GFI · Gold Fields Ltd

$47.20 -0.61 (-1.28%)

Market Cap

$36.02B

894.42M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 372

Total Value: $5,479,750,588

Total Shares: 163,257,983

Institutional Ownership Trend

26 quarters

Superinvestors Holding GFI

All superinvestors →

Ray Dalio $19,452,540 Mario Gabelli $1,866,260

Holder Concentration

Across 372 13F filers · Δ vs Mar 31, 2026

Top Holder

20.4%

−1.1 pts

Top 5

42.4%

−1.4 pts

Top 10

55.0%

−1.9 pts

HHI

649

Broadly held−49

Quarterly Activity

vs Mar 31, 2026

New

Increased

157

Decreased

119

Sold Out

Unchanged

Holder count: -22

Institutional value: -24.2%

Shares held: +2.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+1,748,697	3,251,708
Mega MASSACHUSETTS FINANCIAL SERVICES CO /MA/	+1,669,076	3,833,768
Mega D. E. Shaw & Co., Inc.	+1,519,483	1,629,483
Large RENAISSANCE TECHNOLOGIES LLC	+1,207,196	1,545,400
Mega MILLENNIUM MANAGEMENT LLC	+778,504	889,632

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega GOLDMAN SACHS GROUP INC	−1,834,336	1,221,494
Large ACADIAN ASSET MANAGEMENT LLC	−1,344,906	1,265,765
Mega ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	−1,203,610	3,212,397
Mid DJE Kapital AG	−1,069,655	948,739
Mega VAN ECK ASSOCIATES CORP	−1,027,580	33,292,015

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large VOLORIDGE INVESTMENT MANAGEMENT, LLC	504,647	$16,951,092
Large Assenagon Asset Management S.A.	239,144	$8,032,846
Mega Qube Research & Technologies Ltd	215,223	$7,229,340
Mid Ruffer LLP	200,640	$6,739,497
Large BI Asset Management Fondsmaeglerselskab A/S	187,280	$6,290,735

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small RWC ASSET ADVISORS (US) LLC	1,064,393	$48,323,442
Large WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	1,024,824	$46,527,009
Mid Groupe la Francaise	572,000	$25,968,800
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	239,812	$10,887,464
Large NEW YORK STATE COMMON RETIREMENT FUND	115,529	$5,245,016

Filter: New 41 Increased 157 Reduced 119 Sold out 63 Unchanged 55

Showing 100 of 392

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VAN ECK ASSOCIATES CORP

$1,118,278,783

20.41%

33,292,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	3,629,177	$121,904,055	10.9%	Sole
VanEck Investments Limited	867,719	$29,146,681	2.6%	Sole
Held directly	28,795,119	$967,228,047	86.5%	Sole

BlackRock, Inc.

$610,704,516

11.14%

18,181,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	64,866	$2,178,848	0.4%	Sole
BlackRock Investment Management (Australia) Ltd	3,804	$127,776	0.0%	Sole
BlackRock Asset Management Canada Ltd	3,415,330	$114,720,934	18.8%	Sole
BLACKROCK (SINGAPORE) LTD.	1,832	$61,536	0.0%	Sole
BlackRock Investment Management, LLC	3,728	$125,223	0.0%	Sole
BLACKROCK ADVISORS LLC	14,182	$476,373	0.1%	Sole
BlackRock Fund Advisors	4,858	$163,180	0.0%	Sole
BlackRock Institutional Trust Company, N.A.	228,755	$7,683,880	1.3%	Sole
BlackRock Japan Co. Ltd	397,953	$13,367,241	2.2%	Sole
BlackRock Fund Managers Ltd.	1,260,386	$42,336,365	6.9%	Sole
BlackRock Investment Management (UK) Ltd.	671,366	$22,551,183	3.7%	Sole
BlackRock (Netherlands) B.V.	22,063	$741,096	0.1%	Sole
BlackRock Asset Management Ireland Ltd	4,326,369	$145,322,734	23.8%	Sole
BlackRock (Luxembourg) S.A.	6,464,844	$217,154,109	35.6%	Sole
BlackRock Life Ltd	270	$9,069	0.0%	Sole
Aperio Group, LLC	1,300,364	$43,679,226	7.2%	Sole
SpiderRock Advisors, LLC	171	$5,743	0.0%	Sole

