NEOS ETF Trust DEFA14A, filed Oct 6, 2026
NEOS ETF Trust (AAPY)
NEOS ETF Trust urges shareholders to vote to advance its next chapter with Goldman Sachs Asset Management, while saying it will continue managing current funds and innovating new products. AI summary
As filed with the Securities and Exchange Commission on October 6, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
| Filed by the Registrant | ☒ |
| Filed by a Party other than the Registrant | ☐ |
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to §240.14a-12 |
NEOS ETF Trust
(Name of Registrant as Specified in Its Charter)
Not Applicable
(Name of Person (s) Filing Proxy Statement, if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
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| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
NEOS ETFs – Every Vote Counts Reminder (Video Transcript)
Garrett Paolella (00:01.00)
Hey everyone, Garrett Paolella from NEOS here. You may be wondering why we keep reaching out and asking you to vote. The simple answer is we need every shareholder to vote, no matter how big or small. We're really excited about this next chapter with Goldman Sachs Asset Management, and your vote is needed to help us move that forward. We'll continue to be here managing the current funds as well as innovate new products. So, if you haven't voted yet, just click the link below. It only takes a minute, and we really appreciate your support.