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PFLD · AAM Low Duration Preferred and Income Securities ETF · Fund Operations ETF

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$19.15 -0.05 (-0.23%) At close · Oct 5
Volume · Oct 5 40.12K Avg daily vol (3M) 65.21K

Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.

Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Aptus Laddered Buffer ETF and may include sibling fund series.
Filed Period End Type Amendment
2026-09-10 2026-06-30 N-1A Original
2026-08-14 2026-05-31 N-1A Original
2026-07-13 2026-04-30 N-1A Original
2026-05-14 2026-02-28 N-1A Original
2026-01-14 2025-10-31 N-1A Original
2026-01-06 2025-08-31 N-1A Amendment
2025-12-12 2025-09-30 N-1A Original
2025-11-14 2025-08-31 N-1A Original
2025-10-14 2025-07-31 N-1A Original
2025-09-15 2025-06-30 N-1A Original
2025-08-14 2025-05-31 N-1A Original
2025-07-14 2025-04-30 N-1A Original
2025-06-13 2025-03-31 N-1A Original
2025-05-16 2025-02-28 N-1A Amendment
2025-05-16 2024-02-29 N-1A Amendment
2025-05-14 2025-02-28 N-1A Original
2025-03-17 2024-12-31 N-1A Original
2025-02-13 2024-11-30 N-1A Original
2025-01-14 2024-10-31 N-1A Original
2025-01-10 2024-08-31 N-1A Amendment
2025-01-10 2023-08-31 N-1A Amendment
2024-12-16 2024-09-30 N-1A Original
2024-11-14 2024-08-31 N-1A Original
2024-10-11 2024-07-31 N-1A Original
2024-09-13 2024-06-30 N-1A Original
2024-08-14 2024-05-31 N-1A Original
2024-07-15 2024-04-30 N-1A Original
2024-06-12 2024-03-31 N-1A Original
2024-05-14 2024-02-29 N-1A Original
2024-03-15 2023-12-31 N-1A Original
2024-02-13 2023-11-30 N-1A Original
2024-01-16 2023-10-31 N-1A Original
2023-12-14 2023-09-30 N-1A Original
2023-11-14 2023-08-31 N-1A Original
2023-10-13 2023-07-31 N-1A Original
2023-09-13 2023-06-30 N-1A Original
2023-08-14 2023-05-31 N-1A Original
2023-07-14 2023-04-30 N-1A Original
2023-06-09 2023-03-31 N-1A Original
2023-05-15 2023-02-28 N-1A Original
2023-03-16 2022-12-31 N-1A Original
2023-02-13 2022-11-30 N-1A Original
2023-01-17 2022-10-31 N-1A Original
2022-12-14 2022-09-30 N-1A Original
2022-11-14 2022-08-31 N-1A Original
2022-10-14 2022-07-31 N-1A Original
2022-09-13 2022-06-30 N-1A Original
2022-08-11 2022-05-31 N-1A Original
2022-07-14 2022-04-30 N-1A Original
2022-06-13 2022-03-31 N-1A Original
Showing 1–50 of 78 filings

Service providers (latest report, filed 2026-09-10)

Role Firm Affiliated
Investment Adviser Point Bridge Capital, LLC —
Sub-Adviser Vident Asset Management —
Custodian U.S. Bank National Association —
Transfer Agent U.S. Bancorp Fund Services, LLC —
Administrator U.S. Bancorp Fund Services, LLC —
Pricing Service ICE Data Pricing & Reference Data, LLC —
Principal Underwriter ALPS Distributors, Inc —
Principal Underwriter Foreside Fund Services, LLC —
Principal Underwriter Foreside Funds Distributors LLC —
Principal Underwriter PINE Distributors LLC —
Principal Underwriter Quasar Distributors, LLC —
Independent Public Accountant Cohen & Company, Ltd. —