JPMORGAN CHASE & CO

$198,843,727

3.63%

5,919,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	84	$2,821	0.0%	Other
JPMorgan Chase Bank, N.A.	225,752	$7,583,009	3.8%	Defined
J.P. Morgan Investment Management Inc.	3,191,212	$107,192,811	53.9%	Defined
J.P. Morgan Securities LLC	602,512	$20,238,377	10.2%	Defined
J.P. Morgan Securities plc	2,529	$84,949	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	1,442,717	$48,460,864	24.4%	Defined
JPMorgan Asset Management (Canada) Inc.	227,904	$7,655,295	3.8%	Defined
JPMorgan Asset Management (Asia Pacific) Ltd	145,763	$4,896,179	2.5%	Defined
JPMorgan Asset Management (Japan) Ltd	81,241	$2,728,885	1.4%	Defined
55I, LLC	16	$537	0.0%	Other

DEUTSCHE BANK AG\

$197,441,781

3.60%

5,877,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	170	$5,710	0.0%	Other
DWS Investment GmbH	3,621,015	$121,629,893	61.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	133,789	$4,493,972	2.3%	Defined
RREEF AMERICA LLC	2,028,878	$68,150,012	34.5%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	17,200	$577,748	0.3%	Defined
DWS Investments UK Ltd	11,230	$377,215	0.2%	Defined
DBX Advisors LLC	17,218	$578,352	0.3%	Defined
DWS Investment S.A.	34,000	$1,142,060	0.6%	Defined
Held directly	14,493	$486,819	0.2%	Defined

Robeco Institutional Asset Management B.V.

$196,324,850

3.58%

5,844,741

DIMENSIONAL FUND ADVISORS LP

$169,147,582

3.09%

5,035,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	152,881	$5,135,272	3.0%	Defined
DFA Australia Ltd.	52,445	$1,761,627	1.0%	Defined
Dimensional Ireland Ltd	208,828	$7,014,532	4.1%	Defined
Held directly	4,621,499	$155,236,151	91.8%	Sole

AMERICAN CENTURY COMPANIES INC

$151,605,609

2.77%

4,513,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	4,513,415	$151,605,609	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$128,776,264

2.35%

3,833,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	59,180	$1,987,856	1.5%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	28,176	$946,431	0.7%	Defined
MFS Heritage Trust CO	170,540	$5,728,438	4.4%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	31,427	$1,055,632	0.8%	Defined
MFS International Australia Pty Ltd	3,800	$127,642	0.1%	Defined
Held directly	3,540,645	$118,930,265	92.4%	Sole

Invesco Ltd.

$123,982,401

2.26%

3,691,051

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,688,115	$123,883,781	99.9%	Defined
Invesco Investment Advisers LLC	2,936	$98,620	0.1%	Defined

First Eagle Investment Management, LLC

$118,767,656

2.17%

3,535,804

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$107,904,415

1.97%

3,212,397

Man Group plc

$96,641,016

1.76%

2,877,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	2,877,077	$96,641,016	100.0%	Defined

JANE STREET GROUP, LLC

$81,445,940

1.49%

2,424,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	424,576	$14,261,507	17.5%	Defined
Jane Street Global Trading, LLC	2,000,132	$67,184,433	82.5%	Defined

Amundi

$80,724,999

1.47%

2,403,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	222,167	$7,462,589	9.2%	Defined
CPR Asset Management	2,181,078	$73,262,410	90.8%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$70,409,207

1.28%

2,096,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management (Europe) S.A.	4,203	$141,178	0.2%	Sole
Schroder Investment Management Limited	2,021,353	$67,897,247	96.4%	Sole
Schroder Investment Management North America Limited	70,580	$2,370,782	3.4%	Sole

AQR CAPITAL MANAGEMENT LLC

$70,293,993

1.28%

2,092,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	26	$873	0.0%	Other
GuideStone Capital Management, LLC	39,608	$1,330,432	1.9%	Other
Held directly	2,053,072	$68,962,688	98.1%	Defined

