KELLEHER FINANCIAL ADVISORS

Registered adviser

CIK

1507971

Location

NEW YORK, NY

Portfolio Value

Small $521,394,342

Diversification

Diversified

Filing Date

Global Rank

#3,741 / 8,818 ▲ 1028

Top Industry

Internet Content & Information 17.2%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 126021

Roster of Oct 1, 2026

Regulatory AUM

$1,153,378,435

Main clients

Individuals and high net worth (99% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Apr 8, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,153,378,435	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$1,025,582,365	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$573,557,718	Individuals and high net worth (97%)
May 2023 to Mar 2024	$470,718,229	Individuals and high net worth (99%)
Apr 2023	$470,718,229	Individuals and high net worth (99%)
Jan 2023 to Mar 2023	$554,673,631	Individuals and high net worth (91%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.5%, 20.2 effective positions, active share 55.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

36.4% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 18.8 quarters (12+), a floor since 60.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 55.3%; sector active share 33.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

679 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.5%

−4.9 pts

Top 5

43.3%

−6.9 pts

Top 10

59.5%

−3.8 pts

HHI

495

Diversified−218

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	37.8%	$196,892,662	105
Technology	17.1%	$89,402,619	77
Financial Services	14.7%	$76,653,429	96
Communication Services	11.9%	$62,219,400	37
Consumer Cyclical	4.9%	$25,788,362	61
Healthcare	4.9%	$25,665,548	65
Industrials	4.2%	$21,803,083	87
Energy	1.5%	$8,077,717	46
Consumer Defensive	1.3%	$6,571,831	38
Basic Materials	0.9%	$4,907,072	33
Utilities	0.4%	$2,279,744	15
Real Estate	0.2%	$1,132,875	19

