -2.5%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Micro O'Brien Wealth Partners LLC	+474,173	830,932
Mid PRINCIPAL SECURITIES, INC.	+86,008	4,411,268
Mega ENVESTNET ASSET MANAGEMENT INC	+73,043	4,284,744
Mega LPL Financial LLC	+53,062	441,908
Mega MORGAN STANLEY	+44,112	418,490

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Mega PRINCIPAL FINANCIAL GROUP INC	−1,530,431	33,692,392
Large NewEdge Advisors, LLC	−43,963	232,117
Mega JPMORGAN CHASE & CO	−22,682	632
Mega WELLS FARGO & COMPANY/MN	−22,282	196,836
Mid GTS SECURITIES LLC	−15,704	6,745

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Large EP Wealth Advisors, LLC	131,410	$7,489,055
Micro WIN ADVISORS, INC	123,071	$7,013,816
Large Kestra Advisory Services, LLC	46,448	$2,647,071
Mid Ameritas Advisory Services, LLC	16,762	$955,266
Small SILVER OAK SECURITIES, INCORPORATED	13,810	$787,031

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Large Raymond James Financial Services Advisors, Inc.	430,776	$23,369,598
Mega RAYMOND JAMES & ASSOCIATES	244,868	$13,284,089
Large COMMONWEALTH EQUITY SERVICES, LLC	69,521	$3,771,514
— PROEQUITIES, INC.	1,582	$85,823
Small Pinnacle Bancorp, Inc.	168	$9,114

Filter: New 11 Increased 17 Reduced 13 Sold out 5 Unchanged 5

Showing 46 of 46

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRINCIPAL FINANCIAL GROUP INC USMC

$1,920,129,419

73.31%

33,692,392

PRINCIPAL SECURITIES, INC. USMC

$251,398,163

9.60%

4,411,268

ENVESTNET ASSET MANAGEMENT INC USMC

$244,187,560

9.32%

4,284,744

O'Brien Wealth Partners LLC USMC

$47,354,814

1.81%

830,932

LPL Financial LLC USMC

$25,184,336

0.96%

441,908

MORGAN STANLEY USMC

$23,849,743

0.91%

418,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	418,049	$23,824,611	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	441	$25,132	0.1%	Defined

Legacy CG, LLC USMC

$15,493,700

0.59%

271,867

Segment Wealth Management, LLC USMC

$14,320,732

0.55%

251,285

NewEdge Advisors, LLC USMC

$13,228,347

0.51%

232,117

WELLS FARGO & COMPANY/MN USMC

$11,217,682

0.43%

196,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	61,205	$3,488,072	31.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	135,631	$7,729,610	68.9%	Defined

Symphony Financial Services, Inc. USMC

$8,338,263

0.32%

146,311

EP Wealth Advisors, LLC USMC

$7,489,055

0.29%

131,410

WIN ADVISORS, INC USMC

$7,013,816

0.27%

123,071

Jackson Wealth Management, LLC USMC

$4,486,309

0.17%

78,721

ROYAL BANK OF CANADA USMC

$2,664,282

0.10%

46,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	46,700	$2,661,433	99.9%	Defined
CITY NATIONAL ROCHDALE, LLC	50	$2,849	0.1%	Defined

Kestra Advisory Services, LLC USMC

$2,647,071

0.10%

46,448

CreativeOne Wealth, LLC USMC

$1,634,530

0.06%

28,681

Cambridge Investment Research Advisors, Inc. USMC

$1,478,605

0.06%

25,945

Wealth Advisors of Iowa, LLC USMC

$1,258,567

0.05%

22,084

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC USMC

$1,257,199

0.05%

22,060

Janney Montgomery Scott LLC USMC

$1,190,749

0.05%

20,894

SUSQUEHANNA INTERNATIONAL GROUP, LLP USMC

$1,142,933

0.04%

20,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,442	$880,039	77.0%	Defined
G1 EXECUTION SERVICES, LLC	4,613	$262,894	23.0%	Defined

Ameritas Advisory Services, LLC USMC

$955,266

0.04%

16,762

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO USMC

$913,435

0.03%

16,028

One Capital Management, LLC USMC

$907,109

0.03%

15,917

UBS Group AG USMC

$883,686

0.03%

15,506

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	15,506	$883,686	100.0%	Sole

OSAIC HOLDINGS, INC. USMC

$851,316

0.03%

14,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	14,450	$823,505	96.7%	Defined
American Portfolios Advisors	488	$27,811	3.3%	Sole

SILVER OAK SECURITIES, INCORPORATED USMC

$787,031

0.03%

13,810

CARY STREET PARTNERS INVESTMENT ADVISORY LLC USMC

$746,569

0.03%

13,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS FINANCIAL LLC	13,100	$746,569	100.0%	Defined

MML INVESTORS SERVICES, LLC USMC

$705,080

0.03%

12,372

Smartleaf Asset Management LLC USMC

$635,609

0.02%

11,153

Cannon Wealth Management Services, LLC USMC

$594,348

0.02%

10,429

Laidlaw Wealth Management LLC USMC

$575,257

0.02%

10,094

Kraft, Davis & Associates, LLC USMC

$526,644

0.02%

9,241

GOLDMAN SACHS GROUP INC USMC

$508,806

0.02%

8,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	8,928	$508,806	100.0%	Defined

Retireful, LLC USMC

$467,944

0.02%

8,211

GTS SECURITIES LLC USMC

$384,397

0.01%

6,745

Baird Financial Group, Inc. USMC

$335,785

0.01%

5,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	5,892	$335,785	100.0%	Defined

CITADEL ADVISORS LLC USMC

$294,296

0.01%

5,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,164	$294,296	100.0%	Defined

STIFEL FINANCIAL CORP USMC

$236,508

0.01%

4,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	4,150	$236,508	100.0%	Defined

BLAIR WILLIAM & CO/IL USMC

$210,692

0.01%

3,697

BANK OF AMERICA CORP /DE/ USMC

$205,505

0.01%

3,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,606	$205,505	100.0%	Defined

Capital Investment Advisory Services, LLC USMC

$196,672

0.01%

3,451

COMERICA BANK USMC

$109,933

0.00%

1,929

JPMORGAN CHASE & CO USMC

$36,017

0.00%

632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	632	$36,017	100.0%	Defined

Iron Horse Wealth Management, LLC USMC

$10,885

0.00%

191