REIX · NYLIM CBRE Real Assets ETF · Fund Operations ETF
$28.20
-0.02 (-0.08%)
At close · Oct 5
Return incl. dividend (before tax)
Volume · Oct 5
18
Avg daily vol (3M)
10.9K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover NYLI Investment Grade CLO ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-07-10 | 2026-04-30 | N-1A | 811-22739 | Original | — | — |
| 2025-07-11 | 2025-04-30 | N-1A | 811-22739 | Original | — | — |
| 2024-07-12 | 2024-04-30 | N-1A | 811-22739 | Original | — | — |
| 2023-07-11 | 2023-04-30 | N-1A | 811-22739 | Original | — | — |
| 2022-07-13 | 2022-04-30 | N-1A | 811-22739 | Original | — | — |
| 2021-07-09 | 2021-04-30 | N-1A | 811-22739 | Original | — | — |
| 2020-07-14 | 2020-04-30 | N-1A | 811-22739 | Original | — | — |
Showing 1–7 of 7 filings
Service providers (latest report, filed 2026-07-10)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | New York Life Investment Management LLC | — | — |
| Sub-Adviser | CBRE Investment Management Listed Real Assets LLC | — | — |
| Sub-Adviser | MacKay Shields LLC | — | Yes |
| Sub-Adviser | Winslow Capital Management, LLC | — | — |
| Custodian | Aberdeen Euro Vallalati Kotveny Alapok Alapja | HU | — |
| Custodian | Banco Bilbao Vizcaya Argentaria Sociedad Anonima | ES | — |
| Custodian | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO | MX | — |
| Custodian | BANCO CITIBANK S A | BR | — |
| Custodian | Banco Itau Uruguay S.A. | UY | — |
| Custodian | Banco Santander Chile | CL | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | Bank Polska Kasa Opieki S.A. | PL | — |
| Custodian | CIBC Mellon Trust Company | CA | — |
| Custodian | Citibank del Peru S.A. | PE | — |
| Custodian | Citibank Europe PLC (Czech Republic) | CZ | — |
| Custodian | Citibank Europe plc, Romania Branch | RO | — |
| Custodian | Citibank Europe Plc, Sucursal em Portugal | PT | — |
| Custodian | Cititrust Colombia S A Sociedad Fiduciaria | CO | — |
| Custodian | Clearstream Banking S.A. (Luxembourg) | LU | — |
| Custodian | Deutsche Bank A.S. (Turkey) | TR | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | HSBC Bank Australia Limited | AU | — |
| Custodian | HSBC Bank Egypt S.A.E. | EG | — |
| Custodian | HSBC NOMINEES (NEW ZEALAND) LIMITED | NZ | — |
| Custodian | Mizuho Bank, Ltd. | JP | — |
| Custodian | Nordea Bank Abp | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB | SE | — |
| Custodian | Skandinaviska Enskilda Banken AB, Helsinki Branch | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB, Oslo Branch | NO | — |
| Custodian | STANBIC IBTC BANK PLC | NG | — |
| Custodian | STANDARD CHARTERED BANK (SINGAPORE) LIMITED | SG | — |
| Custodian | Standard Chartered Bank Korea Limited | KR | — |
| Custodian | Standard Chartered Bank Malaysia Berhad | MY | — |
| Custodian | Standard Chartered Bank, Indonesia Branch | ID | — |
| Custodian | Standard Chartered Bank, Philippines Branch | PH | — |
| Custodian | The Bank of New York Mellon | — | — |
| Custodian | The Bank of New York Mellon - Belgium | BE | — |
| Custodian | The Bank of New York Mellon (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon (United Kingdom) | GB | — |
| Custodian | The Bank of New York Mellon SA/NV (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon SA/NV (Denmark) | DK | — |
| Custodian | The Bank of New York Mellon SA/NV (Germany) | DE | — |
| Custodian | The Bank of New York Mellon, SA/NV (France) | FR | — |
| Custodian | The Bank of New York Mellon, SA/NV (Italy) | IT | — |
| Custodian | The Bank of New York Mellon, SA/NV (Netherlands) | NL | — |
| Custodian | The Depository Trust Company | — | — |
| Custodian | The Hongkong and Shanghai Banking Corporation (Thailand) | TH | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited | HK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch | TH | — |
| Custodian | The Standard Bank of South Africa Limited | ZA | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Transfer Agent | BNY Mellon Investment Servicing (US) Inc. | US | — |
| Administrator | The Bank of New York Mellon | US | — |
| Pricing Service | Bloomberg | GB | — |
| Pricing Service | Bloomberg Inc. | — | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | — | — |
| Pricing Service | JPM Pricing Direct | — | — |
| Pricing Service | PricingDirect Inc. | — | — |
| Pricing Service | Refinitiv | — | Yes |
| Pricing Service | Refinitiv US Holdings Inc. | — | — |
| Shareholder Servicing Agent | BNY Mellon Investing Servicing (US) Inc. | US | — |
| Shareholder Servicing Agent | BNY Mellon Investment Servicing (US) Inc. | US | — |
| Principal Underwriter | ALPS Distributors, Inc. | — | — |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |