Ashmore Group plc

CIK

1512135

Location

LONDON, X0

Portfolio Value

Small $575,847,748

Diversification

Diversified

Reports for

ASHMORE INVESTMENT ADVISORS LTD. ASHMORE INVESTMENT MANAGEMENT LTD NORTHERN TRUST CORP

Filing Date

Global Rank

#2,542 / 6,035 ▲ 136 · as of Sep 2021

Top Industry

Banks - Regional 31.4%

Period ended 5 years ago

Filed Nov 15, 2021 · 4y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 79.1% of the book (60%+)

Turnover

Medium turnover

88.7% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.9 quarters, but 61.9% of the book was already held when coverage starts

Closest benchmark: the Nasdaq-100 as of 2021-09-30, active share 98.8%; sector active share 62.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

24 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

15.7%

−0.3 pts

Top 5

51.5%

−9.2 pts

Top 10

79.1%

−4.4 pts

HHI

781

Diversified−144

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	31.5%	$181,478,324	6
Basic Materials	26.1%	$150,115,418	7
Consumer Cyclical	15.3%	$88,216,260	4
Energy	10.4%	$59,739,170	2
Technology	9.6%	$55,120,452	2
Communication Services	6.4%	$36,765,808	1
Consumer Defensive	0.6%	$3,255,121	1
Industrials	0.2%	$1,157,195	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
BBD	Bank Bradesco	+9,274,554	15,629,510	$59,861,021
CX	Cemex Sab De CV	+3,168,267	4,178,497	$29,959,822
INFY	Infosys Ltd	+835,260	1,529,202	$34,024,744
JD	JD.com, Inc.	+624,068	684,135	$49,421,910
VALE	Vale S.A.	+471,003	3,240,748	$45,208,434
NTES	NetEase, Inc.	+407,075	430,513	$36,765,808
HDB	Hdfc Bank Ltd	+291,256	360,725	$26,365,389
WPM	Wheaton Precious Metals Corp.	+145,000	847,597	$31,852,695
BABA	Alibaba Group Holding Ltd	+139,003	142,182	$21,050,044
SCCO	Southern Copper Corp	+79,259	344,259	$19,724,975
IBN	Icici Bank Ltd	+57,441	4,787,220	$90,334,840
BZUN	Baozun Inc.	+31,887	140,815	$2,468,486
GGB	Gerdau S.A.	+15,116	296,514	$1,458,862
NOAH	Noah Holdings Ltd	+8,600	22,000	$816,860
No positions match the current search.

Trimmed

Positions the filer reduced

6 positions

Ticker	Company	Δ Shares	Shares	Value
PBR	Petrobras - Petroleo Brasileiro SA	−1,939,500	4,984,215	$51,536,782
EC	Ecopetrol S.A.	−205,700	571,595	$8,202,388
SHG	Shinhan Financial Group Co Ltd	−26,195	65,985	$2,221,714
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−5,860	188,945	$21,095,708
MELI	Mercadolibre Inc	−1,695	9,096	$15,275,820
FMX	Mexican Economic Development Inc	−157	37,536	$3,255,121
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
AVAL	Grupo Aval Acciones Y Valores S.A.	325,000	$1,878,500
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
BIDU	Baidu, Inc.	241,401	$49,221,663
SE	Sea Ltd	160,200	$43,990,920
EDU	New Oriental Education & Technology Group Inc.	156,149	$1,278,859
ITUB	Itau Unibanco Holding S.A.	192,319	$1,155,825
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

24 tracked positions · $575,847,748 total · filing declares 62 positions · $16,299,099,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IBN	Icici Bank Ltd Financial Services	Added	4,787,220	+57,441	$90,334,840	+11.7%	7+	before history	15.69%
BBD	Bank Bradesco Financial Services	Added	15,629,510	+9,274,554	$59,861,021	+83.6%	7+	before history	10.40%
PBR	Petrobras - Petroleo Brasileiro SA Energy	Reduced	4,984,215	-1,939,500	$51,536,782	−39.1%	4	$9.54	8.95%
JD	JD.com, Inc. Consumer Cyclical	Added	684,135	+624,068	$49,421,910	+930.9%	6	$72.81	8.58%
VALE	Vale S.A. Basic Materials	Added	3,240,748	+471,003	$45,208,434	−28.4%	7+	before history	7.85%
NTES	NetEase, Inc. Communication Services	Added	430,513	+407,075	$36,765,808	+1261.1%	7+	before history	6.38%
INFY	Infosys Ltd Technology	Added	1,529,202	+835,260	$34,024,744	+131.4%	5	$18.08	5.91%
WPM	Wheaton Precious Metals Corp. Basic Materials	Added	847,597	+145,000	$31,852,695	+2.9%	7+	before history	5.53%
CX	Cemex Sab De CV Basic Materials	Added	4,178,497	+3,168,267	$29,959,822	+253.1%	2	$7.91	5.20%
HDB	Hdfc Bank Ltd Financial Services	Added	360,725	+291,256	$26,365,389	+419.0%	7+	before history	4.58%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	188,945	-5,860	$21,095,708	−9.9%	7+	before history	3.66%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	142,182	+139,003	$21,050,044	+2819.8%	7+	before history	3.66%
SCCO	Southern Copper Corp Basic Materials	Added	344,259	+79,259	$19,724,975	+13.4%	7+	before history	3.43%
HBM	Hudbay Minerals Inc. Basic Materials	Held	2,500,000	0	$15,575,000	−6.5%	4	$6.64	2.70%
MELI	Mercadolibre Inc Consumer Cyclical	Reduced	9,096	-1,695	$15,275,820	−9.1%	2	$1,468.10	2.65%
EC	Ecopetrol S.A. Energy	Reduced	571,595	-205,700	$8,202,388	−27.8%	3	$12.80	1.42%
GFI	Gold Fields Ltd Basic Materials	Held	780,250	0	$6,335,630	−8.8%	5	$11.95	1.10%
FMX	Mexican Economic Development Inc Consumer Defensive	Reduced	37,536	-157	$3,255,121	+2.2%	7+	before history	0.57%
BZUN	Baozun Inc. Consumer Cyclical	Added	140,815	+31,887	$2,468,486	−36.1%	2	$32.83	0.43%
SHG	Shinhan Financial Group Co Ltd Financial Services	Reduced	65,985	-26,195	$2,221,714	−32.8%	2	$35.91	0.39%
AVAL	Grupo Aval Acciones Y Valores S.A. Financial Services	NEW	325,000	NEW	$1,878,500	NEW	1	$5.60	0.33%
GGB	Gerdau S.A. Basic Materials	Added	296,514	+15,116	$1,458,862	−12.1%	3	$4.81	0.25%
OMAB	Central North Airport Group Industrials	Held	24,700	0	$1,157,195	−10.3%	7+	before history	0.20%
NOAH	Noah Holdings Ltd Financial Services	Added	22,000	+8,600	$816,860	+29.2%	5	$33.73	0.14%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.