Duke Energy CORP 8-K, filed Mar 3, 2021
Duke Energy CORP (DUK)
8-K
2021-03-03
For: 2021-02-25
View Original
Added on
April 09, 2026
About this 8-K
Duke Energy CORP filed this 8-K on March 3, 2021, reporting on events of February 25, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 25, 2021
| Commission file number | Registrant, State of Incorporation or Organization, Address of Principal Executive Offices and Telephone Number | IRS Employer Identification Number | |||||||||
(a Delaware corporation)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: | ||||||||||||||||||||
| Registrant | Title of each class | Trading Symbol(s) | Name of each exchange on which registered | |||||||||||||||||
| Duke Energy | ||||||||||||||||||||
| Duke Energy | ||||||||||||||||||||
| due January 15, 2073 | ||||||||||||||||||||
| Duke Energy | ||||||||||||||||||||
| due September 15, 2078 | ||||||||||||||||||||
| Duke Energy | ||||||||||||||||||||
| each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share | ||||||||||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On February 25, 2021, directors William E. Kennard and Marya M. Rose each notified Duke Energy Corporation (the “Corporation”) that, due to increased external business and personal commitments, they did not intend to stand for re-election to the Corporation’s Board of Directors once their respective current terms ended at the Corporation’s 2021 Annual Meeting of Shareholders. Neither director’s decision not to stand for re-election was the result of any disagreement with the Corporation on any matter relating to the operation, policies, or practices of the Corporation.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| DUKE ENERGY CORPORATION | |||||||||||
| /s/ David S. Maltz | |||||||||||
| David S. Maltz | |||||||||||
Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary | |||||||||||
| Dated: | March 3, 2021 | ||||||||||