MRSK · Toews Agility Shares Managed Risk ETF · Fund Operations ETF
$40.11
+0.11 (+0.27%)
At close · Oct 9
Return incl. dividend (before tax)
Volume · Oct 9
15.9K
Avg daily vol (3M)
18.92K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Toews Agility Shares Managed Risk ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-09-14 | 2026-06-30 | N-1A | 811-21720 | Original | — | — |
| 2026-07-14 | 2026-04-30 | N-1A | 811-21720 | Original | — | — |
| 2026-03-16 | 2025-12-31 | N-1A | 811-21720 | Original | — | — |
| 2026-01-14 | 2025-10-31 | N-1A | 811-21720 | Original | — | — |
| 2025-12-12 | 2025-09-30 | N-1A | 811-21720 | Original | — | — |
| 2025-10-14 | 2025-07-31 | N-1A | 811-21720 | Original | — | — |
| 2025-09-15 | 2025-06-30 | N-1A | 811-21720 | Original | — | — |
| 2025-07-14 | 2025-04-30 | N-1A | 811-21720 | Original | — | — |
| 2025-03-17 | 2024-12-31 | N-1A | 811-21720 | Original | — | — |
| 2025-01-13 | 2024-10-31 | N-1A | 811-21720 | Original | — | — |
| 2024-12-16 | 2024-09-30 | N-1A | 811-21720 | Original | — | — |
| 2024-10-15 | 2024-07-31 | N-1A | 811-21720 | Original | — | — |
| 2024-09-13 | 2024-06-30 | N-1A | 811-21720 | Original | — | — |
| 2024-07-15 | 2024-04-30 | N-1A | 811-21720 | Original | — | — |
| 2024-03-15 | 2023-12-31 | N-1A | 811-21720 | Original | — | — |
| 2024-01-12 | 2023-10-31 | N-1A | 811-21720 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-1A | 811-21720 | Original | — | — |
| 2023-10-13 | 2023-07-31 | N-1A | 811-21720 | Original | — | — |
| 2023-09-13 | 2023-06-30 | N-1A | 811-21720 | Original | — | — |
| 2023-07-14 | 2023-04-30 | N-1A | 811-21720 | Original | — | — |
| 2023-03-15 | 2022-12-31 | N-1A | 811-21720 | Original | — | — |
| 2023-01-13 | 2022-10-31 | N-1A | 811-21720 | Original | — | — |
| 2022-12-14 | 2022-09-30 | N-1A | 811-21720 | Original | — | — |
| 2022-11-02 | 2022-06-30 | N-1A | 811-21720 | Amendment | — | — |
| 2022-10-14 | 2022-07-31 | N-1A | 811-21720 | Original | — | — |
| 2022-09-13 | 2022-06-30 | N-1A | 811-21720 | Original | — | — |
| 2022-07-14 | 2022-04-30 | N-1A | 811-21720 | Original | — | — |
| 2022-03-16 | 2021-12-31 | N-1A | 811-21720 | Original | — | — |
| 2022-01-14 | 2021-10-31 | N-1A | 811-21720 | Original | — | — |
| 2021-12-14 | 2021-09-30 | N-1A | 811-21720 | Original | — | — |
| 2021-10-14 | 2021-07-31 | N-1A | 811-21720 | Original | — | — |
| 2021-09-13 | 2021-06-30 | N-1A | 811-21720 | Original | — | — |
| 2021-07-14 | 2021-04-30 | N-1A | 811-21720 | Original | — | — |
| 2021-03-16 | 2020-12-31 | N-1A | 811-21720 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-21720 | Original | — | — |
| 2020-12-14 | 2020-09-30 | N-1A | 811-21720 | Original | — | — |
| 2020-10-14 | 2020-07-31 | N-1A | 811-21720 | Original | — | — |
| 2020-09-14 | 2020-06-30 | N-1A | 811-21720 | Original | — | — |
| 2020-09-11 | 2018-09-30 | N-1A | 811-21720 | Amendment | Yes | — |
| 2020-07-14 | 2020-04-30 | N-1A | 811-21720 | Original | — | — |
| 2020-06-12 | 2020-03-31 | N-1A | 811-21720 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-21720 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-21720 | Original | — | — |
Showing 1–43 of 43 filings
Service providers (latest report, filed 2026-09-14)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Donoghue Forlines LLC | — | — |
| Investment Adviser | Ladenburg Thalmann Asset Management, Inc. | — | — |
| Investment Adviser | Ocean Park Asset Management, LLC | — | — |
| Investment Adviser | Winton Capital Management Limited | GB | — |
| Sub-Adviser | Exchange Traded Concepts, LLC | — | — |
| Custodian | Brown Brothers Harriman & Co. | — | — |
| Custodian | U.S. Bancorp Fund Services, LLC | — | — |
| Custodian | U.S. Bank National Association | — | — |
| Custodian | US Bank | — | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | U.S. Bancorp Fund Services, LLC | US | — |
| Transfer Agent | Ultimus Fund Solutions | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC. | US | — |
| Administrator | Ultimus Fund Solutions | US | — |
| Administrator | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC. | US | — |
| Pricing Service | Bloomberg LP | — | — |
| Pricing Service | ICE Data Services | — | — |
| Shareholder Servicing Agent | Brown Brothers Harriman & Co. | US | — |
| Shareholder Servicing Agent | U.S. Bancorp Fund Services, LLC | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions, LLC | US | — |
| Principal Underwriter | Ladenburg Thalmann & Co. | — | Yes |
| Principal Underwriter | Northern Lights Distributors, LLC | — | Yes |
| Independent Public Accountant | Cohen & Company | US | — |
| Independent Public Accountant | Deloitte & Touche, LLP | US | — |