JFR · Nuveen Floating Rate Income Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-08 | TOTH TERENCE J |
Insider |
Sell↓
|
Common Stock
|
4,464 |
| 2026-03-31 | Caraher Scott C. |
Insider |
Buy↑
|
Common Stock
|
7,000 |
| 2026-03-30 | Caraher Scott C. |
Insider |
Buy↑
|
Common Stock
|
7,000 |
| 2025-12-30 | LAMB DAVID J |
Vice President |
Sell↓
|
Common Stock
|
4,000 |
| 2025-04-09 | Caraher Scott C. |
Insider |
Buy↑
|
Common Stock
|
5,000 |
| 2025-03-21 | Caraher Scott C. |
Insider |
Buy↑
|
Common Stock
|
15,000 |
| 2025-02-25 | Caraher Scott C. |
Insider |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
4,240 |
| 2025-02-25 | Caraher Scott C. |
Insider |
Exercise↓
|
Subscription right
|
21,200 |
| 2025-02-25 | Jones Nathaniel T. |
Vice President and Treasurer |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
454 |
| 2025-02-25 | LAMB DAVID J |
Vice President |
Exercise↓
|
Subscription Right (right to buy)
|
8,707 |
| 2025-02-25 | TOTH TERENCE J |
Insider |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
744 |
| 2025-02-25 | TOTH TERENCE J |
Insider |
Exercise↓
|
Subscription right
|
3,720 |
| 2025-02-25 | LAMB DAVID J |
Vice President |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
13,631 |
| 2025-02-25 | MOSCHNER ALBIN F |
Insider |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
6,903 |
| 2025-02-25 | MOSCHNER ALBIN F |
Insider |
Exercise↓
|
Subscription right
|
34,516 |
| 2025-02-25 | Thornton Matthew III |
Insider |
Exercise↑
Filing footnotes — Common Stock (Direct)
Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Common Stock
|
5,800 |
| 2025-02-25 | Jones Nathaniel T. |
Vice President and Treasurer |
Exercise↓
|
Subscription right
|
305 |
| 2025-02-25 | Thornton Matthew III |
Insider |
Exercise↓
|
Subscription right
|
29,000 |
| 2024-10-01 | MOSCHNER ALBIN F |
Insider |
Sell↓
|
Common Stock
|
20,000 |
| 2024-03-11 | PERRY MICHAEL A |
Vice President |
Buy↑
|
Common Stock
(I)
|
5,844 |
| 2024-03-11 | PERRY MICHAEL A |
Vice President |
Buy↑
|
Common Stock
|
6,600 |
| 2023-12-15 | Thornton Matthew III |
Insider |
Buy↑
|
Common Stock
|
29,000 |
| 2023-10-26 | Jones Nathaniel T. |
Vice President and Treasurer |
Sell↓
|
Common Stock
|
1,406 |
| 2023-10-03 | Caraher Scott C. |
Insider |
Sell↓
|
Common Stock
|
29,503 |
| 2023-09-27 | Caraher Scott C. |
Insider |
Sell↓
|
Common Stock
|
35,000 |
| 2023-09-26 | Caraher Scott C. |
Insider |
Sell↓
|
Class A Common Stock
|
25,000 |
| 2023-09-06 | MOSCHNER ALBIN F |
Insider |
Buy↑
|
Common Stock
|
2,200 |
| 2023-07-31 | LAMB DAVID J |
Vice President |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. JRO shares converted to JFR |
Class A Common Stock
|
4,707 |
| 2023-07-31 | Jones Nathaniel T. |
Vice President and Treasurer |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. JSD shares converted to JFR |
Class A Common Stock
|
450 |
| 2023-07-31 | Caraher Scott C. |
Insider |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. NSL shares to JFR |
Class A Common Stock
|
62,923 |
| 2023-07-31 | Jones Nathaniel T. |
Vice President and Treasurer |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. NSL shares converted to JFR |
Class A Common Stock
|
520 |
| 2023-07-31 | MOSCHNER ALBIN F |
Insider |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. JRO shares converted to JFR |
Class A Common Stock
|
3,000 |
| 2023-07-31 | Caraher Scott C. |
Insider |
Other↑
Filing footnotes — Class A Common Stock (Direct)
The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. JRO shares converted to JFR |
Class A Common Stock
|
51,636 |
| 2021-04-29 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
9,317 |
| 2021-04-28 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
28,390 |
| 2021-04-27 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
173,077 |
| 2021-04-26 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
20,186 |
| 2021-04-23 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
82,260 |
| 2021-04-22 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
24,545 |
| 2021-04-21 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
530 |
| 2021-04-20 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
18,314 |
| 2021-04-19 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
25,633 |
| 2021-04-16 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
6,887 |
| 2021-04-15 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
26,453 |
| 2021-04-14 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
60,699 |
| 2021-04-13 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
159,060 |
| 2021-04-12 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
27,179 |
| 2021-04-09 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
194,990 |
| 2021-04-08 | Saba Capital Management, L.P. |
10% Owner |
Sell↓
|
Common Stock
(I)
|
162,037 |
| 2021-03-08 | Caraher Scott C. |
Insider |
Buy↑
|
Common Stock
|
7,000 |