AFEM · First Trust RiverFront Dynamic Emerging Markets ETF · Fund Operations ETF
$99.61
-0.68 (-0.67%)
At close · Oct 6
Return incl. dividend (before tax)
Volume · Oct 6
3674
Avg daily vol (3M)
3678
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover First Trust California Municipal High income ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-01-13 | 2025-10-31 | N-1A | 811-22245 | Original | — | — |
| 2025-10-10 | 2025-07-31 | N-1A | 811-22245 | Original | — | — |
| 2025-01-10 | 2024-10-31 | N-1A | 811-22245 | Original | — | — |
| 2024-10-15 | 2024-07-31 | N-1A | 811-22245 | Original | — | — |
| 2024-01-23 | 2023-10-31 | N-1A | 811-22245 | Amendment | — | — |
| 2024-01-12 | 2023-10-31 | N-1A | 811-22245 | Original | — | — |
| 2023-11-07 | 2023-07-31 | N-1A | 811-22245 | Amendment | — | — |
| 2023-10-10 | 2023-07-31 | N-1A | 811-22245 | Original | — | — |
| 2023-01-09 | 2022-10-31 | N-1A | 811-22245 | Original | — | — |
| 2022-10-14 | 2022-07-31 | N-1A | 811-22245 | Original | — | — |
| 2022-01-07 | 2021-10-31 | N-1A | 811-22245 | Original | — | — |
| 2021-10-07 | 2021-07-31 | N-1A | 811-22245 | Original | — | — |
| 2021-01-12 | 2020-10-31 | N-1A | 811-22245 | Original | — | — |
| 2020-10-06 | 2020-07-31 | N-1A | 811-22245 | Original | — | — |
| 2020-01-07 | 2019-10-31 | N-1A | 811-22245 | Original | — | — |
Showing 1–15 of 15 filings
Service providers (latest report, filed 2026-01-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | First Trust Advisors L.P. | — | — |
| Sub-Adviser | First Trust Global Portfolios Limited | GB | Yes |
| Sub-Adviser | RiverFront Investment Group, LLC | — | — |
| Sub-Adviser | Stonebridge Advisors, LLC | — | Yes |
| Custodian | Banco Bilbao Vizcaya Argentaria SA | ES | — |
| Custodian | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO | MX | — |
| Custodian | Banco Itau Uruguay S.A. | UY | — |
| Custodian | Banco Santander Chile | CL | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | Bank Polska Kasa Opieki S.A. | PL | — |
| Custodian | CIBC Mellon Trust Company | CA | — |
| Custodian | Citibank Europe PLC (Czech Republic) | CZ | — |
| Custodian | Citibank Europe PLC (Greece) | GR | — |
| Custodian | Citibank Europe PLC (Portugal) | PT | — |
| Custodian | Citibank Europe plc, Bulgaria Branch | BG | — |
| Custodian | Citibank Europe PLC, Hungarian Branch Office | HU | — |
| Custodian | Citibank Europe plc, Romania Branch | RO | — |
| Custodian | Citibank Maghreb S.A. | MA | — |
| Custodian | Citibank N.A., Argentina | AR | — |
| Custodian | Citibank N.A., Brazilian Branch | BR | — |
| Custodian | Citibank N.A., Sucursal De Lima | PE | — |
| Custodian | Citibank ZAO | RU | — |
| Custodian | Cititrust S.A., Bogota | CO | — |
| Custodian | Deutsche Bank AG, Jakarta | ID | — |
| Custodian | Deutsche Bank, Istanbul | TR | — |
| Custodian | Euroclear Bank SA/NV (Belgium) | BE | — |
| Custodian | Hongkong and Shanghai Banking Corporation, Colombo | LK | — |
| Custodian | HSBC Bank (Taiwan) Limited | TW | — |
| Custodian | HSBC Bank Australia Limited | AU | — |
| Custodian | HSBC Bank Egypt S.A.E. | EG | — |
| Custodian | HSBC Bank Middle East Limited - Doha Branch | QA | — |
| Custodian | HSBC Bank Middle East Limited - Dubai Branch | AE | — |
| Custodian | HSBC Bank Middle East Limited, Kuwait | KW | — |
| Custodian | HSBC HK Bond Connect - China | CN | — |
| Custodian | HSBC NOMINEES (NEW ZEALAND) LIMITED | NZ | — |
| Custodian | HSBC Saudi Arabia Limited | SA | — |
| Custodian | HSBC Shanghai | CN | — |
| Custodian | HSBC Shenzhen | CN | — |
| Custodian | MUFG Bank, Ltd. | JP | — |
| Custodian | Skandinaviska Enskilda Banken AB, Helsinki Branch | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB, Oslo Branch | NO | — |
| Custodian | Skandinaviska Enskilda Banken AB, Stockholm | SE | — |
| Custodian | STANBIC IBTC BANK PLC | NG | — |
| Custodian | Standard Chartered Bank (Singapore) Limited | SG | — |
| Custodian | Standard Chartered Bank Korea Limited | KR | — |
| Custodian | Standard Chartered Bank Malaysia Berhad | MY | — |
| Custodian | Standard Chartered Bank, India Branch | IN | — |
| Custodian | Standard Chartered Bank, Indonesia Branch | ID | — |
| Custodian | Standard Chartered Bank, Philippines Branch | PH | — |
| Custodian | TBank | RU | — |
| Custodian | The Bank of New York Mellon | — | — |
| Custodian | The Bank of New York Mellon (Ireland) | IE | — |
| Custodian | The Bank of New York Mellon (United Kingdom) | GB | — |
| Custodian | The Bank of New York Mellon SA/NV (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon SA/NV (Denmark) | DK | — |
| Custodian | The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main | DE | — |
| Custodian | The Bank of New York Mellon, SA/NV (Denmark) | DK | — |
| Custodian | The Bank of New York Mellon, SA/NV (France) | FR | — |
| Custodian | The Bank of New York Mellon, SA/NV (Italy) | IT | — |
| Custodian | The Bank of New York Mellon, SA/NV (Netherlands) | NL | — |
| Custodian | The Hongkong and Shanghai Banking Corporation (Hong Kong) | HK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch | TH | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited, Vietnam Branch | VN | — |
| Custodian | THE STANDARD BANK OF SOUTH AFRICA | ZA | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Custodian | UniCredit Bank Serbia JSC | RS | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | The Bank of New York Mellon | US | — |
| Pricing Service | Bloomberg L.P. | — | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | — | — |
| Pricing Service | LSEG Pricing Service | GB | — |
| Shareholder Servicing Agent | The Bank of New York Mellon | US | — |
| Principal Underwriter | First Trust Portfolios L.P. | — | Yes |
| Independent Public Accountant | Deloitte & Touche LLP | US | — |