JFR · Nuveen Floating Rate Income Fund

$7.63 +0.03 (+0.39%) At close · Sep 4

Market Cap

$1.25B

160.97M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 173

Total Value: $457,913,787

Total Shares: 59,701,940

Showing 1–100 of 173 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 173 13F filers · Δ vs Mar 31, 2026

Top Holder

15.1%

+5.0 pts

Top 5

37.7%

+4.8 pts

Top 10

58.0%

+5.1 pts

HHI

504

Broadly held+116

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -14

Institutional value: +1.7%

Shares held: -0.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+2,961,714	9,031,373
Small Thomas J. Herzfeld Advisors, Inc.	+398,627	1,111,921
Small Congress Park Capital LLC	+356,471	3,477,794
Mid Advisors Asset Management, Inc.	+274,870	1,827,295
Mega ENVESTNET ASSET MANAGEMENT INC	+217,772	691,859

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid 1607 Capital Partners, LLC	−946,010	1,218,608
Small ICON ADVISERS INC/CO	−745,662	971,097
Mid SIT INVESTMENT ASSOCIATES INC	−557,319	4,082,097
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	−351,620	32,520
Large GUGGENHEIM CAPITAL LLC	−124,116	1,822,745

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	381,673	$2,927,431
Small Atlas Wealth LLC	271,569	$2,082,934
Micro North Ground Capital	222,501	$1,706,582
Mid Global Retirement Partners, LLC	43,816	$336,068
Small M Holdings Securities, Inc.	26,139	$200,486

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Balyasny Asset Management L.P.	939,188	$7,062,693
Small Logan Stone Capital, LLC	502,052	$3,775,431
Small ABSOLUTE INVESTMENT ADVISERS, LLC	391,237	$2,942,102
Mega JANE STREET GROUP, LLC	304,722	$2,291,509
Mid Saba Capital Management, L.P.	300,025	$2,256,188

Filter: New 15 Increased 59 Reduced 52 Sold out 29 Unchanged 47

Showing 100 of 173

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$69,270,628

15.13%

9,031,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY INVESTMENT MANAGEMENT INC	257,411	$1,974,342	2.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,400,199	$26,079,525	37.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,721,898	$28,546,957	41.2%	Defined
BOSTON MANAGEMENT & RESEARCH	1,651,865	$12,669,804	18.3%	Defined

SIT INVESTMENT ASSOCIATES INC

$31,309,683

6.84%

4,082,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	4,082,097	$31,309,683	100.0%	Sole

Congress Park Capital LLC

$26,674,679

5.83%

3,477,794

LOOMIS SAYLES & CO L P

$22,805,409

4.98%

2,973,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	1,681,765	$12,899,137	56.6%	Defined
Held directly	1,291,561	$9,906,272	43.4%	Defined

Invesco Ltd.

$22,517,201

4.92%

2,935,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	628,979	$4,824,268	21.4%	Defined
Invesco Capital Management LLC	2,306,771	$17,692,933	78.6%	Defined

Penserra Capital Management LLC

$22,187,024

4.85%

2,892,702

LPL Financial LLC

$20,106,728

4.39%

2,621,477

WELLS FARGO & COMPANY/MN

$19,980,295

4.36%

2,604,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,140,552	$16,418,033	82.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	464,441	$3,562,262	17.8%	Defined

BANK OF AMERICA CORP /DE/

$15,563,863

3.40%

2,029,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	23,955	$183,734	1.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,005,232	$15,380,129	98.8%	Defined

Cyndeo Wealth Partners, LLC

$15,335,551

3.35%

1,999,420

Advisors Asset Management, Inc.

