Guild Investment Management, Inc.

Registered adviser

CIK

1317802

Location

WESTLAKE VILLAGE, CA

Portfolio Value

Small $136,502,935

Diversification

Diversified

Filing Date

Global Rank

#7,505 / 8,827 ▼ 277 · as of Jun 2026

Top Industry

Semiconductors 21.3%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108390

Roster of Nov 1, 2026

Regulatory AUM

$185,186,477

Main clients

Individuals and high net worth (100% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Dec 5, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$185,186,477	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$151,897,382	Individuals and high net worth (97%)
Jan 2025 to Mar 2025	$157,285,229	Individuals and high net worth (97%)
Apr 2024 to Dec 2024	$126,578,041	Individuals and high net worth (97%)
May 2023 to Mar 2024	$121,821,884	Individuals and high net worth (97%)
Apr 2023	$121,821,884	Individuals and high net worth (97%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.6% of the book (60%+)

Turnover

Medium turnover

54.0% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 11.5 quarters, but 20.7% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 80.8%; sector active share 43.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

58 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.1%

+2.1 pts

Top 5

43.1%

+0.3 pts

Top 10

64.0%

−0.6 pts

HHI

577

Diversified+16

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	45.9%	$62,687,923	30
Technology	31.3%	$42,663,050	11
Financial Services	9.7%	$13,177,394	3
Communication Services	7.2%	$9,804,211	3
Energy	3.8%	$5,211,476	5
Utilities	1.4%	$1,878,730	1
Industrials	0.4%	$537,633	2
Basic Materials	0.2%	$311,796	2
Healthcare	0.2%	$230,722	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
BLSH	Bullish	+26,713	61,733	$2,153,864
VG	Venture Global, Inc.	+20,155	149,035	$1,883,802
URA	Global X Uranium ETF	+12,880	37,380	$1,489,593
BTC	Grayscale Bitcoin Mini Trust ETF	+12,200	30,640	$1,132,148
CLIP	Global X 1-3 Month T-Bill ETF	+11,630	151,730	$15,224,588
PHYS	Sprott Physical Gold Trust	+10,650	378,495	$11,835,538
TRX	TRX GOLD Corp	+7,500	84,400	$102,124
QCOM	Qualcomm Inc	+6,414	26,774	$4,927,486
FSLR	First Solar, Inc.	+5,073	22,183	$3,885,574
TPL	Texas Pacific Land Corp	+4,587	5,349	$1,742,864
GDX	VanEck Gold Miners ETF	+3,030	63,888	$5,609,366
TAXX	BondBloxx IR+M Tax-Aware Short Duration ETF	+2,500	8,000	$398,800
—		+2,316	114,495	$0
OUNZ	VanEck Merk Gold ETF	+1,700	129,090	$5,150,691
CRWD	CrowdStrike Holdings, Inc.	+1,166	1,549	$410,097
PDBA		+650	135,660	$5,095,389
GBTC	Grayscale Bitcoin Trust ETF	+543	68,173	$4,403,294
MLPA	Global X MLP ETF	+300	41,420	$2,205,200
AM	Antero Midstream Corp	+110	56,930	$1,147,708
MDY	Spdr S&P Midcap 400 ETF Trust	+107	447	$293,549
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
—		−34,000	133,000	$0
FJP	First Trust Japan AlphaDEX Fund	−22,330	34,660	$2,709,025
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−5,338	1,928	$242,291
FCAL	First Trust Exchange-Traded Fund III	−4,000	8,500	$392,997
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	−3,490	161,815	$7,964,534
RSPG	Victory Portfolios II	−3,170	55,590	$0
FBTC	Fidelity Wise Origin Bitcoin Fund	−2,631	26,956	$1,958,083
GOOG	Alphabet Inc.	−1,713	12,242	$4,171,339
GLIN	VanEck India Growth Leaders ETF	−940	110,850	$4,764,333
ACN	Accenture plc	−481	26,274	$4,817,863
NXST	Nexstar Media Group, Inc.	−464	18,968	$3,064,659
DELL	Dell Technologies Inc.	−160	12,180	$6,552,231
NEE	Nextera Energy Inc	−150	24,805	$1,878,730
VV	VANGUARD LARGE-CAP INDEX FUND	−100	944	$332,146
FTEC	Fidelity MSCI Information Technology Index ETF	−100	725	$217,543
NVDA	Nvidia Corp	−66	41,185	$9,405,830
SIL	Global X Silver Miners ETF	−50	3,950	$339,739
MSFT	Microsoft Corp	−43	8,692	$4,458,126
CAT	Caterpillar Inc	−10	390	$316,208
AAPL	Apple Inc.	−10	12,962	$4,316,605
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
PSLV	Sprott Physical Silver Trust	30,020	$581,487
SCOP	Sprott Physical Copper Trust	25,929	$315,296
CVX	Chevron Corp	1,102	$225,039
VTEC	Vanguard California Tax-Exempt Bond ETF	2,250	$212,130
XOM	ExxonMobil Holdings Corp	1,303	$212,063
WPM	Wheaton Precious Metals Corp.	1,568	$209,672
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	2,225	$206,146
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
PFXF	VanEck Preferred Securities ex Financials ETF	44,830	$799,767
KLAC	Kla Corp	1,000	$301,710
—		15,000	$259,500
HON	Honeywell International Inc	1,106	$247,633
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	3,000	$233,730
HWM	Howmet Aerospace Inc.	781	$209,979
TRLV	Trulieve Cannabis Corp.	17,740	$174,384
BRCC	BRC Inc.	11,500	$12,765
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

