STERLING INVESTMENT MANAGEMENT, LLC

Registered adviser

CIK

1509873

Location

TUCSON, AZ

Portfolio Value

Small $183,616,840

Diversification

Diversified

Filing Date

Global Rank

#6,657 / 8,807 ▼ 482 · as of Jun 2026

Top Industry

Insurance - Diversified 16.3%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 112923

Roster of Oct 1, 2026

Regulatory AUM

$409,201,752

Main clients

Individuals and high net worth (87% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$409,201,752	Individuals and high net worth (87%)
Apr 2025 to Mar 2026	$360,529,500	Individuals and high net worth (86%)
Apr 2024 to Mar 2025	$371,202,026	Individuals and high net worth (84%)
May 2023 to Mar 2024	$341,521,932	Individuals and high net worth (82%)
Apr 2023	$341,521,932	Individuals and high net worth (82%)
Apr 2022 to Mar 2023	$337,723,197	Individuals and high net worth (81%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.3%, 22.6 effective positions, active share 83.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.5% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 13.6 quarters (12+), a floor since 32.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 83.3%; sector active share 48.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

75 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.4%

−0.1 pts

Top 5

32.5%

−3.2 pts

Top 10

53.2%

−4.1 pts

HHI

397

Diversified−44

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.0%	$77,159,111	26
Financial Services	20.9%	$38,445,938	9
Industrials	11.6%	$21,228,514	6
Technology	10.1%	$18,502,927	8
Communication Services	4.7%	$8,574,639	5
Healthcare	3.5%	$6,510,917	5
Consumer Defensive	3.1%	$5,744,758	5
Real Estate	1.6%	$2,941,069	4
Energy	1.4%	$2,596,711	4
Basic Materials	0.8%	$1,410,572	1
Consumer Cyclical	0.1%	$257,870	1
Utilities	0.1%	$243,814	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