$14,015,352

3.06%

1,827,295

GUGGENHEIM CAPITAL LLC

$13,980,453

3.05%

1,822,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	1,822,235	$13,976,542	100.0%	Defined
SECURITY INVESTORS LLC	510	$3,911	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$13,671,052

2.99%

1,782,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	463,649	$3,556,187	26.0%	Defined
Raymond James Financial Services Advisors, Inc.	1,302,883	$9,993,112	73.1%	Defined
RAYMOND JAMES TRUST N.A.	15,874	$121,753	0.9%	Defined

ROYAL BANK OF CANADA

$9,986,107

2.18%

1,301,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,254,621	$9,622,943	96.4%	Defined
RBC Dominion Securities Inc.	42,159	$323,359	3.2%	Defined
RBC Private Counsel (USA) Inc.	3,150	$24,160	0.2%	Defined
RBC Trust Co (Delaware) Ltd	849	$6,511	0.1%	Defined
RBC Rochdale, LLC	1,191	$9,134	0.1%	Defined

1607 Capital Partners, LLC

$9,346,723

2.04%

1,218,608

Thomas J. Herzfeld Advisors, Inc.

$8,528,434

1.86%

1,111,921

ICON ADVISERS INC/CO

$7,448,313

1.63%

971,097

Kanen Wealth Management LLC

$7,356,657

1.61%

959,147

UBS Group AG

$7,002,571

1.53%

912,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	881,862	$6,763,881	96.6%	Defined
UBS AG	31,120	$238,690	3.4%	Defined

COHEN & STEERS, INC.

$6,544,527

1.43%

853,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	853,263	$6,544,527	100.0%	Sole

AMERIPRISE FINANCIAL INC

$6,178,276

1.35%

805,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	805,512	$6,178,276	100.0%	Defined

Rockefeller Capital Management L.P.

$5,537,878

1.21%

722,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	2,809	$21,545	0.4%	Defined
ROCKEFELLER FINANCIAL LLC	719,209	$5,516,333	99.6%	Defined

ENVESTNET ASSET MANAGEMENT INC

$5,306,558

1.16%

691,859

Ethos Financial Group, LLC

$4,456,607

0.97%

581,044

Almitas Capital LLC

$3,338,045

0.73%

435,208

Coastal Bridge Advisors, LLC

$3,176,714

0.69%

414,174

Cetera Investment Advisers

$3,113,759

0.68%

405,966

J.W. COLE ADVISORS, INC.

$2,927,431

0.64%

381,673

GraniteShares Advisors LLC

$2,733,588

0.60%

356,400

Baird Financial Group, Inc.

$2,247,102

0.49%

292,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	292,973	$2,247,102	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$2,195,782

0.48%

286,282

NewEdge Advisors, LLC

$2,128,961

0.46%

277,570

Atlas Wealth LLC

$2,082,934

0.45%

271,569

Matisse Capital

$1,917,500

0.42%

250,000

HARBOUR INVESTMENTS, INC.

$1,882,593

0.41%

245,449

COMMONWEALTH EQUITY SERVICES, LLC

$1,796,467

0.39%

234,220

RFG Advisory, LLC

$1,742,992

0.38%

227,248

North Ground Capital

$1,706,582

0.37%

222,501

Capital Investment Advisors, LLC

$1,663,047

0.36%

216,825

Kovack Advisors, Inc.

$1,597,852

0.35%

208,325

OSAIC HOLDINGS, INC.

$1,566,919

0.34%

204,292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	204,292	$1,566,919	100.0%	Defined

HOURGLASS CAPITAL, LLC

$1,486,630

0.32%

193,824

Aviance Capital Partners, LLC

$1,436,468

0.31%

187,284

Cambridge Investment Research Advisors, Inc.

$1,341,590

0.29%

174,914

Advisory Services Network, LLC

$1,145,990

0.25%

149,412

CHOREO, LLC

$1,065,171

0.23%

138,875

HORIZON KINETICS ASSET MANAGEMENT LLC

$908,511

0.20%

118,450

Sigma Planning Corp

$868,849

0.19%

113,279

MELFA WEALTH MANAGEMENT, INC.