Allspring Global Investments Holdings, LLC

$68,703,708

1.25%

2,045,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	9,407	$315,980	0.5%	Other
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	2,035,955	$68,387,728	99.5%	Defined

VICTORY CAPITAL MANAGEMENT INC

$67,717,272

1.24%

2,015,995

MACKENZIE FINANCIAL CORP

$65,132,152

1.19%

1,939,034

CAUSEWAY CAPITAL MANAGEMENT LLC

$57,547,496

1.05%

1,713,233

LAZARD ASSET MANAGEMENT LLC

$55,940,147

1.02%

1,665,381

USS Investment Management Ltd

$54,790,697

1.00%

1,631,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
USS Investment Management Ltd	1,631,161	$54,790,697	100.0%	Sole

MORGAN STANLEY

$54,073,213

0.99%

1,609,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	12,429	$417,490	0.8%	Defined
MORGAN STANLEY & CO. LLC	107,390	$3,607,230	6.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	295,395	$9,922,318	18.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	163,440	$5,489,949	10.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,031,147	$34,636,226	64.1%	Defined

RENAISSANCE TECHNOLOGIES LLC

$51,909,986

0.95%

1,545,400

D. E. Shaw & Co., Inc.

$50,283,658

0.92%

1,496,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,496,983	$50,283,658	100.0%	Defined

Orbis Allan Gray Ltd

$49,478,842

0.90%

1,473,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORBIS INVESTMENT MANAGEMENT LTD	1,473,023	$49,478,842	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$42,517,046

0.78%

1,265,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,265,765	$42,517,046	100.0%	Defined

GOLDMAN SACHS GROUP INC

$41,029,982

0.75%

1,221,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,011,478	$33,975,546	82.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	202,725	$6,809,532	16.6%	Defined
GOLDMAN SACHS INTERNATIONAL	7,291	$244,904	0.6%	Defined

RWC Asset Management LLP

$38,003,994

0.69%

1,131,408

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$36,217,711

0.66%

1,078,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	5,927	$199,087	0.5%	Defined
Global X Investments Canada Inc. joint	1,072,302	$36,018,624	99.5%	Defined

STATE STREET CORP

$35,849,498

0.65%

1,067,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	1,067,267	$35,849,498	100.0%	Defined

Russell Investments Group, Ltd.

$33,644,613

0.61%

1,001,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	78,676	$2,642,726	7.9%	Defined
Russell Investment Management, LLC	418,945	$14,072,362	41.8%	Defined
Russell Investments Canada Limited	7,164	$240,638	0.7%	Defined
Russell Investments Capital, LLC	27,599	$927,050	2.8%	Defined
Russell Investments Limited joint	424,050	$14,243,838	42.3%	Defined
Russell Investments Trust Company	45,192	$1,517,999	4.5%	Defined

DJE Kapital AG

$31,868,143

0.58%

948,739

Clark Capital Management Group, Inc.

$31,464,693

0.57%

936,728

ROYAL BANK OF CANADA

$30,871,054

0.56%

919,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	827,600	$27,799,084	90.0%	Defined
RBC Capital Markets, LLC	19,410	$651,981	2.1%	Defined
RBC Dominion Securities Inc.	69,091	$2,320,766	7.5%	Defined
RBC Private Counsel (USA) Inc.	1,300	$43,667	0.1%	Defined
RBC Trust Co (Delaware) Ltd	38	$1,276	0.0%	Defined
RBC Rochdale, LLC	1,613	$54,180	0.2%	Defined
Held directly	3	$100	0.0%	Sole

MILLENNIUM MANAGEMENT LLC

$29,882,738

0.55%

889,632

BANK OF AMERICA CORP /DE/

$29,392,021

0.54%

875,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	316,060	$10,616,455	36.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	71,936	$2,416,330	8.2%	Defined
BOFA SECURITIES, INC.	120,842	$4,059,082	13.8%	Defined
MERRILL LYNCH INTERNATIONAL	111,973	$3,761,173	12.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	254,212	$8,538,981	29.1%	Defined

Clearbridge Investments, LLC

$26,529,146

0.48%

789,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CLEARBRIDGE INVESTMENT MANAGEMENT LTD	789,793	$26,529,146	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$23,816,519