24 positions

Ticker	Company	Δ Shares	Shares	Value
UBER	Uber Technologies, Inc	+57,939	77,924	$5,338,573
SH	ProShares Short S&P500	+34,846	265,553	$8,603,917
FER	Ferrovial N.V.	+30,592	49,223	$2,662,964
DHR	Danaher Corp /De/	+15,349	19,398	$4,297,626
VICI	Vici Properties Inc.	+7,622	33,059	$759,365
BA	Boeing Co	+3,709	13,826	$2,572,327
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+1,916	51,570	$3,939,948
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+1,778	32,353	$1,918,856
SCHZ	Schwab U.S. Aggregate Bond ETF	+1,166	91,719	$2,026,989
BIV	Vanguard Bond Index Funds	+1,090	35,471	$2,584,417
BNDX	Vanguard Total International Bond ETF	+677	41,889	$1,963,337
BLV	VANGUARD LONG-TERM BOND INDEX FUND	+403	9,979	$625,982
SCHD	Schwab U.S. Dividend Equity ETF	+373	31,704	$1,031,331
GOOG	Alphabet Inc.	+354	17,041	$5,806,550
MO	Altria Group, Inc.	+234	12,769	$859,864
SCHF	Schwab International Equity ETF	+173	25,683	$705,512
SCHE	Schwab Emerging Markets Equity ETF	+99	8,761	$319,338
VZ	Verizon Communications Inc	+74	19,514	$895,107
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	+28	2,715	$301,283
JPM	Jpmorgan Chase & Co	+27	1,762	$582,922
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+22	5,132	$1,004,589
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+11	1,576	$265,429
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+10	2,156	$234,659
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+8	1,325	$221,248
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PEP	Pepsico Inc	−16,339	16,111	$2,041,585
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−8,830	311,086	$13,815,329
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−6,850	110,394	$6,789,231
JAAA	Janus Henderson AAA CLO ETF	−6,070	170,712	$8,615,834
AMLP	Alerian MLP ETF	−4,989	90,359	$4,686,921
MCO	Moodys Corp /De/	−3,189	12,556	$5,702,056
MSFT	Microsoft Corp	−3,149	10,959	$5,620,871
CP	Canadian Pacific Kansas City Ltd/Cn	−3,038	46,150	$3,927,365
GLD	Spdr Gold Trust	−2,756	29,372	$11,186,032
SPGI	S&P Global Inc.	−2,734	16,847	$6,645,636
V	Visa Inc.	−895	19,713	$7,083,472
SAP	Sap SE	−816	13,925	$2,903,084
KMB	Kimberly Clark Corp	−630	16,171	$1,575,540
PFE	Pfizer Inc	−522	33,944	$968,082
RIO	Rio Tinto PLC	−372	14,979	$1,410,572
AAPL	Apple Inc.	−263	8,304	$2,765,398
VBIL	Vanguard Institutional Index Funds	−197	29,840	$2,259,484
GE	General Electric Co	−188	27,040	$8,444,321
NVDA	Nvidia Corp	−182	915	$208,967
TFC	Truist Financial Corp	−174	19,113	$884,931
CVX	Chevron Corp	−144	5,452	$1,113,352
KOF	Coca Cola Femsa Sab De CV	−120	9,599	$1,037,075
BRK-B	Berkshire Hathaway Inc	−60	24,249	$12,074,789
AMZN	Amazon Com Inc	−40	1,035	$257,870
VEA	Vanguard FTSE Developed Markets ETF	−28	20,781	$1,467,346
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
FTV	Fortive Corp	20,960	$1,148,817
T	At&T Inc.	37,079	$904,727
AMT	American Tower Corp /Ma/	4,926	$806,336
TLK	Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk	59,021	$752,517
VLTO	Veralto Corp	7,324	$690,799
PSX	Phillips 66	2,400	$612,744
COP	Conocophillips	4,866	$608,979
VMRK	Vivmark Residential	9,197	$558,809
VLO	Valero Energy Corp/Tx	675	$261,636
VNT	Vontier Corp	8,242	$258,798
RAL	Ralliant Corp	3,736	$258,419
OGE	Oge Energy Corp.	5,368	$243,814
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
CCJ	Cameco Corp	33,778	$3,440,627
PSQ	ProShares Short QQQ	121,827	$3,052,984
—		3,293	$621,356
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