$822,369

0.18%

107,219

Thrivent Financial for Lutherans

$819,416

0.18%

106,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Investment Management Inc.	37,080	$284,403	34.7%	Sole
Thrivent Trust Company	69,754	$535,013	65.3%	Defined

Janney Montgomery Scott LLC

$724,907

0.16%

94,512

Kestra Advisory Services, LLC

$674,630

0.15%

87,957

CastleKnight Management LP

$670,358

0.15%

87,400

Blackhawk Capital Partners, LLC

$580,005

0.13%

75,620

ROBINSON CAPITAL MANAGEMENT, LLC

$566,774

0.12%

73,895

FIRST TRUST ADVISORS LP

$557,977

0.12%

72,748

Gladstone Institutional Advisory LLC

$549,210

0.12%

71,605

GILL CAPITAL PARTNERS, LLC

$529,559

0.12%

69,043

&PARTNERS

$527,067

0.12%

68,718

Edgemoor Investment Advisors, Inc.

$524,789

0.11%

68,421

XTX Topco Ltd

$522,411

0.11%

68,111

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	68,111	$522,411	100.0%	Defined

Cerity Partners LLC

$494,914

0.11%

64,526

Seelaus Asset Management LLC

$487,750

0.11%

63,592

INDEPENDENT FINANCIAL GROUP, LLC

$487,742

0.11%

63,591

Steward Partners Investment Advisory, LLC

$481,852

0.11%

62,823

Virtus Investment Advisers, LLC

$441,324

0.10%

57,539

WORLD EQUITY GROUP, INC.

$439,475

0.10%

57,298

STIFEL FINANCIAL CORP

$434,651

0.09%

56,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	56,669	$434,651	100.0%	Defined

Fortitude Advisory Group L.L.C.

$421,696

0.09%

54,980

OPPENHEIMER & CO INC

$415,246

0.09%

54,139

Collar Capital Management, LLC

$409,554

0.09%

53,397

New England Private Wealth Advisors LLC

$402,145

0.09%

52,431

CoreCap Advisors, LLC

$364,125

0.08%

47,474

Yakira Capital Management, Inc.

$363,389

0.08%

47,378

Focus Partners Wealth

$348,547

0.08%

45,443

Coquina Private Wealth LLC

$339,811

0.07%

44,304

Global Retirement Partners, LLC

$336,068

0.07%

43,816

Calamos Advisors LLC

$332,111

0.07%

43,300

CONNING INC.

$330,193

0.07%

43,050

FIFTH THIRD BANCORP

$320,606

0.07%

41,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	41,800	$320,606	100.0%	Defined

Concurrent Investment Advisors, LLC

$315,167

0.07%

41,091

Koshinski Asset Management, Inc.

$313,227

0.07%

40,838

RVW Wealth, LLC

$309,476

0.07%

40,349

Spire Wealth Management

$283,790

0.06%

37,000

Geneos Wealth Management Inc.

$279,510

0.06%

36,442

E&G Advisors, LP

$273,504

0.06%

35,659

Integrated Wealth Concepts LLC

$254,551

0.06%

33,188

CALTON & ASSOCIATES, INC.

$254,068

0.06%

33,125

Closed-End Fund Advisors, Inc.

$252,665

0.06%

32,942

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$249,428

0.05%

32,520

BLUELINE ADVISORS LLC

$236,772

0.05%

30,870

HBK Sorce Advisory LLC

$231,012

0.05%

30,119

Sanctuary Advisors, LLC

$225,244

0.05%

29,367

Private Advisor Group, LLC

$223,634

0.05%

29,157

BOOTHBAY FUND MANAGEMENT, LLC

$220,635

0.05%

28,766

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$212,221

0.05%

27,669

Beacon Pointe Advisors, LLC

$204,006

0.04%

26,598

M Holdings Securities, Inc.

$200,486

0.04%

26,139

SHEETS SMITH WEALTH MANAGEMENT

$199,496

0.04%

26,010

Centurion Wealth Management LLC

$183,497

0.04%

23,924

Key facts CIK 1276533 CUSIP 67072T108 13F (30d) 104 filings 91 filers Visit website