Bank Of Montreal /Can/ 6-K, filed Aug 13, 2020
Bank Of Montreal /Can/ (BMO)
About this 6-K
Bank Of Montreal /Can/ filed this 6-K on August 13, 2020.
FORM6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of ForeignPrivate Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
| For the month of: August, 2020 | Commission File Number: 001-13354 |
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BANK OF MONTREAL
(Name of Registrant)
| 100 King Street West<br><br><br>1 First Canadian Place<br> <br>Toronto, Ontario<br><br><br>Canada, M5X 1A1 | 129 rue Saint-Jacques<br><br><br>Montreal, Quebec<br> <br>Canada, H2Y 1L6 |
|---|---|
| (Executive Offices) | (Head Office) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☐ Form 40-F ☑
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:
| 1. | Registration Statement – Form F-3 – File<br>No. 333-237342 |
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| 2. | Registration Statement – Form F-3 – File<br>No. 333-214934 |
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| 3. | Registration Statement – Form S-8 – File<br>No. 333-191591 |
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| 4. | Registration Statement – Form S-8 – File<br>No. 333-180968 |
| --- | --- |
| 5. | Registration Statement – Form S-8 – File<br>No. 333-177579 |
| --- | --- |
| 6. | Registration Statement – Form S-8 – File<br>No. 333-177568 |
| --- | --- |
| 7. | Registration Statement – Form S-8 – File<br>No. 333-176479 |
| --- | --- |
| 8. | Registration Statement – Form S-8 – File<br>No. 333-175413 |
| --- | --- |
| 9. | Registration Statement – Form S-8 – File<br>No. 333-175412 |
| --- | --- |
| 10. | Registration Statement – Form S-8 – File<br>No. 333-113096 |
| --- | --- |
| 11. | Registration Statement – Form S-8 – File<br>No. 333-14260 |
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| 12. | Registration Statement – Form S-8 – File<br>No. 33-92112 |
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| 13. | Registration Statement – Form S-8 – File<br>No. 333-207739 |
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| 14. | Registration Statement – Form S-8 – File<br>No. 333-237522 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BANK OF MONTREAL | ||
|---|---|---|
| By: | /s/ Thomas E. Flynn | |
| Name: | Thomas E. Flynn | |
| Title: | Chief Financial Officer | |
| Date: August 13, 2020 | By: | /s/ Barbara M. Muir |
| Name: | Barbara M. Muir | |
| Title: | Corporate Secretary |
EXHIBIT INDEX
| Exhibit | Description of Exhibit |
|---|---|
| 99.1 | Press Release – Bank of Montreal Announces Results of Conversion Privilege of Non-Cumulative 5-Year Rate Reset Class B Preferred<br>Shares, Series 33 (NVCC) |
EX-99.1
Exhibit 99.1
| News |
|---|
| FOR IMMEDIATE RELEASE |
Bank of Montreal Announces Results of Conversion Privilege of Non-Cumulative 5-Year Rate Reset Class B Preferred Shares, Series 33 (NVCC)
TORONTO , August 13, 2020 – Bank of Montreal (the “Bank”) (TSX:BMO)(NYSE:BMO) today announced that none of its 8 million Non-Cumulative 5-Year Rate Reset Class B Preferred Shares, Series 33 (Non-Viability Contingent Capital (NVCC)) (the “Preferred Shares Series 33”) will be converted on August 25, 2020 into Non-Cumulative Floating Rate Class B Preferred Shares, Series 34 (Non-Viability Contingent Capital (NVCC)) of the Bank (the “Preferred Shares Series 34”).
During the conversion period which ran from July 27, 2020 to August 10, 2020, 118,563 Preferred Shares Series 33 were tendered for conversion into Preferred Shares Series 34, which is less than the minimum 1,000,000 required to give effect to the conversion, as described in the Preferred Shares Series 33 prospectus supplement dated May 29, 2015. As a result, no Preferred Shares Series 34 will be issued on August 25, 2020 and holders of Preferred Shares Series 33 will retain their shares.
The Preferred Shares Series 33 are currently listed on the Toronto Stock Exchange under the symbol BMO.PR.Y. As previously announced on July 27, 2020, the dividend rate for the five-year period commencing on August 25, 2020, and ending on August 24, 2025, will be 3.054%.
About BMO Financial Group
Serving customers for 200 years and counting, BMO is a highly diversified financial services provider - the 8^th^ largest bank, by assets, in North America. With total assets of $987 billion as of April 30, 2020, and a team of diverse and highly engaged employees, BMO provides a broad range of personal and commercial banking, wealth management and investment banking products and services to more than 12 million customers and conducts business through three operating groups: Personal and Commercial Banking, BMO Wealth Management and BMO Capital Markets.
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Paul Gammal, Toronto, paul.gammal@bmo.com, (416) 867-3996 ****
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Bill Anderson, Toronto, bill2.anderson@bmo.com, (416) 867-7834
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