Invesco Ltd 8-K, filed Sep 13, 2023
Invesco Ltd. (IVZ)
8-K
2023-09-13
For: 2023-09-12
View Original
Added on
April 08, 2026
About this 8-K
Invesco Ltd filed this 8-K on September 13, 2023, reporting on events of September 12, 2023.
Items reported
- Item 7.01: Regulation FD disclosure
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 12, 2023
(Exact name of registrant as specified in its charter)
| (State or Other Jurisdiction of Incorporation or Organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | |||||||||||||||||||||
| (Address of Principal Executive Offices) | (Zip Code) | ||||||||||||||||||||||
(404 ) 892-0896
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 | Regulation FD Disclosure. | ||||
On September 12, 2023, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended August 31, 2023. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. | ||||
| (d) | Exhibits. | ||||||||||||||||
| Exhibit No. | Description | |||||||
| 99.1 | ||||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Invesco Ltd. | |||||
| By: | /s/ L. Allison Dukes | ||||
| L. Allison Dukes | |||||
| Senior Managing Director and Chief Financial Officer | |||||
Date: September 13, 2023
Exhibit 99.1
 | Press Release For immediate release | |||||||||||||
Invesco Ltd. Announces August 31, 2023 Assets Under Management | ||||||||||||||
| Investor Relations Contacts: Media Relations Contact: | Greg Ketron Jennifer Church Graham Galt | 404-724-4299 404-439-3428 404-439-3070 | ||||||||||||
Atlanta, September 12, 2023(a) --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management (AUM) of $1,527.7 billion, a decrease of 2.7% versus previous month-end. Net long-term flows were break even in the month. Non-management fee earning net outflows were $4.8 billion and money market net outflows were $9.4 billion. AUM was negatively impacted by unfavorable market returns which decreased AUM by $23 billion. FX decreased AUM by $5.4 billion. Preliminary average total AUM for the quarter through August 31 were $1,538.4 billion, and preliminary average active AUM for the quarter through August 31 were $1,003.2 billion.
| Total Assets Under Management | ||||||||||||||||||||||||||||||||||||||
| (in billions) | Total | Equity | Fixed Income | Balanced | Money Market | Alternatives | ||||||||||||||||||||||||||||||||
August 31, 2023(a) | $1,527.7 | $758.2 | $318.7 | $63.3 | $207.4 | $180.1 | ||||||||||||||||||||||||||||||||
| July 31, 2023 | $1,570.7 | $784.0 | $321.6 | $66.2 | $217.1 | $181.8 | ||||||||||||||||||||||||||||||||
| June 30, 2023 | $1,538.2 | $747.1 | $319.0 | $64.2 | $225.7 | $182.2 | ||||||||||||||||||||||||||||||||
| May 31, 2023 | $1,487.6 | $702.9 | $319.3 | $63.3 | $221.2 | $180.9 | ||||||||||||||||||||||||||||||||
Active(b) | ||||||||||||||||||||||||||||||||||||||
| (in billions) | Total | Equity | Fixed Income | Balanced | Money Market | Alternatives | ||||||||||||||||||||||||||||||||
August 31, 2023(a) | $988.8 | $296.6 | $271.9 | $62.5 | $207.4 | $150.4 | ||||||||||||||||||||||||||||||||
| July 31, 2023 | $1,019.6 | $309.5 | $275.8 | $65.4 | $217.1 | $151.8 | ||||||||||||||||||||||||||||||||
| June 30, 2023 | $1,016.6 | $300.6 | $274.0 | $63.4 | $225.7 | $152.9 | ||||||||||||||||||||||||||||||||
| May 31, 2023 | $998.7 | $289.5 | $274.7 | $62.5 | $221.2 | $150.8 | ||||||||||||||||||||||||||||||||
Passive(b) | ||||||||||||||||||||||||||||||||||||||
| (in billions) | Total | Equity | Fixed Income | Balanced | Money Market | Alternatives | ||||||||||||||||||||||||||||||||
August 31, 2023(a) | $538.9 | $461.6 | $46.8 | $0.8 | $— | $29.7 | ||||||||||||||||||||||||||||||||
| July 31, 2023 | $551.1 | $474.5 | $45.8 | $0.8 | $— | $30.0 | ||||||||||||||||||||||||||||||||
| June 30, 2023 | $521.6 | $446.5 | $45.0 | $0.8 | $— | $29.3 | ||||||||||||||||||||||||||||||||
| May 31, 2023 | $488.9 | $413.4 | $44.6 | $0.8 | $— | $30.1 | ||||||||||||||||||||||||||||||||
| (a) | Preliminary - subject to adjustment. | ||||
| (b) | Passive AUM includes index-based ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates. Active AUM are total AUM less passive AUM. | ||||
About Invesco Ltd.
Invesco Ltd. (NYSE: IVZ) is a global independent investment management firm dedicated to delivering an investment experience that helps people get more out of life. With offices in more than 20 countries, our distinctive investment teams deliver a comprehensive range of active, passive and alternative investment capabilities. For more information, visit www.invesco.com/corporate.
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