58 tracked positions · $136,502,935 total · filing declares 58 positions · $156,793,216 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 58 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CLIP	Global X 1-3 Month T-Bill ETF	Added	151,730	+11,630	$15,224,588	+8.3%	11.15%
PHYS	Sprott Physical Gold Trust Financial Services	Added	378,495	+10,650	$11,835,538	+6.6%	8.67%
NVDA	Nvidia Corp Technology	Reduced	41,185	-66	$9,405,830	+14.0%	6.89%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Reduced	161,815	-3,490	$7,964,534	−4.1%	5.83%
DELL	Dell Technologies Inc. Technology	Reduced	12,180	-160	$6,552,231	+23.1%	4.80%
GDX	VanEck Gold Miners ETF	Added	63,888	+3,030	$5,609,366	+22.2%	4.11%
OUNZ	VanEck Merk Gold ETF	Added	129,090	+1,700	$5,150,691	+4.8%	3.77%
PDBA		Added	135,660	+650	$5,095,389	+6.0%	3.73%
QCOM	Qualcomm Inc Technology	Added	26,774	+6,414	$4,927,486	+31.0%	3.61%
ACN	Accenture plc Technology	Reduced	26,274	-481	$4,817,863	+44.7%	3.53%
GLIN	VanEck India Growth Leaders ETF	Reduced	110,850	-940	$4,764,333	−8.3%	3.49%
MSFT	Microsoft Corp Technology	Reduced	8,692	-43	$4,458,126	+36.8%	3.27%
GBTC	Grayscale Bitcoin Trust ETF	Added	68,173	+543	$4,403,294	+43.0%	3.23%
AAPL	Apple Inc. Technology	Reduced	12,962	-10	$4,316,605	+15.0%	3.16%
GOOG	Alphabet Inc. Communication Services	Reduced	12,242	-1,713	$4,171,339	−15.4%	3.06%
FSLR	First Solar, Inc. Technology	Added	22,183	+5,073	$3,885,574	−3.8%	2.85%
NXST	Nexstar Media Group, Inc. Communication Services	Reduced	18,968	-464	$3,064,659	−11.7%	2.25%
FJP	First Trust Japan AlphaDEX Fund	Reduced	34,660	-22,330	$2,709,025	−37.7%	1.98%
GOOGL	Alphabet Inc. Communication Services	Held	7,464	0	$2,568,213	−3.7%	1.88%
MLPA	Global X MLP ETF	Added	41,420	+300	$2,205,200	+1.0%	1.62%
BLSH	Bullish Technology	Added	61,733	+26,713	$2,153,864	+162.5%	1.58%
FBTC	Fidelity Wise Origin Bitcoin Fund	Reduced	26,956	-2,631	$1,958,083	+29.6%	1.43%
VG	Venture Global, Inc. Energy	Added	149,035	+20,155	$1,883,802	+31.3%	1.38%
NEE	Nextera Energy Inc Utilities	Reduced	24,805	-150	$1,878,730	−14.2%	1.38%
TPL	Texas Pacific Land Corp Energy	Added	5,349	+4,587	$1,742,864	+422.6%	1.28%
URA	Global X Uranium ETF	Added	37,380	+12,880	$1,489,593	+39.1%	1.09%
AVGO	Broadcom Inc. Technology	Held	3,920	0	$1,376,664	−7.0%	1.01%
AM	Antero Midstream Corp Energy	Added	56,930	+110	$1,147,708	−11.2%	0.84%
BTC	Grayscale Bitcoin Mini Trust ETF	Added	30,640	+12,200	$1,132,148	+136.6%	0.83%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,527	0	$760,369	−0.5%	0.56%
SILJ		Held	26,000	0	$709,280	+5.2%	0.52%
PSLV	Sprott Physical Silver Trust Financial Services	NEW	30,020	NEW	$581,487	NEW	0.43%
SLV	iShares Silver Trust	Held	8,200	0	$446,982	+1.9%	0.33%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	1,549	+1,166	$410,097	+40.3%	0.30%
TAXX	BondBloxx IR+M Tax-Aware Short Duration ETF	Added	8,000	+2,500	$398,800	+42.9%	0.29%
FCAL	First Trust Exchange-Traded Fund III	Reduced	8,500	-4,000	$392,997	−36.7%	0.29%
SGOV	iShares 0-3 Month Treasury Bond ETF	Held	3,900	0	$392,652	+0.0%	0.29%
ASML	Asml Holding NV Technology	Held	198	0	$358,710	−8.9%	0.26%
SIL	Global X Silver Miners ETF	Reduced	3,950	-50	$339,739	+9.6%	0.25%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	944	-100	$332,146	−7.5%	0.24%
CAT	Caterpillar Inc Industrials	Reduced	390	-10	$316,208	−25.8%	0.23%
SCOP	Sprott Physical Copper Trust	NEW	25,929	NEW	$315,296	NEW	0.23%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	447	+107	$293,549	+22.8%	0.22%
VO	VANGUARD MID-CAP INDEX FUND	Held	3,228	0	$253,139	−2.7%	0.19%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	1,928	-5,338	$242,291	−72.1%	0.18%
ABBV	AbbVie Inc. Healthcare	Held	882	0	$230,722	+4.0%	0.17%
IVV	iShares Core S&P 500 ETF	Held	299	0	$228,989	+2.3%	0.17%
CVX	Chevron Corp Energy	NEW	1,102	NEW	$225,039	NEW	0.16%
NPO	Enpro Inc. Industrials	Held	723	0	$221,425	−18.7%	0.16%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	725	-100	$217,543	−7.7%	0.16%

Showing the top 50 of 58 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.