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NWBO	Northwest Biotherapeutics Inc	+600,000	800,000	$152,000
RSP	Victory Portfolios II	+110,139	131,784	$28,039,681
VUG	VANGUARD GROWTH INDEX FUND	+94,840	103,200	$8,889,647
DFAS	Dimensional U.S. Small Cap ETF	+85,708	134,526	$11,076,870
SHY	iShares 1-3 Year Treasury Bond ETF	+69,983	90,436	$7,425,699
AAPL	Apple Inc.	+43,659	111,733	$32,331,059
GOOG	Alphabet Inc.	+36,212	92,845	$32,804,923
HIO	Western Asset High Income Opportunity Fund Inc.	+35,700	70,008	$254,828
BAC	Bank Of America Corp	+34,697	75,300	$4,290,593
HUN	Huntsman CORP	+34,292	64,482	$684,798
SGOV	iShares 0-3 Month Treasury Bond ETF	+32,938	33,551	$3,377,579
VO	VANGUARD MID-CAP INDEX FUND	+29,344	33,970	$2,736,962
GBDC	GOLUB CAPITAL BDC, Inc.	+27,301	56,402	$726,456
VTV	VANGUARD VALUE INDEX FUND	+25,184	52,254	$11,387,714
NVDA	Nvidia Corp	+23,661	42,923	$8,588,462
HTGC	Hercules Capital, Inc.	+22,437	42,824	$675,334
T	At&T Inc.	+22,081	48,803	$1,010,221
GOOGL	Alphabet Inc.	+20,588	39,268	$14,033,204
MSFT	Microsoft Corp	+19,399	57,918	$21,604,570
LENZ	LENZ Therapeutics, Inc.	+17,023	34,046	$193,381
VIG	Vanguard Specialized Funds	+16,591	31,572	$7,470,565
NFLX	Netflix Inc	+14,806	19,879	$1,419,360
GBTC	Grayscale Bitcoin Trust ETF	+13,901	16,362	$744,797
PFE	Pfizer Inc	+13,267	51,109	$1,230,703
CLF	Cleveland-Cliffs Inc.	+13,029	24,828	$233,134
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TFC	Truist Financial Corp	−48,426	14,989	$746,751
JGRW	Jensen Quality Growth ETF	−46,171	17,866	$484,525
ET	Energy Transfer LP	−42,953	43,696	$835,468
BRO	Brown & Brown, Inc.	−23,368	18,680	$1,198,322
SLRC	SLR Investment Corp.	−20,916	3,562	$44,060
—		−19,434	12,158	$179,087
IVV	iShares Core S&P 500 ETF	−13,886	61,433	$46,006,559
DD	DuPont de Nemours, Inc.	−7,965	1,799	$244,015
SCHA	Schwab U.S. Small-Cap ETF	−4,506	7,044	$254,498
FWONK	Liberty Media Corp	−3,271	3,244	$308,633
COF	Capital One Financial Corp	−3,233	592	$118,766
KHC	Kraft Heinz Co	−3,060	145	$3,424
TGT	Target Corp	−2,934	45	$5,877
MSDL	Morgan Stanley Direct Lending Fund	−2,122	8,048	$121,685
DON	WisdomTree U.S. Midcap Dividend Fund	−1,974	1,373	$77,601
DIA	Spdr Dow Jones Industrial Average ETF Trust	−1,809	6,304	$3,293,145
DSL	DoubleLine Income Solutions Fund	−1,763	11,526	$127,477
KMI	Kinder Morgan, Inc.	−1,081	664	$21,228
TTC	Toro Co	−988	1,012	$98,589
ICL	ICL Group Ltd.	−896	200	$996
CTVA	Corteva, Inc.	−858	3,736	$316,401
QQQ	Invesco Qqq Trust, Series 1	−796	4,716	$3,472,861
