NEOS ETF Trust DEFA14A, filed Oct 6, 2026
NEOS ETF Trust (AAPY)
NEOS ETF Trust says its funds were built with support from individual shareholders and asks shareholders to vote as it takes the next step with Goldman Sachs Asset Management. AI summary
As filed with the Securities and Exchange Commission on October 6, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
| Filed by the Registrant | ☒ |
| Filed by a Party other than the Registrant | ☐ |
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to §240.14a-12 |
NEOS ETF Trust
(Name of Registrant as Specified in Its Charter)
Not Applicable
(Name of Person (s) Filing Proxy Statement, if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
| ☒ | No fee required. |
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
NEOS ETFs – Built By Individual Shareholder Reminder (Video Transcript)
Troy Cates (00:01.00)
Hey everyone, Troy Cates from NEOS here. We know you've heard from us a few times about the vote, and there's a reason for that. NEOS wasn't built by a handful of big institutions investing in our funds. It was built with the support of individual shareholders like you. You've helped us get to where we are today, and now we need your vote as we take the next step with Goldman Sachs Asset Management to continue innovating for our shareholders. Just click the link below to vote. It's quick and easy. We really appreciate your support.