Goodwin Daniel L

CIK

1119191

Location

Oak Brook, IL

Portfolio Value

Small $193,046,189

Diversification

Highly concentrated

Filing Date

Global Rank

#3,289 / 6,895 ▲ 11

Top Industry

REIT - Retail 62.7%

3Y Alpha vs SPY

-3.2%

Period ended 2 years ago

Filed Oct 24, 2023 · 2y

15 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+62.7%

SPY

+76.3%

Annualised alpha

-3.2%

Max drawdown

−23.4%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

84 positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

57.0%

−1.5 pts

Top 5

69.5%

−1.0 pts

Top 10

77.2%

−1.0 pts

HHI

3,316

Highly concentrated−169

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Real Estate	59.5%	$114,889,135	11
Financial Services	14.5%	$28,030,900	28
Unclassified	8.2%	$15,818,593	3
Technology	5.2%	$10,099,112	10
Consumer Cyclical	3.7%	$7,102,431	6
Healthcare	3.5%	$6,768,130	6
Energy	2.9%	$5,559,178	6
Communication Services	0.9%	$1,728,616	4
Industrials	0.8%	$1,511,695	5
Consumer Defensive	0.6%	$1,182,763	4
Utilities	0.2%	$355,636	1

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GHI	Greystone Housing Impact Investors LP	+16,689	104,442	$1,607,194
NMCO	Nuveen Municipal Credit Opportunities Fund	+13,000	75,350	$730,141
PMM	Putnam Managed Municipal Income Trust	+7,000	132,912	$727,028
NMZ	Nuveen Municipal High Income Opportunity Fund	+6,200	66,000	$612,480
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund	+6,150	51,760	$824,536
CSQ	Calamos Strategic Total Return Fund	+5,325	20,825	$293,007
EVN	Eaton Vance Municipal Income Trust	+4,500	85,300	$760,022
VZ	Verizon Communications Inc	+3,700	16,600	$538,006
OCSL	Oaktree Specialty Lending Corp	+2,700	15,716	$316,205
ET	Energy Transfer LP	+2,500	13,500	$189,405
QQQ	Invesco Qqq Trust, Series 1	+2,495	5,775	$2,069,009
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+2,300	257,983	$2,659,804
SPY	Spdr S&P 500 ETF Trust	+2,081	25,168	$10,758,816
LEO	Bny Mellon Strategic Municipals, Inc.	+2,000	111,127	$592,306
DIA	Spdr Dow Jones Industrial Average ETF Trust	+1,725	8,929	$2,990,768
ICE	Intercontinental Exchange, Inc.	+1,000	3,000	$330,060
MSFT	Microsoft Corp	+960	9,696	$3,061,511
META	Meta Platforms, Inc.	+810	2,830	$849,594
NZF	Nuveen Municipal Credit Income Fund	+784	122,658	$1,279,322
BXSL	Blackstone Secured Lending Fund	+500	8,450	$231,191
AMZN	Amazon Com Inc	+480	34,655	$4,405,343
CAT	Caterpillar Inc	+440	1,480	$404,040
ISRG	Intuitive Surgical Inc	+400	1,000	$292,290
DE	Deere & Co	+375	1,644	$620,411
NVDA	Nvidia Corp	+300	5,580	$242,723
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
QCOM	Qualcomm Inc/De	−11,310	18,723	$2,079,375
BX	Blackstone Inc.	−6,400	3,700	$396,418
SELF	Global Self Storage, Inc.	−3,000	32,000	$155,520
RITM	Rithm Capital Corp.	−800	29,100	$270,339
NAD	Nuveen Quality Municipal Income Fund	−661	124,240	$1,259,792
WFC	Wells Fargo & Company/Mn	−600	23,900	$976,554
FANG	Diamondback Energy, Inc.	−200	1,800	$278,784
LOW	Lowes Companies Inc	−105	2,645	$549,736
JPM	Jpmorgan Chase & Co	−100	27,450	$3,980,799
COST	Costco Wholesale Corp /New	−45	1,050	$593,208
AAPL	Apple Inc.	−20	13,496	$2,310,649
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
PTLO	Portillo's Inc.	44,825	$689,855
EPD	Enterprise Products Partners L.P.	12,400	$339,388
AMAT	Applied Materials Inc /De	2,300	$318,435
PSX	Phillips 66	2,500	$300,375
ON	On Semiconductor Corp	3,200	$297,440
RQI	Cohen & Steers Quality Income Realty Fund Inc	24,000	$242,880
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	12,700	$182,245
WCC	Wesco International Inc	539	$77,518
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
O	Realty Income Corp	3,525	$210,759
NXPI	NXP Semiconductors N.V.	1,000	$204,680
TCPC	BlackRock TCP Capital Corp.	10,000	$109,100
BALL	BALL Corp	875	$50,933
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