MNST	Monster Beverage Corp	−586	2,063	$198,295
META	Meta Platforms, Inc.	−568	10,159	$5,722,462
WHR	Whirlpool Corp	−500	720	$28,382
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		191,105	$8,018,765
EFG	iShares MSCI EAFE Growth ETF	39,371	$4,898,539
CGGR	Capital Group Growth ETF	74,082	$3,496,670
AVEM	Avantis Emerging Markets Equity ETF	24,327	$2,347,312
KLAC	Kla Corp	4,268	$1,287,698
VOO	VANGUARD 500 INDEX FUND	1,119	$768,540
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	4,000	$762,080
MSI	Motorola Solutions, Inc.	1,551	$644,114
CDNS	Cadence Design Systems Inc	1,692	$635,041
RONB	Baron First Principles ETF	22,760	$555,344
WM	Waste Management Inc	2,225	$495,908
PWR	Quanta Services, Inc.	649	$467,305
SPCX	Space Exploration Technologies Corp	2,526	$431,592
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	17,995	$421,802
CTAS	Cintas Corp	2,329	$396,116
IWM	iShares Russell 2000 ETF	1,300	$390,585
HONA	Honeywell Aerospace Inc.	1,693	$374,288
RKT	Rocket Companies, Inc.	23,125	$364,218
MU	Micron Technology Inc	312	$360,138
CNOB	ConnectOne Bancorp, Inc.	10,621	$355,166
EWY	iShares Trust	1,400	$282,660
SHW	Sherwin Williams Co	818	$281,653
MPWR	Monolithic Power Systems, Inc.	150	$207,354
CNI	Canadian National Railway Co	1,560	$186,014
UTG	Reaves Utility Income Fund	4,542	$184,950
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	34,720	$1,011,393
SCHV	Schwab U.S. Large-Cap Value ETF	29,220	$891,210
SCHD	Schwab U.S. Dividend Equity ETF	20,522	$629,614
VXUS	Vanguard Total International Stock ETF	7,720	$595,289
ABLZF	Abb Ltd	7,162	$570,811
SCHM	Schwab U.S. Mid-Cap ETF	8,175	$253,098
DSU	Blackrock Debt Strategies Fund, Inc.	23,599	$226,314
TOST	Toast, Inc.	4,610	$122,211
PCYO	Pure Cycle Corp	10,000	$100,600
FXD	First Trust Consumer Discretionary AlphaDEX Fund	1,450	$92,829
CLX	Clorox Co	800	$82,904
TSLX	Sixth Street Specialty Lending, Inc.	80,000	$79,459
LAMR	Lamar Advertising Co	540	$68,396
PHYS	Sprott Physical Gold Trust	1,837	$65,103
GIS	General Mills Inc	1,683	$62,641
CHTR	Charter Communications, Inc.	270	$58,287
MSTR	Strategy Inc	430	$53,664
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	1,036	$51,686
CNNE	Cannae Holdings, Inc.	4,000	$45,480
MDY	Spdr S&P Midcap 400 ETF Trust	70	$43,173
BTCO	Invesco Galaxy Bitcoin ETF	520	$35,084
NXPI	NXP Semiconductors N.V.	160	$31,497
IP	International Paper Co	779	$27,810
SFL	SFL Corp Ltd.	2,433	$26,252
MZTI	Marzetti Co	180	$24,899
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