0.43%

709,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	709,036	$23,816,519	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$23,425,127

0.43%

697,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,408	$114,474	0.5%	Defined
UBS Asset Management (UK) Ltd.	693,976	$23,310,653	99.5%	Sole

TWO SIGMA INVESTMENTS, LP

$23,300,240

0.43%

693,666

Allianz Asset Management GmbH

$22,855,778

0.42%

680,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	680,434	$22,855,778	100.0%	Defined

UBS Group AG

$21,891,105

0.40%

651,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	53,518	$1,797,669	8.2%	Defined
UBS AG	572,528	$19,231,215	87.8%	Defined
UBS Switzerland AG	24,369	$818,554	3.7%	Defined
UBS Securities LLC	1,300	$43,667	0.2%	Defined

Hamilton Capital Partners Inc.

$20,396,217

0.37%

607,211

South Street Advisors LLC

$20,200,690

0.37%

601,390

Empowered Funds, LLC

$20,134,450

0.37%

599,418

Bridgewater Associates, LP

$19,452,540

0.35%

579,117

NORTHERN TRUST CORP

$18,196,944

0.33%

541,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	541,737	$18,196,944	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$17,111,317

0.31%

509,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	509,417	$17,111,317	100.0%	Sole

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$16,951,092

0.31%

504,647

SPROTT INC.

$16,793,387

0.31%

499,952

JANE STREET GROUP, LLC

$15,521,939

0.28%

462,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	462,100	$15,521,939	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$15,404,374

0.28%

458,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	458,600	$15,404,374	100.0%	Other

SEI INVESTMENTS CO

$15,145,730

0.28%

450,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,003	$33,690	0.2%	Sole
SEI TRUST CO	449,897	$15,112,040	99.8%	Sole

Vontobel Holding Ltd.

$14,892,227

0.27%

443,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	443,353	$14,892,227	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$14,777,685

0.27%

439,943

CITADEL ADVISORS LLC

$13,355,384

0.24%

397,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	397,600	$13,355,384	100.0%	Defined

GABELLI FUNDS LLC

$13,325,153

0.24%

396,700

ENVESTNET ASSET MANAGEMENT INC

$13,075,545

0.24%

389,269

Jump Financial, LLC

$12,450,906

0.23%

370,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	21,173	$711,201	5.7%	Defined
Leap GP LLC joint	349,500	$11,739,705	94.3%	Defined

CITADEL ADVISORS LLC

$12,379,829

0.23%

368,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	368,557	$12,379,829	100.0%	Defined

JANE STREET GROUP, LLC

$12,256,991

0.22%

364,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	364,900	$12,256,991	100.0%	Defined

Walleye Trading LLC

$12,058,810

0.22%

359,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$12,053,032

0.22%

358,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	358,828	$12,053,032	100.0%	Other

CI INVESTMENTS INC.

$11,405,450

0.21%

339,549

PKO Investment Management Joint-Stock Co

$11,352,109

0.21%

337,961

SG Americas Securities, LLC

$11,064,310

0.20%

329,393

FRANKLIN RESOURCES INC

$10,996,055

0.20%

327,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	6,661	$223,742	2.0%	Defined
FRANKLIN ADVISERS INC	320,700	$10,772,313	98.0%	Defined

ROYCE & ASSOCIATES LP

$10,967,135

0.20%

326,500

WELLINGTON MANAGEMENT GROUP LLP

$10,676,177

0.19%

317,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	161,190	$5,414,372	50.7%	Defined
Wellington Managment Canada LLC	4,717	$158,444	1.5%	Defined
Wellington Management International Ltd	85,288	$2,864,823	26.8%	Defined
Wellington Trust Company, NA joint	45,039	$1,512,860	14.2%	Defined
Wellington Management Europe GmbH	21,604	$725,678	6.8%	Defined

Driehaus Capital Management LLC

$10,095,642

0.18%

300,555

GUGGENHEIM CAPITAL LLC

$8,982,166

0.16%

267,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	75,069	$2,521,567	28.1%	Defined
SECURITY INVESTORS LLC	192,337	$6,460,599	71.9%	Defined

LPL Financial LLC

$8,965,876

0.16%

266,921

FIRST TRUST ADVISORS LP

$8,825,671

0.16%

262,747

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,803,939

0.16%

262,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	262,100	$8,803,939	100.0%	Other

SILVERCREST ASSET MANAGEMENT GROUP LLC

$8,504,383

0.16%

253,182

TORONTO DOMINION BANK

$8,397,500

0.15%

250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Canada Trust Co	250,000	$8,397,500	100.0%	Defined

Assenagon Asset Management S.A.