75 tracked positions · $183,616,840 total · filing declares 75 positions · $184,318,857 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 75 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Reduced	311,086	-8,830	$13,815,329	−7.7%	7.52%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	24,249	-60	$12,074,789	−0.7%	6.58%
GLD	Spdr Gold Trust	Reduced	29,372	-2,756	$11,186,032	−5.5%	6.09%
JAAA	Janus Henderson AAA CLO ETF	Reduced	170,712	-6,070	$8,615,834	−3.5%	4.69%
SH	ProShares Short S&P500	Added	265,553	+34,846	$8,603,917	+12.9%	4.69%
GE	General Electric Co Industrials	Reduced	27,040	-188	$8,444,321	−17.0%	4.60%
V	Visa Inc. Financial Services	Reduced	19,713	-895	$7,083,472	+0.2%	3.86%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	110,394	-6,850	$6,789,231	+9.0%	3.70%
SPGI	S&P Global Inc. Financial Services	Reduced	16,847	-2,734	$6,645,636	−16.7%	3.62%
GOOG	Alphabet Inc. Communication Services	Added	17,041	+354	$5,806,550	−1.5%	3.16%
MCO	Moodys Corp /De/ Financial Services	Reduced	12,556	-3,189	$5,702,056	−20.0%	3.11%
MSFT	Microsoft Corp Technology	Reduced	10,959	-3,149	$5,620,871	+6.8%	3.06%
UBER	Uber Technologies, Inc Technology	Added	77,924	+57,939	$5,338,573	+270.2%	2.91%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	7	0	$5,229,035	−0.2%	2.85%
AMLP	Alerian MLP ETF	Reduced	90,359	-4,989	$4,686,921	−5.2%	2.55%
DHR	Danaher Corp /De/ Healthcare	Added	19,398	+15,349	$4,297,626	+457.2%	2.34%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	51,570	+1,916	$3,939,948	+1.8%	2.15%
CP	Canadian Pacific Kansas City Ltd/Cn Industrials	Reduced	46,150	-3,038	$3,927,365	−7.9%	2.14%
WM	Waste Management Inc Industrials	Reduced	14,372	-18	$2,930,738	−8.6%	1.60%
SAP	Sap SE Technology	Reduced	13,925	-816	$2,903,084	+27.8%	1.58%
AAPL	Apple Inc. Technology	Reduced	8,304	-263	$2,765,398	+11.6%	1.51%
FER	Ferrovial N.V. Industrials	Added	49,223	+30,592	$2,662,964	+108.3%	1.45%
BIV	Vanguard Bond Index Funds	Added	35,471	+1,090	$2,584,417	−2.0%	1.41%
BA	Boeing Co Industrials	Added	13,826	+3,709	$2,572,327	+17.5%	1.40%
VBIL	Vanguard Institutional Index Funds	Reduced	29,840	-197	$2,259,484	−0.6%	1.23%
PEP	Pepsico Inc Consumer Defensive	Reduced	16,111	-16,339	$2,041,585	−53.5%	1.11%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	5,440	0	$2,035,865	+1.1%	1.11%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	91,719	+1,166	$2,026,989	−3.2%	1.10%
BNDX	Vanguard Total International Bond ETF	Added	41,889	+677	$1,963,337	−1.6%	1.07%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	32,353	+1,778	$1,918,856	+5.1%	1.05%
KMB	Kimberly Clark Corp Consumer Defensive	Reduced	16,171	-630	$1,575,540	−14.6%	0.86%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	20,781	-28	$1,467,346	−1.0%	0.80%
RIO	Rio Tinto PLC Basic Materials	Reduced	14,979	-372	$1,410,572	−3.2%	0.77%
FTV	Fortive Corp Technology	NEW	20,960	NEW	$1,148,817	NEW	0.63%
CVX	Chevron Corp Energy	Reduced	5,452	-144	$1,113,352	+20.0%	0.61%
KOF	Coca Cola Femsa Sab De CV Consumer Defensive	Reduced	9,599	-120	$1,037,075	+0.4%	0.56%
SCHD	Schwab U.S. Dividend Equity ETF	Added	31,704	+373	$1,031,331	+3.8%	0.56%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	5,132	+22	$1,004,589	+3.2%	0.55%
PFE	Pfizer Inc Healthcare	Reduced	33,944	-522	$968,082	+16.6%	0.53%
T	At&T Inc. Communication Services	NEW	37,079	NEW	$904,727	NEW	0.49%
VZ	Verizon Communications Inc Communication Services	Added	19,514	+74	$895,107	+8.7%	0.49%
TFC	Truist Financial Corp Financial Services	Reduced	19,113	-174	$884,931	−7.9%	0.48%
MO	Altria Group, Inc. Consumer Defensive	Added	12,769	+234	$859,864	−4.7%	0.47%
PSA	Public Storage Real Estate	Reduced	2,887	-10	$816,559	−11.4%	0.44%
AMT	American Tower Corp /Ma/ Real Estate	NEW	4,926	NEW	$806,336	NEW	0.44%
VICI	Vici Properties Inc. Real Estate	Added	33,059	+7,622	$759,365	+12.4%	0.41%
TLK	Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk Communication Services	NEW	59,021	NEW	$752,517	NEW	0.41%
SCHF	Schwab International Equity ETF	Added	25,683	+173	$705,512	−0.2%	0.38%
VLTO	Veralto Corp Industrials	NEW	7,324	NEW	$690,799	NEW	0.38%
BLV	VANGUARD LONG-TERM BOND INDEX FUND	Added	9,979	+403	$625,982	−5.2%	0.34%

Showing the top 50 of 75 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.