Bank Of Montreal 40-F for FY2021

Bank Of Montreal (BMO)

40-F 2021-12-03 For: 2021-10-31

Added on April 05, 2026

About this 40-F

Bank Of Montreal filed this 40-F on December 3, 2021, covering the fiscal year ended October 31, 2021 (FY2021).

Fiscal year ended October 31, 2021, as reported in this filing, compared with the same period a year earlier where the filing states it.


Title Of Each Class	Trading Symbol	Name Of Each Exchange On Which Registered
Common Shares	BMO	New York Stock Exchange


Common Shares			648,172,993
Class B Preferred Shares Series 27 (Non-Viability Contingent Capital (NVCC))			20,000,000
Class B Preferred Shares Series 29 (Non-Viability Contingent Capital (NVCC))			16,000,000
Class B Preferred Shares Series 31 (Non-Viability Contingent Capital (NVCC))			12,000,000
Class B Preferred Shares Series 33 (Non-Viability Contingent Capital (NVCC))			8,000,000
Class B Preferred Shares Series 38 (Non-Viability Contingent Capital (NVCC))			24,000,000
Class B Preferred Shares Series 40 (Non-Viability Contingent Capital (NVCC))			20,000,000
Class B Preferred Shares Series 42 (Non-Viability Contingent Capital (NVCC))			16,000,000
Class B Preferred Shares Series 44 (Non-Viability Contingent Capital (NVCC))			16,000,000
Class B Preferred Shares Series 46 (Non-Viability Contingent Capital (NVCC))			14,000,000
Class B Preferred Shares Series 48 (Non-Viability Contingent Capital (NVCC))			1,250,000


DISCLOSURE CONTROLS AND PROCEDURES

INTERNAL CONTROL OVER FINANCIAL REPORTING

AUDIT AND CONDUCT REVIEW COMMITTEE FINANCIAL EXPERT

CODE OF ETHICS

PRINCIPAL ACCOUNTANT FEES AND SERVICES

OFF-BALANCE SHEET ARRANGEMENTS

CONTRACTUAL AND OTHER OBLIGATIONS

IDENTIFICATION OF THE AUDIT AND CONDUCT REVIEW COMMITTEE

SUMMARY OF SIGNIFICANT CORPORATE GOVERNANCE DIFFERENCES

NOTE ON CERTAIN ACTIVITIES

UNDERTAKING

SIGNATURES

EXHIBIT INDEX

Annual Information Form

Management’s Discussion and Analysis for the Fiscal Year Ended October 31, 2021

Consolidated Financial Statements for the Fiscal Year Ended October 31, 2021

Consent of Independent Registered Public Accounting Firm dated December 3, 2021

Section 302 Certifications of Chief Executive Officer

Section 302 Certifications of Chief Financial Officer

Section 906 Certifications

Inline Interactive Data File


Exhibits		Description

99.1		Annual Information Form

99.2		Management’s Discussion and Analysis for the Fiscal Year Ended October 31, 2021

99.3		Consolidated Financial Statements for the Fiscal Year Ended October 31, 2021

99.4		Consent of Independent Registered Public Accounting Firm dated December 3, 2021

99.5		Certifications of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

99.6		Certifications of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

99.7		Certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

101		Inline Interactive Data File

104		Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)


For the fiscal year ended October 31, 2021		Commission File Number 001-13354