GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Small $463,708,497

Diversification

Diversified

Filing Date

Global Rank

#375 / 8,588 ▼ 6

Top Industry

Asset Management 13.9%

3Y Alpha vs SPY

-3.6%

Period ended 3 months ago

Filed May 15, 2026 · 33d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+61.4%

SPY

+76.8%

Annualised alpha

-3.6%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

1,528 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.7%

−0.7 pts

Top 5

14.7%

−2.6 pts

Top 10

22.5%

−3.6 pts

HHI

Diversified−19

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.7%	$3,381,136,639	207
Financial Services	19.1%	$2,337,844,073	396
Healthcare	8.9%	$1,090,601,843	184
Consumer Cyclical	7.8%	$956,403,104	129
Industrials	7.1%	$872,460,040	157
Communication Services	6.6%	$809,795,574	49
Consumer Defensive	6.1%	$751,663,657	74
Unclassified	4.1%	$495,996,921	10
Utilities	3.8%	$463,708,497	56
Basic Materials	3.7%	$446,712,121	93
Energy	3.2%	$388,334,048	96
Real Estate	1.9%	$232,194,715	77

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+932,076	1,271,869	$158,067,877
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+877,697	1,607,492	$15,431,923
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+864,338	1,049,466	$16,864,917
MYI	Blackrock Muniyield Quality Fund III, Inc.	+814,952	2,250,388	$23,651,577
MUA	Blackrock Muniassets Fund, Inc.	+801,833	1,342,443	$14,243,320
MHD	Blackrock Muniholdings Fund, Inc.	+701,845	1,868,644	$21,078,303
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+642,666	3,112,598	$34,954,475
MQY	Blackrock Muniyield Quality Fund, Inc.	+558,917	2,116,069	$23,234,437
NAC	Nuveen California Quality Municipal Income Fund	+496,995	3,435,676	$40,025,625
NAD	Nuveen Quality Municipal Income Fund	+495,633	3,068,531	$35,288,106
EOD	Allspring Global Dividend Opportunity Fund	+405,748	1,061,860	$6,190,643
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+399,239	2,961,500	$36,515,295
NUV	Nuveen Municipal Value Fund Inc	+398,157	2,914,499	$26,201,346
NZF	Nuveen Municipal Credit Income Fund	+343,619	2,113,760	$25,745,596
NXP	Nuveen Select Tax Free Income Portfolio	+332,831	1,346,853	$19,327,340
VKI	Invesco Advantage Municipal Income Trust II	+253,255	1,040,093	$9,007,205
ACP	abrdn Income Credit Strategies Fund	+245,365	3,266,252	$16,657,885
MCN	XAI Madison Equity Premium Income Fund	+244,742	410,159	$2,391,226
PML	Pimco Municipal Income Fund II	+243,096	2,582,043	$19,546,065
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+234,402	2,713,524	$28,220,649
PCQ	Pimco California Municipal Income Fund	+230,353	1,442,771	$12,378,975
NMZ	Nuveen Municipal High Income Opportunity Fund	+226,583	2,043,438	$21,210,886
PTY	Pimco Corporate & Income Opportunity Fund	+204,329	615,024	$7,417,189
MMU	Western Asset Managed Municipals Fund Inc.	+196,841	1,036,528	$10,655,507
F	Ford Motor Co	+186,301	574,502	$6,629,751
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SLV	iShares Silver Trust	−1,275,293	50,963	$3,472,618
NVDA	Nvidia Corp	−526,829	2,587,932	$451,335,340
JQC	Nuveen Credit Strategies Income Fund	−435,887	2,374,567	$11,564,140
AAPL	Apple Inc.	−304,986	1,463,999	$371,548,304
LEO	Bny Mellon Strategic Municipals, Inc.	−251,461	1,294,233	$8,140,725
JFR	Nuveen Floating Rate Income Fund	−248,080	1,946,861	$14,640,394
PHK	Pimco High Income Fund	−238,594	1,072,149	$4,964,049
CSCO	Cisco Systems, Inc.	−223,190	1,663,935	$129,104,715
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−217,907	1,021,511	$6,139,280
