VOTE · TCW Transform 500 ETF ETF

Alerts for VOTE

$90.81 -0.28 (-0.31%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $4,126,838

Total Shares: 46,806

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+72.6 pts

Top 5

100.0%

+10.6 pts

Top 10

100.0%

+2.0 pts

HHI

10,000

Highly concentrated+8,088

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

29

Unchanged

0

Holder count: -28

Institutional value: -98.2%

Shares held: -99.0%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small Financial Insights, Inc.	46,806	$4,126,838

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Small Jordan Park Group LLC	1,297,248	$61,736,032
Mega JPMORGAN CHASE & CO	1,153,390	$54,889,830
Large Betterment LLC	927,588	$44,143,912
Micro Angeles Investment Advisors, LLC	441,981	$21,033,875
Large Thrivent Financial for Lutherans	413,143	$19,661,475

Filter: New 1 Increased 0 Reduced 0 Sold out 29 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

Financial Insights, Inc. VOTE

$4,126,838

100.00%

46,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,153,390	$54,889,830	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	413,143	$19,661,475	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	160,000	$7,614,400	92.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	267	$12,706	0.2%	Defined
BOFA SECURITIES, INC.	10,930	$520,158	6.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	1,044	$49,683	0.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,141	$1,196,460	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,229	$581,978	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,753	$511,735	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	8,414	$400,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAGEPOINT FINANCIAL, INC.	50	$2,379	2.0%	Defined
SECURITIES AMERICA ADVISORS INC	26	$1,237	1.0%	Defined
ARBOR POINT ADVISORS, LLC	119	$5,663	4.8%	Defined
TRIAD HYBRID SOLUTIONS, LLC	20	$951	0.8%	Defined
American Portfolios Advisors	2,276	$108,314	91.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,100	$99,939	91.3%	Defined
CITY NATIONAL BANK	200	$9,518	8.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	262	$12,468	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	100	$4,759	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	34	$1,618	100.0%	Defined