679 tracked positions · $521,394,342 total · filing declares 1,067 positions · $704,847,455 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 679 positions by value · page 1 of 14

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	61,433	-13,886	$46,006,559	−6.5%	26+	before history	8.82%
GOOG	Alphabet Inc. Communication Services	Added	92,845	+36,212	$32,804,923	+101.9%	26+	before history	6.29%
AAPL	Apple Inc. Technology	Added	111,733	+43,659	$32,331,059	+87.1%	26+	before history	6.20%
BRK-A	Berkshire Hathaway Inc Financial Services	Reduced	40	-8	$29,954,000	−13.1%	26+	before history	5.74%
RSP	Victory Portfolios II	Added	131,784	+110,139	$28,039,681	+575.0%	9	$201.61	5.38%
MSFT	Microsoft Corp Technology	Added	57,918	+19,399	$21,604,570	+51.5%	26+	before history	4.14%
AMZN	Amazon Com Inc Consumer Cyclical	Added	60,179	+4,816	$14,343,061	+24.4%	26+	before history	2.75%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	28,121	+7,651	$14,071,465	+43.5%	26+	before history	2.70%
GOOGL	Alphabet Inc. Communication Services	Added	39,268	+20,588	$14,033,204	+161.2%	26+	before history	2.69%
VTV	VANGUARD VALUE INDEX FUND	Added	52,254	+25,184	$11,387,714	+114.4%	26+	before history	2.18%
DFAS	Dimensional U.S. Small Cap ETF	Added	134,526	+85,708	$11,076,870	+219.0%	10	$72.57	2.12%
VUG	VANGUARD GROWTH INDEX FUND	Added	103,200	+94,840	$8,889,647	+143.4%	26+	before history	1.70%
NVDA	Nvidia Corp Technology	Added	42,923	+23,661	$8,588,462	+155.7%	14	$154.14	1.65%
SPY	Spdr S&P 500 ETF Trust	Added	10,807	+6,509	$8,070,342	+188.7%	26+	before history	1.55%
		NEW	191,105	NEW	$8,018,765	NEW	1	$42.61	1.54%
VIG	Vanguard Specialized Funds	Added	31,572	+16,591	$7,470,565	+131.9%	26+	before history	1.43%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	90,436	+69,983	$7,425,699	+339.7%	4	unpriced	1.42%
VB	Vanguard Index Funds	Added	20,349	+9,495	$6,168,187	+117.0%	16	unpriced	1.18%
JPM	Jpmorgan Chase & Co Financial Services	Added	18,751	+9,601	$6,137,763	+128.0%	26+	before history	1.18%
META	Meta Platforms, Inc. Communication Services	Reduced	10,159	-568	$5,722,462	−6.8%	26+	before history	1.10%
EFG	iShares MSCI EAFE Growth ETF	NEW	39,371	NEW	$4,898,539	NEW	1	unpriced	0.94%
ABBV	AbbVie Inc. Healthcare	Added	17,508	+5,868	$4,405,712	+74.0%	26+	before history	0.84%
TSLA	Tesla, Inc. Consumer Cyclical	Added	10,377	+5,714	$4,364,565	+151.8%	25	$306.92	0.84%
BAC	Bank Of America Corp Financial Services	Added	75,300	+34,697	$4,290,593	+116.8%	26+	before history	0.82%
CSCO	Cisco Systems, Inc. Technology	Added	32,580	+12,598	$3,826,845	+146.8%	26+	before history	0.73%
GS	Goldman Sachs Group Inc Financial Services	Added	3,525	+1,770	$3,565,077	+140.1%	26+	before history	0.68%
CGGR	Capital Group Growth ETF	NEW	74,082	NEW	$3,496,670	NEW	1	$45.20	0.67%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,716	-796	$3,472,861	+9.2%	26+	before history	0.67%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	30,984	+1,366	$3,419,083	+4.6%	6	unpriced	0.66%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	33,551	+32,938	$3,377,579	+5373.8%	2	unpriced	0.65%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	6,304	-1,809	$3,293,145	−12.4%	26+	before history	0.63%
JNJ	Johnson & Johnson Healthcare	Added	12,574	+2,254	$3,193,418	+26.6%	26+	before history	0.61%
LLY	ELI LILLY & Co Healthcare	Added	2,498	+1,628	$2,996,175	+274.4%	12	$919.61	0.57%
BLDR	Builders FirstSource, Inc. Industrials	Added	32,743	+9,650	$2,929,843	+54.1%	26+	before history	0.56%
GLD	Spdr Gold Trust	Added	7,607	+3,820	$2,802,266	+72.0%	26+	before history	0.54%
NBIS	Nebius Group N.V. Communication Services	Added	10,146	+2,634	$2,802,020	+259.5%	5	$112.11	0.54%
VO	VANGUARD MID-CAP INDEX FUND	Added	33,970	+29,344	$2,736,962	+106.0%	15	unpriced	0.52%
APO	Apollo Global Management, Inc. Financial Services	Added	21,528	+10,780	$2,546,976	+112.7%	18	$95.95	0.49%
AVEM	Avantis Emerging Markets Equity ETF	NEW	24,327	NEW	$2,347,312	NEW	1	$92.22	0.45%
GLW	Corning Inc Technology	Added	9,144	+4,572	$2,335,651	+275.7%	4	$124.21	0.45%
UNH	Unitedhealth Group Inc Healthcare	Added	5,495	+3,166	$2,283,885	+262.4%	21	$390.70	0.44%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	6,101	+3,128	$2,257,613	+136.7%	25	unpriced	0.43%
GILD	Gilead Sciences, Inc. Healthcare	Added	17,214	+8,604	$2,174,816	+81.2%	26+	before history	0.42%
CAT	Caterpillar Inc Industrials	Added	2,036	+1,086	$2,168,135	+222.1%	26+	before history	0.42%
C	Citigroup Inc Financial Services	Added	14,772	+7,639	$2,067,488	+155.6%	26+	before history	0.40%
IEFA	iShares Core MSCI EAFE ETF	Added	20,442	+10,224	$1,974,288	+113.4%	4	unpriced	0.38%
BA	Boeing Co Industrials	Added	8,962	+5,268	$1,940,003	+163.9%	26+	before history	0.37%
UBER	Uber Technologies, Inc Technology	Added	26,863	+12,823	$1,938,434	+91.9%	14	$58.19	0.37%
AMGN	Amgen Inc Healthcare	Added	5,256	+2,580	$1,903,301	+102.1%	26+	before history	0.37%
IBM	International Business Machines Corp Technology	Added	6,640	+3,775	$1,867,234	+168.9%	8	$240.18	0.36%

Showing the top 50 of 679 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.