TOS · Twin Oak Strategic Solutions ETF · Fund Operations ETF
$31.10
+0.11 (+0.35%)
At close · Oct 5
Return incl. dividend (before tax)
Volume · Oct 5
1237
Avg daily vol (3M)
1101
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Advent Convertible Bond ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-12-03 | 2025-08-31 | N-1A | 811-23011 | Amendment | — | — |
| 2025-11-14 | 2025-08-31 | N-1A | 811-23011 | Original | — | — |
| 2025-01-08 | 2024-08-31 | N-1A | 811-23011 | Amendment | — | — |
| 2024-11-14 | 2024-08-31 | N-1A | 811-23011 | Original | — | — |
| 2023-11-14 | 2023-08-31 | N-1A | 811-23011 | Original | — | — |
| 2023-03-14 | 2022-12-31 | N-1A | 811-23011 | Original | — | — |
| 2022-11-14 | 2022-08-31 | N-1A | 811-23011 | Original | — | — |
| 2021-11-10 | 2021-08-31 | N-1A | 811-23011 | Original | — | — |
| 2021-09-13 | 2021-06-30 | N-1A | 811-23011 | Original | — | — |
| 2020-09-14 | 2020-06-30 | N-1A | 811-23011 | Original | — | — |
Showing 1–10 of 10 filings
Service providers (latest report, filed 2025-12-03)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Advent Capital Management, LLC | — | — |
| Investment Adviser | First Eagle Investment Management, LLC | — | — |
| Investment Adviser | Hill Investment Group Partners, LLC | — | — |
| Investment Adviser | P/E Global LLC | — | — |
| Investment Adviser | Penn Capital Management Company LLC | — | — |
| Investment Adviser | Torray Investment Partners LLC | — | — |
| Investment Adviser | Tweedy, Browne Company LLC | — | — |
| Investment Adviser | Twin Oak ETF Company | — | — |
| Sub-Adviser | Exchange Traded Concepts, LLC | — | — |
| Custodian | U.S. Bank National Association | — | — |
| Transfer Agent | U.S. Bancorp Fund Services LLC | US | — |
| Transfer Agent | U.S. Bancorp Fund Services, LLC | US | Yes |
| Administrator | U.S. Bancorp Fund Services LLC | US | — |
| Administrator | U.S. Bancorp Fund Services, LLC | US | — |
| Pricing Service | IHS Markit Ltd. | BM | — |
| Pricing Service | Intercontinental Exchange Inc. | — | — |
| Pricing Service | Intercontinental Exchange, Inc. | — | — |
| Shareholder Servicing Agent | U.S. Bancorp Fund Services LLC | US | — |
| Shareholder Servicing Agent | U.S. Bancorp Fund Services, LLC | US | Yes |
| Principal Underwriter | Foreside Funds Distributors LLC | — | — |
| Principal Underwriter | Quasar Distributors LLC | — | — |
| Independent Public Accountant | Cohen & Company Ltd | US | — |
| Independent Public Accountant | PriceWaterhouseCoopers LLP | US | — |
| Independent Public Accountant | Tait, Weller & Baker LLP | US | — |