PFN	PIMCO Income Strategy Fund II	−214,395	1,493,412	$10,289,608
AMZN	Amazon Com Inc	−204,017	1,073,678	$223,614,915
EHI	Western Asset Global High Income Fund Inc.	−200,141	502,714	$2,966,012
INTC	Intel Corp	−199,405	1,145,898	$50,568,477
BGX	Blackstone Long-Short Credit Income Fund	−195,968	502,148	$5,473,413
FTF	Franklin Ltd Duration Income Trust	−195,245	615,618	$3,589,052
NFLX	Netflix Inc	−179,498	1,003,124	$96,450,371
ADAM	Adamas Trust, Inc.	−175,191	20,323	$149,577
NMCO	Nuveen Municipal Credit Opportunities Fund	−163,519	1,179,442	$12,478,496
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−157,850	449,895	$5,673,175
UNIT	Uniti Group Inc.	−154,441	39,155	$367,273
NWL	Newell Brands Inc.	−152,593	50,986	$174,881
BGT	Blackrock Floating Rate Income Trust	−149,567	1,366,926	$14,708,123
GOOGL	Alphabet Inc.	−146,577	718,745	$206,682,310
EAD	Allspring Income Opportunities Fund	−144,855	898,819	$5,824,346
SBUX	Starbucks Corp	−142,970	362,033	$32,434,535
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AMCR	Amcor plc	185,359	$7,368,020
TT	Trane Technologies plc	8,218	$3,424,769
PNI	Pimco New York Municipal Income Fund II	496,773	$3,402,894
AZN	Astrazeneca PLC	14,101	$2,780,999
VRT	Vertiv Holdings Co	9,388	$2,352,443
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	101,846	$1,496,117
COGT	Cogent Biosciences, Inc.	38,755	$1,491,679
RFM	RiverNorth Flexible Municipal Income Fund, Inc.	104,755	$1,469,712
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	106,317	$1,449,100
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	114,512	$1,448,576
HYMC	Hycroft Mining Holding Corp	39,697	$1,397,334
IHD	Voya Emerging Markets High Dividend Equity Fund	172,541	$1,149,122
CMU	Mfs High Yield Municipal Trust	315,595	$1,129,829
APGE	Apogee Therapeutics, Inc.	13,418	$1,129,393
ALKS	Alkermes plc.	28,649	$1,013,028
MZTI	Marzetti Co	7,115	$984,217
FNF	Fidelity National Financial, Inc.	20,307	$941,838
PRAX	Praxis Precision Medicines, Inc.	2,670	$860,247
CFR	Cullen/Frost Bankers, Inc.	6,031	$826,728
EDF	Virtus Stone Harbor Emerging Markets Income Fund	164,764	$787,571
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	50,659	$762,924
PLAB	Photronics Inc	18,596	$751,464
OGS	ONE Gas, Inc.	8,573	$738,391
SCI	Service Corp International	7,981	$658,511
EXPO	Exponent Inc	9,406	$613,741
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	718,368	$17,240,832
BXMX	Nuveen S&P 500 BuyWrite Income Fund	584,818	$8,596,824
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	472,794	$7,214,836
NGD	New Gold Inc. /FI	511,375	$4,454,076
EXAS	EXACT SCIENCES CORP	32,376	$3,288,106
PGNY	Progyny, Inc.	61,913	$1,589,925
EFC	Ellington Financial Inc.	103,998	$1,412,292
ANIP	Ani Pharmaceuticals Inc	16,845	$1,329,744
OSIS	Osi Systems Inc	4,858	$1,239,081
DXPE	Dxp Enterprises Inc	11,006	$1,208,348
AAMI	Acadian Asset Management Inc.	25,499	$1,198,453
PAHC	Phibro Animal Health Corp	30,693	$1,146,690
HCI	HCI Group, Inc.	5,871	$1,125,411
ADEA	Adeia Inc.	63,881	$1,101,947
URBN	Urban Outfitters Inc	14,610	$1,099,548
TBBK	Bancorp, Inc.	15,488	$1,045,749
EZPW	Ezcorp Inc	52,449	$1,018,559
AORT	Artivion, Inc.	22,082	$1,007,160
JOE	ST JOE Co	16,849	$1,000,325
LGND	Ligand Pharmaceuticals Inc	5,257	$993,940
LQDT	Liquidity Services Inc	32,253	$977,588
VITL	Vital Farms, Inc.	30,047	$959,701
CVSA	Covista Inc.	8,650	$895,015
EAT	Brinker International, Inc	6,210	$891,259
AIR	Aar Corp	10,696	$885,521
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

