NEOS ETF Trust DEFA14A, filed Oct 6, 2026
NEOS ETF Trust (AAPY)
NEOS ETF Trust urges shareholders to vote, enabling continued ETF management and support for future innovation as the firm prepares to join Goldman Sachs Asset Management. AI summary
As filed with the Securities and Exchange Commission on October 6, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
| Filed by the Registrant | ☒ |
| Filed by a Party other than the Registrant | ☐ |
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to §240.14a-12 |
NEOS ETF Trust
(Name of Registrant as Specified in Its Charter)
Not Applicable
(Name of Person (s) Filing Proxy Statement, if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
| ☒ | No fee required. |
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
NEOS ETFs – Every Single Vote Matters Reminder (Video Transcript)
Troy Cates (00:01.00)
Hey everyone, Troy Cates from NEOS here. You've probably heard from us a few times about the shareholder vote, and there's a reason for that. It's because every single vote matters. We've always viewed our shareholders as partners in what we're building at NEOS, and this time is no different. Your vote allows us to continue managing the ETFs you're invested in while supporting future innovation as we prepare to join Goldman Sachs Asset Management. If you haven't voted yet, just click the link below. We really appreciate your support.