84 positions · $193,046,189 total · as of Sep 30, 2023

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 84 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
KRG	Kite Realty Group Trust Real Estate	Held	5,133,918	0	$109,968,522	−4.1%	56.96%
SPY	Spdr S&P 500 ETF Trust	Added	25,168	+2,081	$10,758,816	+5.1%	5.57%
UNH	Unitedhealth Group Inc Healthcare	Held	10,180	0	$5,132,653	+4.9%	2.66%
AMZN	Amazon Com Inc Consumer Cyclical	Added	34,655	+480	$4,405,343	−1.1%	2.28%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	27,450	-100	$3,980,799	−0.7%	2.06%
MPC	Marathon Petroleum Corp Energy	Held	24,900	0	$3,768,366	+29.8%	1.95%
MSFT	Microsoft Corp Technology	Added	9,696	+960	$3,061,511	+2.9%	1.59%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	8,929	+1,725	$2,990,768	+20.7%	1.55%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Added	257,983	+2,300	$2,659,804	−11.1%	1.38%
AAPL	Apple Inc. Technology	Reduced	13,496	-20	$2,310,649	−11.9%	1.20%
GS	Goldman Sachs Group Inc Financial Services	Added	6,650	+300	$2,151,740	+5.1%	1.11%
QCOM	Qualcomm Inc/De Technology	Reduced	18,723	-11,310	$2,079,375	−41.8%	1.08%
QQQ	Invesco Qqq Trust, Series 1	Added	5,775	+2,495	$2,069,009	+70.8%	1.07%
MS	Morgan Stanley Financial Services	Held	22,000	0	$1,796,740	−4.4%	0.93%
GHI	Greystone Housing Impact Investors LP Financial Services	Added	104,442	+16,689	$1,607,194	+11.6%	0.83%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Held	156,332	0	$1,513,293	−11.4%	0.78%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Added	122,658	+784	$1,279,322	−10.0%	0.66%
NAD	Nuveen Quality Municipal Income Fund Financial Services	Reduced	124,240	-661	$1,259,792	−10.5%	0.65%
PANW	Palo Alto Networks Inc Technology	Held	10,255	0	$1,202,091	−8.2%	0.62%
IIM	Invesco Value Municipal Income Trust Financial Services	Held	114,187	0	$1,187,544	−12.0%	0.62%
IVT	InvenTrust Properties Corp. Real Estate	Held	45,968	0	$1,094,498	+2.9%	0.57%
MHD	Blackrock Muniholdings Fund, Inc. Financial Services	Held	99,055	0	$1,021,256	−11.3%	0.53%
MYI	Blackrock Muniyield Quality Fund III, Inc. Financial Services	Added	103,210	+300	$985,655	−12.5%	0.51%
WFC	Wells Fargo & Company/Mn Financial Services	Reduced	23,900	-600	$976,554	−6.6%	0.51%
EQR	Equity Residential Real Estate	Held	16,214	0	$951,923	−11.0%	0.49%
META	Meta Platforms, Inc. Communication Services	Added	2,830	+810	$849,594	+46.6%	0.44%
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund Financial Services	Added	51,760	+6,150	$824,536	+5.9%	0.43%
EVN	Eaton Vance Municipal Income Trust Financial Services	Added	85,300	+4,500	$760,022	−5.5%	0.39%
NMCO	Nuveen Municipal Credit Opportunities Fund Financial Services	Added	75,350	+13,000	$730,141	+8.2%	0.38%
PMM	Putnam Managed Municipal Income Trust Financial Services	Added	132,912	+7,000	$727,028	−5.2%	0.38%
PTLO	Portillo's Inc. Consumer Cyclical	NEW	44,825	NEW	$689,855	NEW	0.36%
COP	Conocophillips Energy	Held	5,700	0	$682,860	+15.6%	0.35%
XHR	Xenia Hotels & Resorts, Inc. Real Estate	Held	56,222	0	$662,295	−4.3%	0.34%
TSLA	Tesla, Inc. Consumer Cyclical	Held	2,575	0	$644,316	−4.4%	0.33%
DE	Deere & Co Industrials	Added	1,644	+375	$620,411	+20.7%	0.32%
NMZ	Nuveen Municipal High Income Opportunity Fund Financial Services	Added	66,000	+6,200	$612,480	−3.1%	0.32%
EIM	Eaton Vance Municipal Bond Fund Financial Services	Held	66,431	0	$595,221	−9.9%	0.31%
SBUX	Starbucks Corp Consumer Cyclical	Held	6,500	0	$593,255	−7.9%	0.31%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,050	-45	$593,208	+0.6%	0.31%
LEO	Bny Mellon Strategic Municipals, Inc. Financial Services	Added	111,127	+2,000	$592,306	−12.7%	0.31%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	2,645	-105	$549,736	−11.4%	0.28%
VZ	Verizon Communications Inc Communication Services	Added	16,600	+3,700	$538,006	+12.1%	0.28%
PMO	Putnam Municipal Opportunities Trust Financial Services	Held	51,866	0	$477,167	−9.9%	0.25%
UHT	Universal Health Realty Income Trust Real Estate	Held	11,413	0	$461,427	−15.0%	0.24%
OHI	Omega Healthcare Investors Inc Real Estate	Held	13,600	0	$450,976	+8.0%	0.23%
AVB	Avalonbay Communities Inc Real Estate	Held	2,533	0	$435,017	−9.3%	0.23%
CVS	CVS HEALTH Corp Healthcare	Added	5,885	+100	$410,890	+2.7%	0.21%
CAT	Caterpillar Inc Industrials	Added	1,480	+440	$404,040	+57.9%	0.21%
BX	Blackstone Inc. Financial Services	Reduced	3,700	-6,400	$396,418	−57.8%	0.21%
LLY	ELI LILLY & Co Healthcare	Held	700	0	$375,991	+14.5%	0.19%