$8,032,846

0.15%

239,144

Creative Planning

$7,627,482

0.14%

227,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	2,112	$70,942	0.9%	Defined
Held directly	224,964	$7,556,540	99.1%	Sole

Qube Research & Technologies Ltd

$7,229,340

0.13%

215,223

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$7,108,114

0.13%

211,614

Capital World Investors

$6,927,702

0.13%

206,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	206,243	$6,927,702	100.0%	Defined

Ruffer LLP

$6,739,497

0.12%

200,640

Bank of New York Mellon Corp

$6,647,761

0.12%

197,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	194,174	$6,522,304	98.1%	Defined
BNY Mellon, NA joint	1,742	$58,513	0.9%	Defined
BNY Mellon Advisors, Inc.	1,992	$66,911	1.0%	Defined
Held directly	1	$33	0.0%	Defined

Boston Partners

$6,556,935

0.12%

195,205

TD Asset Management Inc

$6,389,892

0.12%

190,232

BI Asset Management Fondsmaeglerselskab A/S

$6,290,735

0.11%

187,280

HRT FINANCIAL LP

$6,130,074

0.11%

182,497

Generali Investments CEE, investicni spolecnost, a.s.

$6,035,652

0.11%

179,686

CIBC Asset Management Inc

$5,817,788

0.11%

173,200

BANK OF MONTREAL /CAN/

$5,146,589

0.09%

153,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	137,630	$4,622,991	89.8%	Defined
BMO Bank N.A.	3,098	$104,061	2.0%	Defined
BMO Family Office, LLC	444	$14,913	0.3%	Defined
BMO NESBITT BURNS INC.	285	$9,573	0.2%	Defined
Held directly	11,761	$395,051	7.7%	Defined

Thrivent Financial for Lutherans

$5,073,835

0.09%

151,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	96,742	$3,249,563	64.0%	Defined
Held directly	54,310	$1,824,272	36.0%	Sole

Intesa Sanpaolo S.p.A.

$4,876,495

0.09%

145,177

IFP Advisors, Inc

$4,843,442

0.09%

144,193

BARCLAYS PLC

$4,840,755

0.09%

144,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	144,104	$4,840,453	100.0%	Defined
BARCLAYS CAPITAL INC.	9	$302	0.0%	Defined

Y-Intercept (Hong Kong) Ltd

$4,817,847

0.09%

143,431

BANK OF NOVA SCOTIA

$4,649,527

0.08%

138,420

Integrated Wealth Concepts LLC

$4,627,492

0.08%

137,764

ALPS ADVISORS INC

$4,618,053

0.08%

137,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sprott Inc.	137,483	$4,618,053	100.0%	Other