56 positions · $463,708,497 total · Utilities only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 56 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DUK	Duke Energy CORP Utilities	Reduced	335,876	-7,934	$43,979,601	+9.1%	9.48%
CEG	Constellation Energy Corp Utilities	Added	145,070	+12,200	$40,510,796	−13.7%	8.74%
NEE	Nextera Energy Inc Utilities	Reduced	390,840	-39,190	$36,301,218	+5.2%	7.83%
AEP	American Electric Power Co Inc Utilities	Reduced	214,945	-25,700	$28,174,989	+1.5%	6.08%
XEL	Xcel Energy Inc Utilities	Reduced	344,223	-9,205	$27,345,074	+4.8%	5.90%
ETR	Entergy Corp /De/ Utilities	Reduced	178,772	-6,691	$20,086,820	+17.2%	4.33%
EXC	Exelon Corp Utilities	Reduced	367,788	-12,727	$18,028,966	+8.7%	3.89%
EVRG	Evergy, Inc. Utilities	Reduced	218,785	-4,509	$17,922,866	+10.7%	3.87%
EIX	Edison International Utilities	Added	242,227	+18,688	$17,726,170	+32.1%	3.82%
NI	Nisource Inc. Utilities	Reduced	349,794	-27,366	$16,321,387	+3.6%	3.52%
FE	Firstenergy Corp Utilities	Added	290,896	+7,660	$14,736,790	+16.2%	3.18%
ES	Eversource Energy Utilities	Added	175,430	+30,970	$12,153,789	+25.0%	2.62%
WEC	Wec Energy Group, Inc. Utilities	Added	102,037	+15,673	$11,812,822	+29.7%	2.55%
D	Dominion Energy, Inc Utilities	Added	170,550	+19,403	$10,543,400	+19.1%	2.27%
SRE	Sempra Utilities	Added	94,312	+4,578	$9,164,295	+15.7%	1.98%
CWEN	Clearway Energy, Inc. Utilities	Added	228,374	+31,586	$8,972,813	+37.1%	1.94%
SO	Southern Co Utilities	Added	92,213	+11,669	$8,900,397	+26.7%	1.92%
LNT	Alliant Energy Corp Utilities	Added	111,227	+20,704	$7,981,648	+35.6%	1.72%
PNW	Pinnacle West Capital Corp Utilities	Added	72,224	+3,483	$7,276,567	+19.3%	1.57%
VST	Vistra Corp. Utilities	Added	47,602	+5,868	$7,156,006	+6.3%	1.54%
DTE	Dte Energy Co Utilities	Added	48,533	+10,163	$7,096,493	+43.4%	1.53%
PPL	PPL Corp Utilities	Added	173,879	+20,629	$6,642,177	+23.8%	1.43%
ATO	Atmos Energy Corp Utilities	Added	32,591	+1,846	$6,020,208	+16.8%	1.30%
WTRG	Essential Utilities, Inc. Utilities	Added	148,581	+6,569	$5,983,356	+9.8%	1.29%
TXNM	Txnm Energy Inc Utilities	Reduced	92,944	-1,331	$5,433,505	−2.1%	1.17%
CMS	Cms Energy Corp Utilities	Added	69,434	+6,247	$5,386,688	+21.9%	1.16%
POR	Portland General Electric Co /Or/ Utilities	Reduced	101,985	-33,124	$5,381,747	−17.0%	1.16%
TLN	Talen Energy Corp Utilities	Added	14,033	+7,976	$4,479,753	+97.3%	0.97%
PEG	Public Service Enterprise Group Inc Utilities	Added	52,366	+8,782	$4,239,027	+21.1%	0.91%
NRG	Nrg Energy, Inc. Utilities	Added	27,645	+10,020	$4,040,039	+43.9%	0.87%
PCG	PG&E Corp Utilities	Added	229,306	+55,085	$4,028,904	+43.9%	0.87%
ED	Consolidated Edison Inc Utilities	Added	34,012	+10,731	$3,849,476	+66.5%	0.83%
AEE	Ameren Corp Utilities	Added	32,102	+11,962	$3,528,651	+75.5%	0.76%
CNP	Centerpoint Energy Inc Utilities	Added	77,926	+7,514	$3,363,285	+24.6%	0.73%
CPK	Chesapeake Utilities Corp Utilities	Reduced	26,519	-3,983	$3,351,205	−11.9%	0.72%
AES	Aes Corp Utilities	Added	225,284	+42,503	$3,174,251	+21.1%	0.68%
IDA	Idacorp Inc Utilities	Added	20,451	+10,613	$2,923,879	+134.8%	0.63%
UGI	Ugi Corp /Pa/ Utilities	Added	68,914	+13,683	$2,509,847	+21.4%	0.54%
AWK	American Water Works Company, Inc. Utilities	Reduced	18,120	-1,669	$2,465,950	−4.5%	0.53%
ORA	Ormat Technologies, Inc. Utilities	Added	14,059	+7,711	$1,573,483	+124.4%	0.34%
CIG	Energy Co Of Minas Gerais Utilities	Added	650,712	+20,921	$1,555,201	+23.5%	0.34%
OGE	Oge Energy Corp. Utilities	Reduced	30,876	-12,326	$1,480,812	−19.7%	0.32%
MDU	Mdu Resources Group Inc Utilities	Added	68,832	+2,491	$1,426,198	+10.1%	0.31%
AXIA	AXIA Energia S.A. Utilities	Reduced	111,498	-376	$1,257,696	+22.7%	0.27%
HTO	H2o America Utilities	Added	20,750	+1,337	$1,217,402	+28.0%	0.26%
NGG	National Grid PLC Utilities	Added	12,742	+1,225	$1,077,973	+21.0%	0.23%
AVA	Avista Corp Utilities	Reduced	22,907	-4,175	$919,486	−11.9%	0.20%
OGS	ONE Gas, Inc. Utilities	NEW	8,573	NEW	$738,391	NEW	0.16%
BKH	Black Hills Corp /Sd/ Utilities	Added	10,063	+876	$698,472	+9.5%	0.15%
BEPC	Brookfield Renewable Corp Utilities	Added	15,632	+3,819	$622,622	+37.5%	0.13%