Vident Advisory, LLC

$4,609,957

0.08%

137,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	42,671	$1,433,318	31.1%	Defined
HANetf Management Limited	92,554	$3,108,888	67.4%	Defined
Held directly	2,017	$67,751	1.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE)	130,105	$4,370,226	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	69,609	$2,338,166	54.8%	Defined
Manager 6	100	$3,359	0.1%	Defined
Held directly	57,408	$1,928,334	45.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	120,500	$4,047,595	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	110,000	$3,694,900	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TODD INTL INTRINSIC VALUE OPPORTUNITY FUND	108,750	$3,652,912	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	107,986	$3,627,249	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	104,255	$3,501,925	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Metzler Asset Management GmbH	103,360	$3,471,862	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,432	$316,820	9.5%	Defined
Raymond James Financial Services Advisors, Inc.	90,006	$3,023,301	90.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AXA INVESTMENT MANAGERS UK LIMITED	89,669	$3,011,981	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	71,506	$2,401,886	95.4%	Defined
STRATEGIC ADVISERS LLC	3,325	$111,686	4.4%	Defined
Fidelity Diversifying Solutions LLC	87	$2,922	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	74,004	$2,485,794	98.9%	Defined
Osaic Advisory Services, LLC	855	$28,719	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	70,722	$2,375,551	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	64,938	$2,181,267	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	63,079	$2,118,823	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,727	$91,599	4.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	59,530	$1,999,612	95.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	61,541	$2,067,162	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	60,099	$2,018,725	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	55,517	$1,864,816	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (Hong Kong) Ltd	1,952	$65,567	3.6%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	931	$31,272	1.7%	Defined
HSBC BANK PLC	51,474	$1,729,010	94.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Impact Asset Management GmbH	50,590	$1,699,318	100.0%	Defined
Held directly	0	$0	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	48,494	$1,628,913	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	46,500	$1,561,935	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	43,852	$1,472,988	98.8%	Defined
Stifel Independent Advisors, LLC	527	$17,701	1.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	36,900	$1,239,471	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	36,058	$1,211,188	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC PRIVATE BANK (SUISSE) LTD	23,403	$786,106	81.3%	Defined
Held directly	5,385	$180,882	18.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	25,587	$859,467	93.6%	Defined
Ameriprise Financial Services, LLC	1,162	$39,031	4.3%	Defined
Ameriprise Bank, FSB	584	$19,616	2.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	26,679	$896,147	99.2%	Defined
BAIRD TRUST Co	212	$7,121	0.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SmartX Technology Solutions Inc.	93	$3,123	0.4%	Defined
Held directly	24,687	$829,236	99.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	22,526	$756,648	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	22,500	$755,775	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED INVESTMENT COUNSELING	925	$31,070	4.2%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	21,347	$717,045	95.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	15,805	$530,889	79.8%	Defined
Held directly	4,007	$134,595	20.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	18,543	$622,859	97.8%	Other
MARSHALL WACE ASIA Ltd	416	$13,973	2.2%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	18,568	$623,698	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	669	$22,471	4.0%	Defined
Regime de rentes du Mouvement Desjardins	16,232	$545,232	96.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	15,025	$504,689	99.3%	Other
Held directly	100	$3,359	0.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	30	$1,007	0.2%	Other
First Trust Direct Indexing L.P.	14	$470	0.1%	Other
Fidelity Institutional Asset Management Trust Co	13	$436	0.1%	Other
Held directly	14,406	$483,897	99.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Group Ltd.	14,019	$470,898	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	11,684	$392,464	95.4%	Defined
PNC Delaware Trust Company	432	$14,510	3.5%	Defined
PNC Wealth Management LLC	132	$4,433	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRED ALGER MANAGEMENT, LLC joint	11,474	$385,411	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Rakuten Group, Inc. joint	10,137	$340,501	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	8,313	$279,233	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments joint	8,195	$275,270	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	1,385	$46,522	19.4%	Defined
Rockefeller Trust Co (Delaware)	3,661	$122,972	51.3%	Defined
ROCKEFELLER FINANCIAL LLC	2,086	$70,068	29.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo SpA	5,719	$192,101	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	5,700	$191,463	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	5,144	$172,786	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Trinkaus & Burkhardt AG, Germany	5,000	$167,950	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	4,935	$165,766	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	3,200	$107,488	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,437	$81,858	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	2,158	$72,487	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	1,733	$58,211	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	676	$22,705	59.6%	Sole
Held directly	458	$15,382	40.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,039	$34,900	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	701	$23,546	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	11,770	$527	9.7%	Defined
Deka Vermoegensmanagement GmbH	110,000	$4,922	90.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	143	$4,803	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	34	$1,142	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	572,000	$25,968,800	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HANTZ FINANCIAL SERVICES, INC. joint	62,047	$2,816,933	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Itau USA Asset Management Inc.	13,109	$595,148	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	7,166	$325,336	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	6,679	$303,226	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MOODY BANCSHARES INC joint	5,336	$242,254	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DorseyWright	5,149	$233,764	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	4,919	$223,322	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	4,520	$205,208	100.0%	Other

Key facts CIK 1172724 CUSIP 38059T106 13F (30d) 349 filings 314 filers Visit website Investor relations